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Running 'Round the Ivory Tower

Teach Governance

November 23, 2009

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When I became vice provost in 2006, I got a crash course in faculty governance. It was my first year with tenure, and as I’ve noted in a previous column, I hadn’t expected to be moving into such a responsible position so early in my career. Not only was working on curriculum with the faculty council a part of my job, I was also tasked with filling the openings in Faculty Council standing committees, albeit from a list of nominees provided by the council's executive committee. In a short period of time, I had to learn about faculty members across campus, their level of involvement in governance structures, and the politics surrounding faculty governance.

What I learned over the next few months and years, was not only the importance of institutions like faculty councils or senates, but also the lack of interest in these entities, particularly among younger faculty. Faculty governance is essential under normal circumstances, but in an era of disappearing budgets and activist legislators who want more accountability, it is absolutely critical. Faculty need to have the tools to defend academic freedom and fight for the resources needed to maintain high quality education, but they also need to be open to changes that will make universities more efficient as we move into uncertain futures.

I should begin by noting that I have spent my entire academic career at large tier one research universities. I understand that the demands of service are often greater at smaller universities and liberal arts colleges. However, the demands of service exist at all types of institutions. What is important is that we begin giving future professors an idea of the importance of faculty governance long before they get tenure.

As I took on my first academic job and started to think about getting tenure, I had no idea how my tenure would be decided, who would be voting on it, and who the key players would be in the process. Over the years, I began to get a better sense of how these things worked, but I was also told to keep my head down, get my work done and avoid being on committees (the latter advice I studiously ignored). This is typical advice for assistant professors. The result is that we often get associate professors who have no interest in being involved in faculty leadership positions, or who have no idea how to get involved, even if they want to.

Understanding faculty governance needs to begin in graduate school. When I was a graduate student, I had a vague notion that faculty were on university-wide committees, or eventually became deans or presidents. I had no idea what these jobs entailed, or how much of an impact they could have on my personal career success.

We need to give graduate students a better idea of what it means to be a part of faculty governance. Graduate students should sit on appropriate faculty committees -- not just those focused on graduate student life, but also those focused on areas such as undergraduate curriculum, educational policy or research policy. They should observe relevant aspects of faculty recruitment so that they will have an idea of what they will face when they go on the job market and they should be made aware of tenure and promotion processes. For those who may be interested in future administrative careers, we should provide opportunities to learn what those kinds of jobs are about, and how they may want to position themselves in order to take advantage of opportunities in the future.

Part of the issue is how we value service. When it comes time for tenure or promotion, in most top-tier research universities the most important factor is research. In fact, some faculty members feel penalized for doing too much service. Unfortunately this is often a major issue for women and faculty of color who are called upon to take part in committees and task forces in order to add gender balance and diversity. I could write an entire column on this issue alone, but suffice it to say that we owe it to ourselves as faculty to give credit to those who manage to balance research, service and teaching and to encourage those who show the initiative to take on leadership positions. However, it is critical that we spread the load so that there’s less chance of faculty research agendas being hurt by service. With more people involved the burden can be spread across a larger number of faculty members, rather than falling on the few who are more willing than others to say yes.

When I was vice provost, one of the ongoing issues was how to get more faculty involved in the faculty council. When I was working on the standing committees, it was always the same cast of characters being nominated. We had long discussions on ways to increase faculty involvement. However, I think this is an area where deans and department chairs need to be more involved in encouraging faculty to consider service. I have had discussions with my own dean about identifying young faculty members who show an interest in leadership positions, providing them with mentors and possibly giving them course release time to be involved with committees or to learn more about what it means to be a department chair, dean, vice provost or even a provost.

I have been lucky to have found mentors who have helped me in my own path to leadership (as I wrote in a previous column), but faculty leaders can do more to provide mentoring structures, departments can do more to educate junior faculty and graduate students on faculty governance, and faculty can do more to educate themselves so that they can be more effective players in the budget battles and other issues that will be impacting universities in the next few years. I was unprepared and had a steep learning curve when I became an administrator – that can and should be avoided.

We are entering an era in which universities and colleges will be challenged to show that they are providing a valuable education to students and to demonstrate their impact on their local and state economies. Faculty need to be prepared to provide answers when parents and legislators question the value of a liberal education. The challenges for higher education will only continue to grow, regardless of the economic situation. One way to be better prepared for these challenges is to ensure that we are preparing the next cohort of faculty leaders.

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Comments on Teach Governance

  • On higher ed students, society, and good governance
  • Posted by vfichera on November 24, 2009 at 12:00pm EST
  • I wholeheartedly agree that learning about governance must begin early. In fact, I believe that graduate and undergraduate students need to be better informed as to "how it works" as well as participate via the role of student government in good governance. Let me further explain by way of a reminiscence:

    When I was an ABD graduate student in the seventies, I became the president of the Yale Graduate-Professional Student Senate and, ex officio, became a member of two major university committees, committees advising the president and the graduate school dean, but not the provost. The provost's committee only had the undergraduate College Council chair as a member. So I approached my undergraduate student government counterpart and our bodies passed mutual support resolutions that our bodies would request that the university include elected (not appointed) graduate-professional and undergraduate student representatives on all councils and committees of policy interest -- after which I got a call from the provost's office and was at the table for the next advisory committee meeting.

    I learned a great deal about governance from those many experiences. I arranged for the graduate-professional student senate to host a breakfast for all of the trustees with students from each of the graduate and professional schools at their tables -- a table for each Fellow with three student senators and three student appointees by the graduate-professional school deans who, at my invitation, also shared the cost of the breakfast -- plus a table for a Fellow with international students from multiple schools. To my knowledge, a student breakfast with all of the Yale Corporation in one room had never before and has not since been allowed by the university administration to take place again, of course -- but it was a shining moment in university governance.

    The student senate commissioned an inter-departmental task force on financial aid composed of senators from the Graduate School who then conducted a major survey and submitted a formal report to then Dean Jaroslav Pelikan, proposing reforms to the stipend system of compensation to teaching fellows. The dean declared it "the best report I've read this year, including some I myself have written" and the proposals were ultimately implemented.

    Final anecdote: I offered what became an acclaimed residential college seminar on "the arts, science and everyday experience: the question of uncertainty" and no one at the university ever questioned the competence of an ABD in literature teaching such a course. But when the undergraduate student committee also proposed that I teach a seminar on university governance, suddenly, only a doctoral candidate in sociology would be competent to do so, according to the Yale College curriculum committee. Howard Cosell could teach a seminar on sports but an ABD former Yale student government president could not teach a seminar on governance.

    Higher education administrations and faculty do not necessarily have a stellar history of taking kindly to a true understanding of college/university governance by students. I suggest that the study and practice of good university governance is the obligation of all of the stakeholders in higher education -- bar none.

    Student understanding of and commitment to good governance make faculty, staff, and administrations committed to better governance for the benefit of society at large: good college and university governance makes for a better-functioning university but also a citizenry better-educated in the principles of the republic.

  • President and Board of Regents need Education as well!
  • Posted by Edl Schamiloglu , Professor of Electrical & Computer Engineering at University of New Mexico on November 25, 2009 at 3:45pm EST
  • It is sad that I must report that, not only should graduate students and faculty be educated about Faculty Governance, at my institution the President and, especially, the Board of Regents need to be educated about Faculty Governance as well!