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Grants Given, and Taken Away

August 25, 2006

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Congress seemed to have students just like Brandon Struthers in mind when it created the National Science and Mathematics Access to Retaining Talent (SMART) Grants last winter. The grants were designed to help American colleges produce more graduates in high-demand fields such as physics, engineering and critical foreign languages, and Struthers, who is majoring in electrical engineering with a minor in mathematics, would appear to be just about perfect.

In many ways he is. But because of significant confusion over the rules for the new program, he was one of 150 students at Utah State University who were informed last week that they were in fact ineligible for the $4,000 grants the university had offered them just a week earlier. It turned out that the students had all taken too many credit hours to qualify under the new program's unusual way of defining an "academic year," which ties a student's year in college precisely to the number of academic credits he or she has accumulated.

The SMART Grants are available to juniors and seniors, but because Struthers and the others had taken more than 120 credits, they were no longer considered to be eligible. Utah State awarded SMART Grants to another 300 students who are eligible to keep them.

"The problem with this regulation is that it is way too low for my degree," Struthers said in an e-mail message, noting that a bachelor's degree in electrical engineering at Utah State requires 133 credits, and that after this fall, his ninth semester in college, he is set to graduate with 143.

"I have not floundered about through college," added Struthers, who has a wife and 8-month-old son. "Rather, I have been on track, taking only courses toward my degree and minor. It seems wrong and contradictory to deny aid designed for a student in my position because of a wrongly set credit limit. This credit limit should at least be the minimum amount of credits required to graduate in the degree."

In one way, the situation at Utah State, which was first reported by the Deseret Morning News, may be an anomaly; Steve Sharp, the associate director of financial aid there, acknowledges that the university awarded SMART Grants to its students earlier than most other institutions, "because we were trying to get this money out to them before the school year started, to be of the most help we could.

"It's a classic case," he added, "of no good deed going unpunished."

But Sharp and other experts on financial aid also say the Utah State situation is a perfect (and painful) example of what's wrong with the SMART Grant Program and its companion program for freshmen and sophomores, the Academic Competitiveness Grants -- and, particularly, with the excessively rushed and messy way Congress created the new programs and the Education Department is trying to put them in place. Last week, numerous higher education associations, individual colleges and others offered comments, many of them critical, about multiple aspects of the Education Department's plans for instituting the new programs -- including the proposed definition of the academic year.

"I imagine screw-ups like this are occurring on other campuses as well," Barmak Nassirian, associate executive director of the American Association of Collegiate Registrars and Admissions Officers, said of the Utah State mess. "The law that created ACG/SMART Grants is very poorly drafted, and the department has unfortunately compounded the problems with some of its regulatory decisions."

Nassirian added: "It is not surprising at all that campus officials are confused about how to implement the programs and who is eligible and for how much. What’s worse is that even where no problems register today in real time, we are likely to have all kinds of program reviews and audit exceptions down the road when the Monday morning quarterbacking begins in earnest."

Oops, Never Mind

Sharp and other officials at Utah State thought they were doing the right thing. They had pored over the interim final regulations that the Education Department published in July to carry out the two new grant programs, and they had participated in "every training session, every Web session" available to them in the weeks that followed.

With the start of the academic year just a few weeks away, Utah State officials hoped to help their students get their financial aid situations in order, so on Wednesday, August 8, the university informed 450 students that they had met the various requirements for a SMART Grant, including achieving a minimum grade point average of 3.0 and majoring in one of the eligible fields, and would receive grants of as much as $4,000.

But just five days later, on Monday, August 13, Utah State officials participated in yet another conversation between financial aid officers from Utah colleges and Education Department officials, Sharp said. It was during that discussion that it became clear to Utah State officials for the first time that under the department's proposed method of determining what academic year a student is in -- which considers a student's academic year to have ended after he or she has taken a certain number of academic credits -- put them beyond the number of total credits that eligible students can accumulate to count as college seniors.

The next day, the financial aid office sent a follow-up e-mail to a third of the prospective recipients saying that they would not receive the grants after all. Many of the students were resigned to the shift, Sharp said, but some, not surprisingly, were furious. "When you raise someone's expectations, and then say a week later, No, not really, that's pretty jarring," he said.

Sharp said he knows that Utah State's rush to get its financial aid awards finished in time for the fall contributed the problem. "If we had waited a week to award [these students, they] would never have known" that they had received them. And while he disagrees with the "academic year" definition the Education Department used -- "they took the most restrictive definition they could find, a matter of the legal eagles believing that's what the law required," he said -- he doesn't particularly blame its officials for the problems with carrying out the grants. "They're doing the best they can, with the short time frame they've been given."

He added: "If there's any blame here, I think it's Congress trying to compress the time frame" for putting the two new programs into effect.

On that, most higher education officials and college lobbyists agree. They also agree that Utah State is unlikely to stand alone in its difficulty with the two new programs.

"This is likely to be the first of many examples of the difficulties campuses face in trying to implement the ACG/SMART grant rules," said Becky Timmons, director of federal relations at the American Council on Education. "It gives street credibility to the comments filed by higher eduction groups last week." 

An Education Department spokeswoman said late Thursday that department officials were still gathering information about the Utah State situation to see if anything could be done about it.

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Comments on Grants Given, and Taken Away

  • Sources
  • Posted by Help! on August 25, 2006 at 11:00am EDT
  • Does anyone know where the 120 points requirement is coming from? I can't find it in any of the "Dear Colleague" letters.

  • 120-credit limit
  • Posted by Brandon on August 25, 2006 at 11:30am EDT
  • Each school has a way of defining the time spent in a course. Since a "credit" can be different at one school verses another, the defining "120 credit" rule won't be found on a general posting. The Dept. of Education has advised each school of the SMART grant limit based upon their personal credit system.

  • Posted by David Longanecker , Executive Director at WICHE on August 25, 2006 at 11:50am EDT
  • It's easy to blame the feds for this, but perhaps as much blame belongs with academe for extending the number of hours required to receive a degree. Engineering is the most guilty culprit, with many schools requiring more hours than can reasonably be taken in four years. Interestingly, however, many of the best Engineering programs in the country manage to fit it into 120 hours. Hmmmm.

    Dave Longanecker, WICHE

  • Experience
  • Posted by Amanda , Bradley University alum on August 25, 2006 at 1:25pm EDT
  • An engineering program in itself may put a student at around 120 hours but some students may be enrolled in minors as well which will put them over 120 hours. These students should not be penalized for trying to get as much educational experience as possible while in college. Last time I checked that is what college is for!

  • Aid Year versus grade level progression
  • Posted by Lili Vidal , Interim Director, Financial Aid at CSU Northridge on August 25, 2006 at 1:45pm EDT
  • You won't find 120 units in the regulations or the law. The issue is how the school defines their aid year, which in some cases conflicts with the number of units used to progress from one grade level to the next. For instance, at our institution the aid year is defined as 24 units; full-time for aid purposes is 12 units per term. However, grade level progression moves a student from freshman to sophomore at 30 units, sophomore to junior at 60 units, junior to senior at 90 units and senior year caps at 120 units. The Department of Education interim regulations require campuses to use their aid year to determine at what level to award students. Therefore, we would award a SMART grant to a junior between 49 and 73 units and to a senior between 74 and 98 units. We would not even make it to 120 units. Students can only receive one grant as a junior and one grant as a senior. What would be simpler for us would be to be allowed to award according to our grade level progression markers. It would make more sense to students, too. Some institutions are changing their academic year definition which increases the number of units students would need to be considered full-time for aid. This may not be realistic for the student populations that some institutions serve.

  • Posted by Mike on August 25, 2006 at 4:00pm EDT
  • I don't know, this story smacks of something. I bet the Brandon kid was just trying to get a free ride and didn't actually deserve it. You really should have less than 120 credits before your senior year. He's just wanting money that doesn't belong to him, typical greedy college kid.

  • Posted by Fernando on August 25, 2006 at 4:20pm EDT
  • i couldn't agree with you more Mike. i am from another country and need money to go to school. i immigrated and got this scholarship. i followed the rules and work hard. people like brandon make it so i cant have enough money. i have completed my engineering degree with almost 115 credits with a minor in physics. but in his defence, there is no stipulation that says 120 credits means youre a senior. the school can and should make exceptions if he was already awarded the scholarship and it was their short sight.

    cheers

  • Off the mark
  • Posted by Davis , EPOIC at Post Haste Invst Group on August 25, 2006 at 9:35pm EDT
  • I can't help but state the obvious logical flaw in Fernando's defense of Brandon. Do you really believe that a school should be punished because of an oversight that affects only a very small portion of those enrolled? Consider not only those students currently enrolled, but the alumni and future students of the school. In the words of a wise cowboy, "I've always followed my father's advice: he told me, first to always keep my word and, second, to never insult anybody unintentionally. If I insult you, you can be darn sure I intend to. And, third, he told me not to go around looking for trouble." -John Wayne
    Get it, Brandon?

  • Grants given, taken away
  • Posted by kathy on August 27, 2006 at 11:00am EDT
  • Fernando, how self-centered & ethnocentric a viewpoint! You come into our country (legal? illegal?) & you occupy a space that one of our own kids could fill. You whine because you have to pay. Return to your own country & make do under your OWN country's system, and quit griping about kids of this country who, through no fault of their own, have been ground up yet again by politicians who are either short-sighted or who are posturing for brownie points since they have killed the aid for college kids earlier this year.

  • Grants
  • Posted by RJ on August 28, 2006 at 10:50am EDT
  • If anyone really cared about education, we would eliminate congress from the equation. Why tax us at the Federal level, set-up buracracies to offer/review grants, require grants to be written/applied for by grant writers/counselors/students, reviewed by the college, reviewed by the D.C. buracrates, and all reviewed by everyones legal departments. Just quite taking the money in taxes, and let the states tax. Then don't make the Federal mistake - let the colleges have the money to administer grants, aid, scholarships, etc. that meet their mission. Of the money taxed and ear-marked for education, so little of it ever gets to the people that it is supposed to serve. Congress should stop trying to be the "expert" on education. The Dept. of Ed. is an oxymoron, and educators are the last to have any input to the process.

  • Posted by Matt on August 31, 2006 at 2:46pm EDT
  • I recently found out that I would not be getting the grant. I am in my 4th year in college, taking 4th year level classes, but my AP credits from high school put me over the 120 credit hour limit (I would have been over even a year ago). It seems ironic that those who excelled in high school are being denied this grant specified for those who are to build up the country's academic prowess.

  • Total Hours
  • Posted by Charles Hammond on September 8, 2006 at 10:05am EDT
  • Every college has its own rules. However, it is beneficial for colleges to recruit and aggressively retain the best and the brightest students. These people are basically the best and the brightest of what America has to offer, and the college developed the programs for Science and Engineering and made them difficult. The students responding by keeping a high GPA and taking more classes than the average student because they are smart and have a good work ethic. This is what America should seek to emulate.

    Maybe they have exceeded some standards, but a college's reputation is often built on the success of these overachieving hard-working Americans. The college in question may have to do some soul searching and decide whether there are other ways to help these individuals.

    Some people might call these individuals greedy. However, we need to foster learning and should seek to attract the smartest and the brightest students. This is an example of why the United States has a lower level of Math and Science graduates. Rules are made to have exceptions. Do we really want to foster math and science or are we just full of hot air?