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Little Change for Upward Bound

September 25, 2006

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In July, when the U.S. Education Department proposed revising the standards for the Upward Bound Program, fans of the program that provides tutoring and other services to help needy middle and high school students prepare for college squawked. Scores of them objected to the fact that the department, in proposing a shift of funds to focus on 9th graders and on students who are at "high academic risk for failure," would excessively narrow the program’s focus and cut out many students whom the program has served successfully until now.

Friday, in a “notice of final priority” published in the Federal Register, department officials revised their plans in several ways for Upward Bound, one of the Federal TRIO programs.

First, the department agreed to let campus Upward Bound programs continue to accept 10th graders, although the 30 percent of program participants who must be academically at risk must be in the 9th grade. That, said Larry Oxendine, the Education Department official who directs the Federal TRIO Programs, is because “when a student enters high school underprepared, we believe that student needs intensive intervention, and needs that intensive intervention for four years.” Department officials had been persuaded, Oxendine said, that 10th graders who are not academically at risk can benefit from just three years in the program.

The department also slightly expanded the definition Upward Bound program directors could use to define which students are academically at risk. But the department did not in any significant way alter its overall push to shift Upward Bound’s focus toward students who are academically underprepared, which some commenters had argued would turn Upward Bound from a program aimed at preparing disadvantaged young people for college into a dropout prevention effort.

Oxendine was unapologetic: “We firmly believe we’re going to see a significant increase in the effect of Upward Bound as a result of targeting on students who have significant need.”

Supporters of Upward Bound said the department’s changes did little to change a shift they see as damaging to the program.

“The changes aren’t as bad as they could have been, but they still represent limitations on what we have had before,” said Sarah Morrell, Upward Bound director at Bristol Community College, in Massachusetts. “What we prize as project directors is the ability to apply our professional judgment, to compse a program of students with differing characteristics, in a balance that we know how to create and administer for their advantage educationally. To have a mandate come down from D.C. to restrict our ability to carry out our understanding of our communities limits our ability to use these funds in the best possible way.”

Morrell and others said they were particularly troubled by one aspect of the new guidelines that has received little attention. As part of a new system for evaluating the success of Upward Bound, the department will now require officials who run campus Upward Bound chapters to recruit at least twice as many students as they can serve and use half of the recruited students as a control group against which to compare the performance of those actually admitted into the program. One Upward Bound official described the control group approach as turning those not chosen into "guinea pigs."

That approach “feels unconscionable,” Morrell said, because it “means that we raise the hopes in individual students that they can participate and use our services and get assistance for college, and then we must tell them that they can’t so they can serve as a control to those students who do get in.”

She added: “It’s as if you had two children, and are told you can only save one. How can you in good conscience choose one over the other?”

Oxendine said that the new review process is in Upward Bound’s best interests, because the government’s previous assessment of the program found it to be ineffective. “We don’t want to leave that on the books as the only one,” he said. “As a result of more carefully targeting to those who need it, we believe Upward Bound can be shown to be effective.” Such a study needs to have a control group and use random assignment techniques to be credible, he added.

“I don’t buy the argument that we’re doing a disservice to the students,” Oxendine said. “In life we never get everything we want.”

Supporters of the TRIO programs say they have trouble believing it when department officials talk about having the best interests of Upward Bound and its participants at heart, given that the Bush administration has, in its last two budget proposals, called for eliminating the program.

“Given that this is being authored by people who’ve tried to kill the program for two budgets in a row, we don't have any illusions about what's at play here,” said Susan Trebach, a spokeswoman for the Council for Educational Opportunity, which lobbies on behalf of the TRIO programs.

Oxendine said Bush’s proposals to end Upward Bound have in no way suggested a desire to abandon the federal government’s commitment to helping disadvantaged students prepare for college; the president’s budget plans have called for shifting the funds the government now spends on TRIO to a new effort to expand the No Child Left Behind program to high schools, he noted.

In the meantime, Oxendine said, his job is to make Upward Bound as effective as it can be. “I believe the administration is going to give low income, first generation students a chance to succeed.”

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Comments on Little Change for Upward Bound

  • I was an Upward Bound Participant
  • Posted by Jessica McKean , E-Learning Specialist/Blackboard Administrator at Alliant International University on July 20, 2007 at 3:55pm EDT
  • I went to the retirement party of my Upward Bound director Mr. Wayne Kitchen a few weeks ago at Cal State East Bay (formally CSU Hayward). Some of the success stories at my table include chemists, optomotrists, and nurses. I also feel I have succeeded with the aid of my experience in Upward Bound. I think more Upward Bound programs should be available for those students like me or even not like me. Nothing is more eye-opening than spending summers in college dorms and being told I could succeed and experience this after high school.

    Thank you Wayne Kitchen!

    Jessica (Bailey) McKean

  • WHAT THE HECK?!
  • Posted by calsee on February 28, 2008 at 4:40pm EST
  • Upward Bound is a good thing...and I would know. I am a student. who graduated from the program. if you think that this program is not doing very good well then you're wrong. If you think that it is a good thing then thank you for the support.

  • The Need for Change or Evaluation of Upward Bound
  • Posted by Margaret W. Miller , Retired Educator on November 8, 2008 at 10:00am EST
  • When an Upward Bound Program was initiated at a nearby community college, I was elated because I knew how valuable the program was to disadvantaged children.
    Now, with the program in its 6th year, it appears to have lost its purpose due to lack of organization, incompetence, and student participation.

    Disadvantgaged parents are asked to contribute an unusually large sums of money for trips and food. I, personally think that a few people can ruin a good intended program and that is what has happened at the junior college.

    Margaret Miller

  • Posted by doc on September 25, 2006 at 7:45am EDT
  • "In life we never get everything we want." Goodness, I do not know whether to laugh, cry, or be outraged at that response to the opponents of the proposed trial of Upward Bound's effectiveness. Children have not begun to have a working life yet. They must be able to access the roads that will take them to it, especially roads that help them overcome academic deficiences. No educator in good conscience could be part of the research trial suggested. Maybe appalled is the word I am searching for?

  • Fool me once...
  • Posted by UB Educator on September 25, 2006 at 12:55pm EDT
  • The Bush administration has consistantly reduced and and tried to eliminate programs that allow the poor an opportunity to go to college. While the overall amount of Pell Grant funding has risen, it has not kept up with college tuition rates, and the new funding formula means that fewer actual grants will be given. Loan programs are being eliminated. Programs that provide educational opportunities that this population do not odinarily get are being targeted for elimination. They have learned that they do not have the political capitol to kill Upward Bound, so they are making new rules that set us up for failure. Why?

    Part if the reason is that they want to flush even more money down the bog that is No Child Left Behind. But that's not the real reason. Without these opportunities (grants, loans, programs), the only way for the the poor in America to get to college is through the military.

    Bush knows that instituting a draft is political suicide, but he has to find a way to get more people into the military to fight what is increasingly becoming an unpopular war. By eliminating or severely restricting access to college via any other route, he guarantees an increase in military enlistment without the necessity of a draft. And it's working (http://cbs2chicago.com/national/topstories_story_252232506.html)

  • What about human subjects rights?
  • Posted by Dafina Stewart at Bowling Green State University on September 25, 2006 at 2:45pm EDT
  • I am appalled that the Department of Ed would consider recruiting students for an experiment and not inform them of their rights, let alone seek their informed consent. The practice is not merely unconsionable but unethical and a violation of federal policy governing research involving human subjects. These guidelines have been established by the NIH and are required to be followed by every institution receiving federal funds - that would include Upward Bound. These guidelines explicitly prohibit recruiting people to participate in a research project without informing them that 50% of applicants will not be chosen - not because of limited funds, not because of limited space - but for the purposes of conducting an experiment to prove the program's effectiveness. To deny students, particularly those who are underprivileged from the basic protection these guidelines offer directly undermines the purpose of the guidelines, which is to protect the interests of those who are disadvantaged, under-served, and minority. In this particular case, we are also dealing with minors, and so not only should the students be informed and give their assent but their parents or legal guardians must also be informed and give their informed consent. I would strongly suggest that any Upward Bound administrator who is told to deliberately recruit beyond their capacity and follow the progress of those denied access to Upward Bound's services to file a formal complaint with their Institutional Review Board and refuse to participate in this outlandish abuse of human subject rights in research.

  • Enough Already
  • Posted by John R. , UB Applicant on September 25, 2006 at 10:05pm EDT
  • Several commenters signed themselves as "UB educators." Does this title suggest that they have made a career out of drawing down federal funds, and don't wish to rock the boat, kill the goose, or whatever cliche fits? I would guess that some "educators" at prestigious universities are motivated to skim talented low-income students in their regions, thereby insuring that these students don't seek admission to "low quality" community colleges (where they can later transfer, at much lower cost to taxpayers). Is it possible that elite UB projects object to the rule changes because they don't have a clue how to help struggling 9th graders, and don't want to face the real challenges implicit in proposed new UB funding strategies? I prefer a UB program that supports students who might otherwise drop out, by providing them intensive help BOTH in UB projects and from colleges. As for UB providing an alternative to Armed Forces recruitment, I say "Viva Upward Bound" and the Congressmen and federal bureaucrats who have kept it alive (like the Peace Corps) over all these years.

  • Posted by Taxpayer on September 25, 2006 at 10:40pm EDT
  • A little knowledge is a dangerous thing!
    Try reading the notices so that you can at least respond intellegently.

  • Posted by Parent on September 25, 2006 at 10:40pm EDT
  • For the UB Educators (those whose paycheck comes from the Federal funds), could it be that you are afraid that two evaluations in a row might determine that UB is not effective? Or are your afraid you might have to be creative in finding ways to turn around the academic performance of struggling students who are not naturally gifted. Instead of complaining, try embracing the opportunity before you and make a difference in the life of a struggling child. That alone will be worth more than the money.

  • Upward Bound Changes
  • Posted by Brian Aguilar , Assistant Director at Stanford University on September 26, 2006 at 12:55pm EDT
  • The Department of Education has every right to demand accountability for every program funded by tax payer dollars. That being said, the arguments about increasing accountability from the TRIO programs ring hollow in light of the fact that our programs must submit annual performance reports which, in the case of Upward Bound, can include up to 100 sets of data for each student. Additionally, were a student to enroll in UB after their 8th grade year, whereby that student is required to have their progress tracked and on file for six years after they graduate from high school, there is an accountability span of 10 years. You would have a hard time naming five other programs using federal funds outside of health care that have such high benchmarks, measureable outcomes, and low dollar investment, specifically with low income communities...and such high success rates.

    The notion that Upward Bound programs are opposed to such studies is ridiculous: the success of these programs and the students that make them is unimpeachable. Even the study that was critical of Upward Bound found that students with low educational expectations or who were considered academically high risk benefitted substantially from the programs, especially males. Anyone who knows anything about education knows that helping students with these characteristics isn't "creaming" at all. Improvements can be made to ensure more students are provided the services they need to be successful in life, but the right changes must be made, not the most faddish.

  • Change is good, but at what cost?
  • Posted by Monica Jones , UB Office Manager at Baldwin-Wallace College on September 27, 2006 at 10:55am EDT
  • Change is not a bad thing. Everything needs to be re-vamped and re-invented so to speak. But when it is done to measure or make something more effective, who's standards are used? The individual stories of success is what helps you know UB works, but how do you measure that? How do you measure someone who is shy and very reserved in the first year of the program and then see them blossom into an outgoing leader by second or third year. UB provides so much more than raised GPA's and academic improvement which is always important, but that seems to be the only thing that we are measured on to prove that "we are effective". As far as I can tell, everything that is being done to UB and all of TRIO for that matter is that for lack of a better term, we are being "forced into retirement". The current powers that be want to do away with the old and support the new (No Child Left Behind). Which I don't have a problem with, if it is effective, but is it? So far, I would say no. It's not so much that the new priorities hurt UB, because basically, what they are requiring is what we do anyway. For a great many children the fact that someone cares enough about them and wants them to succeed is what makes them continue in high school and go on to postsecondary education, so for us to recruit more children than we will serve just to use them as a control group is a shame. Each year we do a performance report where we are responsible to track, every student we have in the program, every student who finished the program, graduated from high school and went to college and every student who left the program before graduation from high school. We have found that even some of the students who leave UB before graduation, still go on to college. Isn't that a better way to measure UB success more than recruiting someone and never giving them service. I don't know, I just know that I want what's best for the children and I don't believe that this is it. Trying to figure out if a program is effective by recruiting people and then not letting them use it is stupid. That would be like buying a treadmill to exercise and lose weight and never using. If you never use it, but lost weight anyway, does that mean the treadmill is useless? The way I see it, a program only works as well as the person who uses it. What a person puts in, is what they get out and UB is no different.

  • Disincentives
  • Posted by UB applicant also on September 28, 2006 at 1:25pm EDT
  • Rather than comment on comments that impugn anyone's intentions, source of income, or institutional status, the mandate of so-called control groups is very disturbing... and it won't result in a good experimental study as suggested by the DOE official. Lacking very clear data on an institutions's underprepared population in total, deceptively recruiting a pseudo-control group further erodes the scientific efficacy of any such 'study'. In practical terms it is more likely to anger un-funded students too. I'm certainly not saying that programmatic results do not need assessing, just that this methodology is very weak and would never hold up under reasonable peer reviewed scrutiny. In sum, these new requirements have dissuaded my institution from applying for anything but the Math-Science program. We have enough to do to assist needy students without the added burden imposed by the new requirement.

  • Posted by Amy Young on March 2, 2007 at 8:51am EST
  • I know a lot about Upward Bound and changes. I was a student in high school (graduated in 2000), worked during the summer component as a Peer Mentor in college, and now am working full-time during the academic and summer year. I have noticed many changes some for the good and some more questionable. I know first hand what UB can do for you- not only did it give me the confidence and help I needed to go to school but also the social skills I needed to be successful. I have noticed many students who would not have went to school excel at the college level.
    It seems like this study is going about things the wrong way. They could use students who don't use the program who are in the same grades as the students recruited as a control group instead of raising students hopes that they will recieve the benifits and services of Upward Bound and then saying "Sorry you are part of the control group and may never recieve UB help". Considering the fact that many high school students do not know what they are doing with their future in their frehmen year eliminates many students who could benefit from our services.

    As mentioned by others comments UB must submit data on a student and their college success for 6 years after they graduated. In fact, the year I was hired as full-time I was being tracked for college success.

    Evaluations are always good but only when evaluated properly. There has to be a better way to evaluate UB than the one proposed.

  • Isn't the effectiveness shown already?
  • Posted by Ashley , UB Participant on March 24, 2007 at 7:45pm EDT
  • I am a UB participant, and I don't know much about other programs, but the one in my area is fully effective. In the three years I have participated, only one student has quit. I also feel that without UB, I would have no chance at college. Doesn't the United States government see that by funding one student, they have made that student a functioning member of society who can be economically independant (and pay taxes)? Which would you get more money back from? Investing in a college graduate or paying off a welfare family?