News, Views and Careers for All of Higher Education
July 31, 2007
It’s the nightmare-come-true scenario for many an academic: You spend years writing a book in your field, send it off to a university press with an interest in your topic, the outside reviewers praise the work, the editors like it too, but the press can’t afford to publish it. The book is declared too long or too narrow or too dependent on expensive illustrations or too something else. But the bottom line is that the relevant press, with a limited budget, can’t afford to release it, and turns you down, while saying that the book deserves to be published.
That’s the situation scholars find themselves in increasingly these days, and press editors freely admit that they routinely review submissions that deserve to be books, but that can’t be, for financial reasons. The underlying economic bind university presses find themselves in is attracting increasing attention, including last week’s much awaited report from Ithaka, “University Publishing in a Digital Age,” which called for universities to consider entirely new models.
One such new model is about to start operations: The Rice University Press, which was eliminated in 1996, was revived last year with the idea that it would publish online only, using low-cost print-on-demand for those who want to hold what they are reading. Since the announcement that the press was coming back — and using a unique model by not publishing in traditional book form — many in academic publishing have wondered how Rice would shift to a new format for publishing while maintaining the rigor associated with a university press.
The answer is that Rice is getting started in a way that points directly to the economic logjam in academic publishing. Rice is going to start printing books that have been through the peer review process elsewhere, been found to be in every way worthy, but impossible financially to publish. In this way, Rice will be linking established peer review systems with its new model of distributing scholarship.
Some of the books Rice will publish, after they went through peer review elsewhere, will be grouped together as “The Long Tail Press.” In addition, Rice University Press and Stanford University Press are planning an unusual collaboration in which Rice will be publishing a series of books reviewed by Stanford and both presses will be associated with the work.
This fall, Rice will bring out one of the first Long Tail books — Images of Memorable Cases — by Herbert L. Fred, a professor of internal medicine at the University of Texas Health Sciences Center at Houston. Fred argues in the book that doctors have lost the art of bedside diagnosis, and the book is an explanation of that argument as well as a teaching tool for residents, featuring detailed color photography of patients in various conditions as their cases are discussed. In the teaching part of the work, the actual diagnosis comes after the reader has spent time with the written description and photographs.
Fred Moody, editor in chief of the Rice press, said that the book won rave outside reviews for the publisher Fred sent it to. That press, however, calculated that in paperback, it would need to be priced at least at $175, which the sales staff thought was prohibitively high. Moody met with officials of the press, which agreed to turn over all the peer review materials and rights to the book to Rice on the condition that Rice not identify the press that turned down the book for financial reasons. Moody said only that the initial potential publisher was “a prominent press.”
When the book appears at Rice, readers will have access to all the photographs and text. Material will be free to view online, with a possible modest charge to download, and a more meaningful cost for those who want to order through print on demand. Rice will be able to offer people the book through print on demand for about $80, Moody said, a bargain for a lavishly illustrated medical book.
Fred, the author, has seen the advance work online and said that even though he started off hoping for print publication, he thinks the images look better online than they would have in print, and that they lend themselves to discussions among medical researchers or students. “It looks damn nice, and it’s going to be available,” Fred said. “You can’t quite put into print what you can see in the computer.”
Charles Henry, publisher of the press and also president of the Council on Library and Information Resources, said that same model will extend to Rice’s other books, especially in its partnership with the Stanford University Press. While details are still being finalized, Henry said that Stanford would select five or six titles over the next year for joint release, using the Rice online process. Stanford is a great partner for Rice, Henry said, “because it is a first rate press that has peer review in place.”
Setting up a peer review system has been a concern for Rice from the start. The press has wanted to show that it could have quality control comparable to a traditional press, but building a network of reviewers takes years, and so wasn’t something Rice could do quickly. With Stanford and the Long Tail Press, “we don’t need to recreate the peer review process.”
Over time, Rice might create its own peer reviewers, but Henry said he thought the press could demonstrate its value and its economic model through joint projects with Stanford and other publishers.
Alan Harvey, editor in chief at Stanford, said he saw great potential not only to try a new model, but to test the economics of publishing in different formats. Stanford might pick some books with similar scholarly and economic potential, and publish some through Rice and some in the traditional way, and be able to compare total costs as well as scholarly impact. “We’d like to make this a public experiment and post the results,” he said.
Another part of the experiment, he said, might be to explore “hybrid models” of publishing. Stanford might publish most of a book in traditional form, but a particularly long bibliography might appear online. Or for a book where digital images are essential, a digital version might be created. In film studies, “you can be talking about clips and only be able to use two stills in a book,” he said.
There is no shortage of books that could be used, Harvey said. “There isn’t a publisher around who won’t tell you that they turn down good book proposals,” Harvey said. Stanford rejects about 90 percent of submissions. Of the rejected ideas, Harvey said that about 60 percent either aren’t of high enough quality or don’t reflect Stanford’s emphases as a press. But the other 40 percent are worthy of publication, he said. “There are a huge number of project that we think ‘this is wonderful material, but there is a limited market.’ “
Fundamentally, he said that the collaboration was about trying to find a new business and technology approach for scholarly publishing. “Lots of university presses have tried individual digital projects, but none of us has a real business model that will produce something that will change the underlying nature of our business,” Harvey said. That’s in large part because the presses do not have the technology infrastructure to produce many digital books (one of the problems stressed in last week’s report on university press publishing).
“We don’t have the infrastructure to produce electronic books and Rice does. We have the brand cachet and the peer review system,” Harvey said. “If you put the two together, we could produce a brand of electronic projects that might actually be properly received.”
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The Rice University Press initiative will be interesting to watch, but it’s hardly the first.
The American Council of Learned Societies has been developing their “Humanities E-Book” (formerly “History E-Book") list for several years now.
It currently contains more than 1,500 books.
The list is divided into two parts: older “classics” which are scanned versions of the published originals and new titles that are e-book versions of recently released “book books.” What makes the ACLS program so interesting is that the new titles are fully searchable XML mark-ups containing additional materials (supplemental illustrations, extra chapters, scanned archival documents, etc.) that couldn’t be included in the university press originals.
If you’re at a major research university there’s a decent chance you can access the list through your institutional library. If not, you can purchase and download e-books from ACLS.
Professczar, at 9:00 am EDT on July 31, 2007
Several years ago, I asked an author if there was a threshold for books printed to make a work “published” in the eyes of his colleagues. The author replied no such number existed as long as the book was available.
At last year’s Frankfurt Book Fair, I learned that a few newer German university presses (Karlsruhe University Press— http://www.uvka.de/, for example) had decided to make their titles available via open access.
The Rice/Stanford cooperation is just a part of the evolution of scholarly publishing. Many presses now print first runs of less than 150 copies, make print-on-demand an option and sell e-books.
We have done so at Purdue for at least five years — one among many presses of last refuge. However, the broader point is monograph publishing has changed forever and presses that forestall the change are hanging onto current economics at the expense of future stability. In the new process, the highest cost to publishers is the acquisition and pre-press charges. Finding payment for these costs is a step forward to save the entire scholarly communication enterprise. It’s a pay as you go system.
Thomas Bacher, Director at Purdue University Press, at 9:20 am EDT on July 31, 2007
“Professczar” cites the Humanities E-Book Project as another cooperative initiative in e-publishing in which a number of university presses have been involved for a while. What distinguishes that project from the Rice/Stanford initiative is—besides the generous funding from the Mellon Foundation that got the then History E-Book Project launched—is that it is available only through an institutional site license, whereas the Rice books will be “open access” to anyone in the world. The National Academies Press pioneered in this kind of e-publishing back in the mid-1990s, eventually posting all of its books online and offering purchase of them in both POD and PDF form. Rice is not even the first to use this model for the humanities, as our press at Penn State created an Office of Digital Scholarly Publishing jointly with the Libraries in the spring of 2005 to do this kind of publishing adapting the NAP model. The first three new books in our Romance Studies series are coming out this fall and will be available “open access” with an option to purchase a POD version. Several backlist titles were posted to the site in 2005. Our project also includes publishing “hybrid” books; one of the new titles, about women’s fiction in 19th-century France, will be accompanied online by e-versions of the original novels discussed. The ODSP platform will be used to provide ancillary materials for other Press books as well, published in normal print fashion. What is different about the Rice/Stanford initiative is the unusual editorial sharing arrangement and the innovative Connexions platform at Rice being used as the site for housing the e-books.
For those unaware of the economics of publishing, it should be pointed out that POD is “low cost” only in one sense: it does not commit a publisher to tying up capital in inventory over long periods of time. That is the real “revolution” that digital printing has made possible. The unit cost of POD is actually higher in general than for traditional offset printing, for print runs of over 400 copies. So, if a book does eventually sell more than that number, the real manufacturing cost would be overall higher than if the total had been printed via offset in an initial printing.
What I find most peculiar about the Rice/Stanford arrangement, however, is the claim that setting up a peer review process is difficult. New journals crop up all the time and seem to have no trouble conducting peer review right from the start. I also wonder about the relationship between the online and POD versions of the titles Rice will publish. It has announced that it will emphasize highly illustrated books in art history because these are difficult for other presses to publish. But it is also true that POD does not have the quality required for most top-of-the-line art publishing, though the technology is continuously improving. The POD versions, therefore, will necessarily be of a much lower grade than the normal printed art book, if they will include the illustrations at all. One wonders what the POD version of Herbert Fred’s book will look like, and whether it will contain any of the color illustrations at all. Not mentioned in the story at all is the question of permissions for using images in “open access” digital form, which many art museums and other image owners will not allow.
Finally, it needs to be said, to supplement what Alan Harvey admits, that presses do make mistakes in their editorial judgments. One classic case in which I was involved as an editor at Princeton was the reluctance of that press (and Harvard as well) to publish Edward Tufte’s pioneering “The Visual Display of Quantitative Information,” which went on to win many awards and sell an enormous number of copies: http://www.edwardtufte.com/tufte/books_vdqi. Neither Harvard nor Princeton was willing to take the chance on publishing the book in as lavish a format as Tufte desired, so he ended up publishing it himself, taking out a second mortgage on his house to do so. He certainly had the last laugh on both presses, which would have had a best seller on their hands if they had sucked it up and taken the plunge. And Tufte made enough money on this book to go ahead and self-publish several more such lavish books, virtually making this field his own. Credit some authors with having a better publishing sense than the publishers themselves!
Sandy Thatcher, Director at Penn State University Press, at 10:30 am EDT on July 31, 2007
What about good books that are “too short” to be published economically?
independent scholar, at 7:55 pm EDT on July 31, 2007
I’m wondering how this produces any real revenue to cover the investment in handling the book. Wouldn’t this work better for the university press and for authors who would like at least some income if there was a reasonable charge for use online?
L. Lynch, writer, at 8:45 pm EDT on July 31, 2007
Sandy Thatcher is right: this kind of work has been percolating all over the university press world for years now. One of the most significant obstacles has been a notable lack of startup capital or investment to insulate the presses, in their financially precarious situation, from risk. As it stands now, universities are too often content to take credit for their presses’ triumphs while leaving them to twist in the wind when they fail. Faced with those kinds of choices, how many directors would ask their staffs to invest precious dollars, resources and effort in such a venture? Would it even be ethical or responsible for an executive to gamble the future of their organization in such a way? I think this may be the most interesting part of the Rice story. Not how Rice produces or markets or sells their books—virtually all of the techniques on which they’re relying in those areas have been deployed before, although not perhaps in the same exact combination—but how university administrations can be persuaded to take intelligent risks on their presses.
American universities bear a great deal of (too often unacknowledged) responsibility for putting presses in the position they’re in. The expectation that an academic press should be a break-even venture, supporting itself largely, if not entirely on book sales—is preposterous to anyone who knows the least thing about the economics of the business. No university president expects their English department to make money. So why expect their press to profit from publishing in literary studies?
Which brings us back to the point: university presses will become more innovative when one of two things happen: either 1) presses wean themselves from their historic reliance on their host institutions; or 2) universities become more imaginative in administering their presses. The latter option, perhaps slightly more likely than the former, requires that administrators free up venture capital for acquisition of digital capacity, exploration of POD, exploitation of new online marketing opportunities, and other, similar initiatives; and that tenure committees (in so many fields) let go of their outdated and, at root, irrational insistence that a published book in hard copy is the only legitimate evidence of a scholar’s talents and accomplishments. Amazingly, despite many years of effort by some very talented and dedicated press directors and supporters, there is a great deal of consciousness-raising yet to be done in most campus administrations on this last point. If funding can in fact be freed up, and tenure committees can be persuaded that not everyone needs to publish their work between cloth-bound boards to be considered a scholar, then we’ll be able to have many fewer of these discussions about why we can’t afford to publish worthy manuscripts, and turn our attention back to the more interesting and productive question of which projects are actually most deserving of dissemination in book form.
Jim Reische, Writer, former university press executive editor, at 2:30 pm EDT on August 2, 2007
My question is, who is/will be responsible for preserving the digital content? Publishers? Libraries? The Open Library? Also, as a cataloger I must ask, are there any agreements through which the digital output of any of the scholarly presses is being cataloged (records created with rich metadata— authorized versions of authors’ names and subjects from controlled vocabularies) so that libraries may simply link to the location of the digital copy?
Louise Ratliff, Librarian at UCLA, at 2:00 pm EDT on August 13, 2007
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Check Praxis E-PRess, launched several years ago by a bunch of critical theorists and professors. http://www.praxis-epress.org/ They only have one book out, but it is a good one.
SP, at 6:15 am EDT on July 31, 2007