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Real-Dollar Decline for Academic R&D

September 28, 2007

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Federal spending on university research and development declined in real dollars in 2006 for the first time in nearly 25 years, the National Science Foundation said in a report Thursday.

An estimate released by the foundation in April had anticipated a 6.0 rise in federal support for academic R&D, well above the rate of inflation. But the report released Thursday, which represents much firmer and near final numbers, finds instead that funds increased by 2.9 percent, to $30.03 billion, which represented a 0.1 percent decline in inflation-adjusted dollars. The last such decrease occurred in 1982,
the report said.

NSF officials attributed the leveling off of federal support to the end of many years of massive increases in financing from the National Institutes of Health.

Over all, though, colleges and universities reported a 4.3 percent increase in research and development expenditures in science and engineering in 2006, to $47.8 billion. That increase, which represented a rise of 1.2 percent after inflation, was driven particularly by hefty growth in the institutions' own spending, which climbed to $9.062 billion from $8.258 billion in 2005, an uptick of about 10 percent.

The report also provided a look at top institutions' individual spending, as seen in the table below. A few changes occurred in the top 20, with the University of Arizona moving into the list and Columbia University, which had been found there for the first time in 2005, leaving it again. The University of Florida may have experienced the most growth in recent years, rising 10 spots since 2004, the NSF said.

Top 20 Institutions in Research and Development Expenditures, 2005 and 2006

  Institution 2005 (millions) 2006 (millions)
1 Johns Hopkins U. 1,444 1,500
2 U. of Wisconsin at Madison 798 832
3 U. of California at Los Angeles 786 811
4 U. of Michigan campuses 809 800
5 U. of California at San Francisco 754 796
6 U. of Washington 708 778
7 U. of California at San Diego 721 755
8 Stanford U. 715 679
9 U. of Pennsylvania 655 676
10 Duke U. 631 657
11 Ohio State U. 609 652
12 Cornell U. 607 649
13 Pennsylvania State U. 626 644
14 Mass. Institute of Technology 581 601
15 U. of Minnesota 549 595
16 U. of California at Davis 547 573
17 U. of Florida 531 565
18 Washington U. in St. Louis 532 548
19 U. of California at Berkeley 555 546
20 U. of Arizona 530 536
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Comments on Real-Dollar Decline for Academic R&D

  • Real-Dollar Decline for Academic R&D
  • Posted by Reid Cornwell , Director at The Center for Internet Research on September 28, 2007 at 12:10pm EDT
  • In june of 2004, I subscribed the mailing list provided by the U.S. government (grant.gov) that announces grant opportunities. It reports information on all federally supported grant programs as they become available.

    When I first subscribed the reports were issued daily. Today I received such a list. It contained 4 opportunities from 2 agencies and was the first since September 16, 2007.

    I have archived these reports for the last year. A cursory examination suggests that not only is the adjusted dollars and volume down but the diversity of disciplines is similarly effected.

    IMHO, the lack of diversity is more troubling than the nominal decrease in inflation adjusted dollars.

  • Out of the top 20
  • Posted by Gavin , Principal Policy Adviser at Griffith University, Australia on September 28, 2007 at 9:30pm EDT
  • I note that Colombia is ranked 23 on this measure, Harvard 26, Chicago 54 and Caltech 56. These are rather lower than I would expect from their historical performance. Are my expectations wrong, or is there another explanation for these science research heavyweights being out of the top 20 on science and engineering research expenditure?