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Bush on Earmarks: Tough Words, Little Meaning

President Bush, whose stated opposition to Congressional earmarks for academic research and other pet projects has grown throughout his presidency, used his final State of the Union address Monday night to take his strongest rhetorical stance yet.

But by postponing any proposed crackdown on the directed grants — derogatorily known as “pork barrel spending” — until the coming budget year, the president virtually ensured that his actions would have little if any practical effect, to the satisfaction of some college officials and the disappointment of critics of the practice.

Higher education leaders have long had a love-hate relationship with earmarks. On the one hand, they’re regularly derided by critics as fostering the waste of tax dollars and encouraging a sometimes secretive circumvention of peer review in ways that do not necessarily produce the best science. But the fact remains that colleges and the research initiatives they house have been among the key recipients of the dollars, which some argue level the research playing field for less-prestigious institutions. Public university presidents regularly pass through Washington to lobby their members of Congress for the grants; on Monday alone, two who met with Inside Higher Ed’s editors boasted that that was a primary reason for their visits to town.

Although many members of Congress defend the grants as a way for them to reward constituents who do good work but are disadvantaged for a variety of reasons in traditional competitions for funds, the grants have come under increasing scrutiny from budget hawks and “good government” types who see the earmarks as wasteful. Congress has made several changes in law and policy aimed at improving disclosure of the grants, with the goal of embarrassing lawmakers into providing fewer of them. But that strategy appears to have failed miserably so far; in its 2008 spending bills, Congress funded 11,000 noncompetitive projects worth $14 billion — half the amount delivered in 2007, but about 1,000 more grants than awarded that year.

Earmarks — “special interest projects that are often snuck in at the last minute, without discussion or debate” — undermine “[t]he people’s trust in their government,” Bush said in his speech Monday night. “Last year, I asked you to voluntarily cut the number and cost of earmarks in half. I also asked you to stop slipping earmarks into committee reports that never even come to a vote. Unfortunately, neither goal was met.

“So this time, if you send me an appropriations bill that does not cut the number and cost of earmarks in half, I will send it back to you with my veto. And tomorrow, I will issue an Executive Order that directs federal agencies to ignore any future earmark that is not voted on by the Congress. If these items are truly worth funding, the Congress should debate them in the open and hold a public vote.”

The executive order would direct agency officials, going forward, to ignore earmarks that are contained not in the appropriations bills that Congress passes but in the reports that accompany the legislation, which lawmakers do not vote on and can be drafted behind closed doors by staff members. In a White House briefing in advance of the Bush speech, Ed Gillespie, counselor to the president, said that the president had considered making the policies effective immediately, covering the omnibus spending bill that Congress passed late last year. But “the President thought at the end of the day that because he did not signal to Congress that he would veto the bill” if it contained earmarks, “he felt like, and people made the point that, well, that’s not fair, that would be blindsiding us; you didn’t make that explicitly clear that you would veto legislation.”

By making the veto threat and the executive order prospective rather than retrospective, Bush quite possibly ensured that those actions will have little effect. “Politically, it’s meaningful, because he can go out saying he was fiscally responsible,” said Kei Koizumi, director of the R&D Budget and Policy Program at the American Association for the Advancement of Science. “But by making it just for 2009, this is meaningless, because Congress, forewarned, could do whatever it wants to get around [the executive order].... If you were really serious about ending earmarks, then it is a missed opportunity. He could have cut them out now instead of prospectively.”

Critics of the practice of earmarking said they were disappointed by the president’s action. Citizens Against Government Waste, which publishes an annual “pig book” documenting the extent of earmarked spending, noted that “the executive order could easily be skirted by appropriators during the next budget cycle, who can simply insert a line to give the earmarks contained in the accompanying reports the force of law but which still puts them off limits to budget cutters who would attempt to strip them from the bills during the floor debate.”

The order could also be “repealed by the next president of the United States,” the group said, since most of the leading presidential candidates — excluding Sen. John McCain, a noted opponent of earmarking — have eagerly participated in the process of sending directed grants to their constituents.

The Association of American Universities, which represents many of the nation’s leading research institutions, has had an increasingly ambivalent view of earmarks, as some of its members institutions have, like their less-well-funded public and private university peers, begun accepting the grants.

But in a statement last night, Robert M. Berdahl, the association’s president, said reducing earmarks was wise at a time when federal agencies are having increasing difficulty finding the funds to support the most promising research. “While AAU respects the authority of Congress ... we applaud steps that have the effect of reducing academic earmarking that diverts funding from peer-reviewed research,” Berdahl said. “While there is a long way to go, Congress took steps in the right direction last year, and now the President proposes to go even further. To the extent that these actions free up needed resources for peer-reviewed science, we applaud them.”

Beyond Earmarks

Issues important to higher education earned little attention elsewhere in the Bush speech. The president put in another plug for full funding of the American Competitiveness Initiative, an effort to ramp up spending on the physical sciences that Congress approved last year but fell far short of paying for in its 2008 appropriations bills.

“To keep America competitive into the future, we must trust in the skill of our scientists and engineers and empower them to pursue the breakthroughs of tomorrow,” Bush said. “Last year, the Congress passed legislation supporting the American Competitiveness Initiative, but never followed through with the funding. This funding is essential to keeping our scientific edge. So I ask the Congress to double Federal support for critical basic research in the physical sciences and ensure America remains the most dynamic nation on earth.”

The president also offered a tease for college officials who might have been listening with one ear to the State of the Union address, when he uttered the phrase “Pell Grants.” But the president did not use his last State of the Union speech to call for another large increase in the college grants for low-income students, which some higher education officials have hoped might be forthcoming. Instead, he suggested attaching the Pell Grant name to a new voucher program “to help liberate poor children trapped in failing public schools.”

Doug Lederman

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Comments

Earmarks? An Amusing Word

A little off topic, but does anyone know the etymology of “earmark"? I know it (ironically) has to do with branding domestic animals, but how did it make its way into legislative process?

kgotthardt, at 7:20 am EST on January 29, 2008

Source and Evil of Earmarks

“earmark: 1523, from ear (1) + mark (1). Originally a cut or mark in the ear of sheep and cattle, serving as a sign of ownership; first recorded 1577 in figurative sense."—online etymology dictionary, etymonline.com.

Now, of course, the only sheep getting cut by earmarks are the taxpayers.

One unmentioned effect of earmarks is that it inspires a huge lobbying industry. Has anyone examined how much higher education federal lobbying expenses have grown in the past decade as earmarks have exploded?

John K. Wilson, collegefreedom.org, at 7:55 am EST on January 29, 2008

Ear Marks

Not just in education, John. The phrase “plague of locusts” comes to mind.

John DeFelice, Associate Professor of History, at 8:10 am EST on January 29, 2008

Save the sheep! Leave their ears alone!

(Thanks for the word history and the site.)

kgotthardt, at 8:50 am EST on January 29, 2008

Cut Earmarks Indeed!

Curiously enough, I attended a lecture just last night in which the presenters, Georg Vanberg and Erik Engstrom (UNC-Chapel Hill) substantiated fairly intuitive conjectures about how member of Congress use earmarks (within Congress) as a strategic reward mechanism. See ...

http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1081654

Aside from what I learned at the lecture and what I heard the President say last night, there are three reasons why we can expect earmarks to be part and parcel of our political landscape for a very long time.

1. they are much too important to the internal strategic reward structure of Congress for our senators and representatives to give them up.

2. as a congressman from (you pick the state or district), I don’t care what the president or Citizens Against Government Waste think about anything. I care a great deal about the concerns and votes of the folks back home; i.e., the recipients of my earmarked pork. As the very competent Tip O’Neal said, “all politics is local.”

3. the President is just posturing on this issue anyway ... and because he has so little to say about the important economic issues of the day. While he has squandered the budget surplus he inherited, has grown the Federal Government to an unprecedented degree, hasn’t got a clue what “balanced budget” means, has expanded our indebtedness to foreign nations to the extent that it will noticeably affect the quality of life of our grandchildren, and has, on his “watch,” looked the other way while the value of the dollar declined world-wide, he continues to stand solidly behind his prejudice that the “market” will cure all of our economic ills. On that he is right ... it’s just that, for millions of Americans, the Bush/market cure will be much, much more painful than the disease.

For starters, lets form a line of the parents of the ten million children who live each day without health care outside the offices of, let’s say, Blue Cross/Blue Shield so they can purchase plans that will contribute to getting their youngsters the start in life they so richly deserve in this great land. Hmmm, I guess that won’t work, will it?

Cut earmarks, indeed!

Frizbane Manley, at 10:40 am EST on January 29, 2008

Quality — of the Project, or the lunch?

Shouldn’t research be funded based on the quality of the project, (peer reviewed), rather than the quality of the lobbyist’s lunch?

Anthony Welch, Prof., at 10:50 am EST on January 29, 2008

Earmarks: Some pork, some vision

I would agree that some earmarks are no more than pork-barrel spending for projects of marginal or even questionable value; however, much of what is dubbed earmark funding comes by way of ideas that capture the imagination of legislators, who in turn give projects a leg up toward becoming part of the federal budget that replaces money spent on outmoded ideas.

Such a process improves the quality of federal spending by researching new technologies that would not be developed without significant government investment. It’s especially beneficial when these technologies, in turn, drive true economic development through the private sector.

Condemning “earmarks” as such casts a foul odor over worthwhile projects promoted by legislators intent not only upon their political obligations but also general public welfare. Our research project is deeply indebted to the goodwill of our congressman, who cares not only for his district but also for the well-being of military personnel in need of prompt, effective medical care.

Ours is but one of many instances of earmark funding being part of the solution, not part of the problem, of what ails our government and society. President Bush should know better than to tar us all for the sake of getting some applause from the GOP side of the aisle.

Ron George, Technical writer at Texas A&M University-Corpus Christi, at 10:50 am EST on January 29, 2008

Local grants replace federal?

I understand some states are overall more wealthy than others per capita. But how would things be different if local states provided grant funding instead of federal pork? Sure, the pork is still pork, but at least there is a direct return on investment for that given state.

In this model, sure it’s our tax dollars being used, however we as locals to that research would also get a better chance to get a return on that investment, either in jobs at the University, in spinoff jobs, or in general good will for that state. It would also unify the capital campaign and grant funding office efforts to concentrate on local governmental affairs and not have to worry about Washington, D.C.

I have to admit I have absolutely no experience in grant funding at the federal level, or any of the relationships that go on there, so I ask the feasibility of such an approach.

The only argument I can see against this is distributed wealth. You could end up with three institutions doing research on project Y using state funds, one with X/2 dollars, and the other two using X/4 funds, and none being successful because X funds were needed to complete the study. What is better, competition or economies of scale?

Chris G. Sellers, at 3:30 pm EST on January 29, 2008

Publication of Note

I am linking a recent Washington Legal Foundation (WLF) Legal Studies publication which I think will be of interest to you and your colleagues. It addresses the constitutionality of current earmarking practices. Attorney Philip C. Olsson examines how current earmarking practices undercut the Constitution’s separation of powers in two ways; first by undermining the President’s “executive power” under Article II, Section 1, and secondly by compromising the President’s authority to veto legislation under Article I, Section 7. The paper can be found at http://www.wlf.org/upload/2-08-08Olsson.pdf. WLF is a unique third party, free enterprise advocate which litigates, publishes, and conducts advertising campaigns in support of free enterprise. We produce and nationally distribute papers in seven different publication formats on a wide range of issues. I encourage you to visit our web site at www.wlf.org.

Joseph, at 1:55 pm EST on February 12, 2008

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