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The Blacklist Academic Leaders Ignore

July 14, 2008

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For a while, Calla Wiemer said, she held it close.

“We all hoped that the problem would be resolved quickly,” said Wiemer, who counts four visa denials stamped into her passport. On a couple of other occasions, her application was declined before it even got to a stamp-wielding bureaucrat. In one more case, the U.S. Embassy intervened to ask the Chinese Foreign Ministry if Wiemer would be approved if she applied. The answer was no.

“Now that it’s gone on for all these years, I can’t keep it a secret anymore,” said Wiemer, who just returned to Los Angeles with plans to write a macroeconomics textbook following a series of consecutive one-year contract positions at the National University of Singapore (her contract was not renewed). Wiemer resigned from a tenured associate professor position at the University of Hawaii in 1997, becoming “uprooted academically” she said, and then “the problem with my visa has made it very difficult to land again. Because I’m a career Sinologist and I haven’t been able to get into China for five years now.”

Wiemer is one of a small number of U.S. scholars seemingly “blacklisted” from China for her scholarly output – and, specifically, her contribution to a 2004 book on Xinjiang, China’s northwestern, largely Muslim region and a seat of some separatist sentiment. She said a Chinese translation of Xinjiang: China’s Muslim Borderland (M.E. Sharp) was already circulating, prepublication, at the time of her first visa denial in October 2003.

According to the accounts of several scholars involved, the 16 collaborators on the Xinjiang book have largely been blocked from entering China. (Though the book’s editor, S. Frederick Starr, of Johns Hopkins University's Paul H. Nitze School of Advanced International Studies, or SAIS, maintains he’s not “convinced or unconvinced” that there’s a link between the book and visa difficulties. Other collaborators said the connection was crystal clear, and two, on the record, said that Starr was “in denial.”)

“I have been denied a visa to China since 2005, following the publication of the book on Xinjiang. I have applied each year and been turned down. The Chinese government has not given a specific reason: It said only, 'You are not welcome in China. You should know why,'" said Peter C. Perdue, a professor of history at Yale University who co-authored a chapter on Xinjiang’s political and cultural history. He added, however, that a systematic pattern of visa denials affecting the book's contributors "makes [the reason] pretty clear. We know that the Communist Party had this volume translated, labeled internal circulation, and discussed it."

Perdue had to shift his Fulbright fellowship from Beijing to Taiwan last spring after the U.S. State Department couldn’t get him in.

“It’s not a devastating impact on my research. If it continues, though, it will have a devastating impact on younger scholars,” said Perdue. “It’s more pervasive than just this book. There are other people who have had these problems, and in this year leading up to the Olympics it’s become even more restrictive."

“I think," Perdue said, when asked about self-censorship among scholars, "there may well be a significant amount of tailoring of subjects to things that the Chinese government will find acceptable.”

Many interviewed for this article said that self-censorship is a charged phrase – no academic wants to admit to it – and stressed that some academics, including younger scholars, are pursuing bold research agendas on sensitive topics. But generally speaking, they said, concerns about maintaining access -- absolutely crucial to many of the social scientists, in particular, who have specialized in China -- manifest themselves primarily in which topics scholars choose to study. And which they don’t.

“In Chinese, there’s even a phrase, san buti, three things you can’t raise,” said Sharon Hom, executive director of Human Rights in China. “The three Ts -- Tibet, Taiwan and Tiananmen Square.” Plus one “F” too, she said. “Falun Gong.”

“Aside from those topics, you’ll never know when another topic becomes sensitive,” Hom said. “When you cross the line, the line keeps shifting.”

An Unwanted Listing Service

If there is a formal blacklist with U.S. scholars’ names on it somewhere in China, it seems it’s short.

Kellee S. Tsai, a professor of political science and director of East Asian Studies at Johns Hopkins University, recently posted an inquiry on a China studies list-serv asking about this topic. What she found, she said, is that, other than Tibet and some Taiwan-related subjects, “there aren’t many other topics that are taboo. Even people who have written on human rights have gotten in."

“For the people who are blacklisted, they are blacklisted and it’s very hard to get off that list. But it’s not as long or extensive as people might think.” Tsai added that some scholars who work on sensitive military and foreign policy issues told her that they’d never had any visa-related trouble.

“I think most people would agree that there probably is a different list. It’s a gray list or something,” Tsai said. “They are aware of who we are, those of us who are coming in on research visas and publishing on China. They probably start tracking us in graduate school, and just kind of keep tabs on us.”

About three years ago, Perry Link, now a professor emeritus of East Asian Studies at Princeton University, learned from a friend that he was on a (black-)list of 18. “But I don’t know if 18 means worldwide, I don’t know if it means just scholars, if it means journalists,” said Link, who will be teaching at the University of California at Riverside this fall and who has been blacklisted since the mid-90s. The reasons why are unclear (although he too has heard the line, "You know the reason”). Some trace it to his involvement with the Princeton China Initiative, a group that formed in the aftermath of the Tiananmen Square massacre. He later co-edited The Tiananmen Papers (PublicAffairs, 2002) with Andrew J. Nathan of Columbia University. Nathan also can’t get to China.

“The radiation effect is the main issue here, not the list itself which after all isn’t very long,” said Link. “The larger damage to free inquiry and scholarship by far is the indirect effect of self-censorship that especially younger scholars feel."

Link recalled, for instance, a graduate student who was “advised -- good-heartedly, but still this is what happens -- advised not to write about the topic of democracy in China because it'll get you in trouble and it'll compromise your career. It’s not a smart thing to do.”

“There are all kinds of holding of one’s tongue or rephrasing things. A China scholar talking in public about Tibet or about Taiwan -- that’s an even better example -- is not going to use the phrase, ‘Taiwan independence,’ at least not in a neutral or a positive way. It’s just a radioactive phrase. The very term is avoided, and euphemisms like 'conflict in cross-strait relations' are brought up, something like this that won't hit the nail on the head,” Link said. “The same people over a beer at the bar will be voluble about this, but not in public. In my view, the whole American public suffers when this happens. You hear the formal canned language that’s politically acceptable to Beijing and it doesn’t hit the nail on the head the way the best names in the field could.”

“I have been approached by both grad students and junior scholars saying, 'If I do X, Y and Z, do you think I’ll be denied a visa or so forth', and ‘Is this risky or not?’” said Nathan, a political scientist who, even before editing the Tiananmen Papers, got on the government’s bad side, he believes, by writing about Chairman Mao’s sex life.

“I can happily say that I can usually assure them that the things they’re doing won’t get them banned. I don’t think the government bans people that easily. But yeah, there’s concern. Because many people, especially the younger ones, their careers and their research agendas, really depend upon being able to go to China,” Nathan said.

“The fact that there are only a very small number of people who have been physically denied a visa, there are two possibilities for that: Number one, there isn’t censorship. Number two, that censorship was so effective. So effective that only a few examples that are out there, everybody looks at them, and says, ‘Gee, I don’t want to end up in that situation.’ I’m afraid it’s the latter,’” said Maochun Yu, a professor of history at the United States Naval Academy. He added that foreign scholars are not only worried about getting visas, but also maintaining access in other ways, such as by finding a university that is able to host them. "If you don't behave, you have no chance of getting cooperation from Chinese colleagues and research institutions. This is a very effective control mechanism."

The Chinese embassy’s press office asked Inside Higher Ed to send its inquiry for this article via fax. It offered no response.

The Xinjiang Example

In the case of the scholars involved with the Xinjiang book, many interviewed for this article said the offense likely boiled down to topic selection. “I think it was a fairly balanced view of the situation,” said Sean R. Roberts, the incoming director of the international development studies program at George Washington University and a contributor to the book. “It was certainly not anti-Chinese, but there was a sense from the Chinese government’s response that they did not appreciate foreign scholars commenting on this issue.”

Roberts, who rather than being a China specialist, focuses primarily on Central Asia, said that he has not applied for a visa since the book’s publication. But he did receive documentation showing that his name appeared on a no-fly list for a Chinese airline. “I’m assuming if my name appeared on that level, I might have difficulties getting a visa,” Roberts said.

Despite the difficulties, some of the scholars involved have been able to get in, with, Perdue said, “considerable pressure.” Yet Perdue said he’s not optimistic about his long-term future of researching in China. “They can make an exception and let someone in once, but that’s no guarantee you’re off the list."

Wiemer, the economist who contributed to the volume and whose latest visa denial came in May, said she’s been particularly disappointed by the lack of support from the book editor and his institution, SAIS at Johns Hopkins. Starr, the editor and chairman of the Central Asia-Caucasus Institute, said he hadn’t surveyed the scholars comprehensively about their difficulties, and suggested other factors could be at work. Also a Central Asia rather than a China specialist, Starr has not applied for a visa to enter China since the book came out, but said he’d had invitations from official sources and had, since the book's publication, hosted senior-level officials. (It's worth noting, however, that others on the blacklist have been denied visas despite official, even in, at least one case, ministry-level, invitations.)

“When they heard we were doing a big study on Xinjiang, they panicked,” Starr said of the Chinese authorities. “That’s clear. They were very anxious. And they sent various senior people here to meet with me and other authors. And I explained that our objective was to produce a dispassionate and analytic piece and that very current events would be only one small part of the book as a whole,” he said.

“When they heard all that, they calmed down and I would say we had very cordial relations throughout the entire editorial process. Then when the book actually appeared, I sent copies to all the Chinese with whom I’d had contact on this subject and received very cordial responses.”

Starr, who in other contexts has been criticized for being an apologist for dictators (a Harper’s Magazine writer once dubbed him “The Professor of Repression"), also pointed to the fact that the Chinese allowed him to distribute a government-backed volume on Xinjiang as evidence that the government might not be too unhappy with Starr and the other authors. “The fact of the matter is even though they were very concerned about this book before it appeared, nonetheless they were delighted when we were giving public presentations on this book, here in Washington, we offered for the Chinese to distribute at those meetings the book that they had done on the same subject,” Starr said. “After the book was in print, if they had been horrified of it, they certainly wouldn’t want us to be disseminating their book along with our own. They would view us as contaminated and that wasn’t the case.”

Starr said, without surveying those involved, he could not “agree or disagree” with scholars who say there’s a connection between the book and visa difficulties. "What I would do if I were you would be to check it out very systematically," he told an Inside Higher Ed reporter. "Maybe there is a pattern." Starr did not show a desire to personally look into the situation. “I would stand by the serious and sustained effort of all the scholars to be thorough and dispassionate. Beyond that, as a scholar, that’s where my engagement ends. This group will not be reconvening.”

As for SAIS’ administration, a spokeswoman wrote of "a productive relationship with China," citing, in particular, Johns Hopkins long-standing Hopkins-Nanjing Center for Chinese and American Studies. “We did check with our colleagues here at SAIS, and no one is aware of the issues you are referring to below [in an e-mailed inquiry] related to the contributors of the book.”

Support, or Lack Thereof

Universities in other Western nations are also facing criticism for failing to stand up to China on academic values. Last week, London Metropolitan University apologized to the Chinese government for awarding an honorary degree to the Dalai Lama, as the Guardian reported. The news caused such a stir in part because it seemed symbolic, symbolic of just how far foreign universities, anxious to get or maintain footholds in China, will go to stay in the good graces of party authorities -- and foreign universities' failures, at times, to stand up for core academic values in interactions with Chinese authorities.

“Everyone has this frenzy for hooking up with China. This kind of fanaticism is based upon half imagination, and half reality,” said Yu, of the Naval Academy. “It’s understandable why there’s a rush to collaborate with China, but then we should collaborate with China with normal international standards. Otherwise, this kind of situation is going to become worse and worse.”

Edward Friedman, of the University of Wisconsin at Madison's political science department, said he'd like university administrations to present a united front on the issue of blacklisted scholars. "If all you have is London Metropolitan University, then they pick them off one at a time," he said. And, "Where," he asked "are all the academic associations speaking up for them?"

In an e-mail, Robert Buswell, director of the Center for Buddhist Studies at the University of California at Los Angeles and president of the Association for Asian Studies, said that the organization is constitutionally prohibited from making political statements. “I believe this constitutional prohibition was put in place during the Vietnam War-era to ensure that the membership would not become divided over fractious political issues,” he wrote. Yet, he continued: “Even though the AAS itself takes no official position on this issue, as an individual scholar, I personally am deeply concerned about any infringements on the academic freedom of scholarly research conducted in China. The heavy-handed attempt to control research access to China creates a climate of mistrust that is extremely damaging to the field of Chinese Studies.”

Meanwhile, also back in Los Angeles, Wiemer said if she’s allowed in again, she’ll stick to her main focus on China’s macroeconomics: Xinjiang, she said, was never her primary area of inquiry.

“I’ll be honest with you," she said. “This will scare me from doing work on Xinjiang ever again. The cost has just been too high. For me, as someone who has never been a Xinjiang specialist, I won’t touch it.”

“They’ve got nothing to worry about from me.”

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Comments on The Blacklist Academic Leaders Ignore

  • Where are the British unions
  • Posted by bevo on July 14, 2008 at 8:05am EDT
  • I sure hope those British unions will take up the cause of academic freedom for these professors whose careers are being materially harmed by a (foreign) government's action.

    Those unions support nothing but academic freedom. To hold China to a different albeit lower standard than Israel appears as if the British unions are anti-Israel and anti-semites.

    To prove they are not anti-Israel and anti-semites, the British unions MUST boycott all scholars from Chinese institutions.

    I am sure the British unions will get right on this cause in... never?

  • visa irony
  • Posted by Theron on July 14, 2008 at 9:00am EDT
  • I find it ironic now that the visa shoe is on the other foot, faculty are complaining about fairness.

    Two issues raise the irony. First, the US embassy in China is infamous in international education for its visa denials to Chinese students attempting to study in the USA. Years ago, I heard the US Ambassador to china (at a national NAFSA meeting) suggest that the visa sections must assume Chiense student applications are fradulent.

    Secondly, the current US administration is infamous for denying visas to international faculty because of their political views. Interesting that most of these international scholars are not pro-Israeli and do not support the US position in athe Middle East.

    PLEASE know that I am not defending the Chinese government. I am saying that all governments need to stop thinking that they can control ideas and how those ideas spread. Perhaps telling truth to power cuts all ways.

  • Why talk about US ?
  • Posted by Bill on July 14, 2008 at 1:05pm EDT
  • "PLEASE know that I am not defending the Chinese government."

    Why bring up all the wrong doings of US while the subject is China blacklisting scholars ?

    Ooops. I am sorry. You are a Chinese. Your defense mechanism is just too automatic.

  • Access for scholars
  • Posted by Levon Chorbajian , Professor of Sociology at University of Massachusetts Lowell on July 14, 2008 at 2:25pm EDT
  • Not to minimize the difficulties of these scholars, but this is amusing to say the least given that it was the U.S. government that denied U.S. citizen Sinologists access to China for decades--from the victory of Mao's armies in 1949 to the normalization of relations in the 70's and 80's. It is my understanding that some of these scholars were driven to take up citizenship in other countries such as Canada simply so they could do their work.

  • Posted by Larry on July 14, 2008 at 4:15pm EDT
  • Thereon, There is nothing wrong a counselor officer screening visa applications for fraud. In fact, it is their job. It is their legitimate function. In fact, for many of them, it is their only function. As an American, I do not want people entering the country that claim to have adequate financial resources, but really forged their bank statements. I hate them more than I hate communism.

    China is a big country. There are many visa applicants. Also, the Chinese are generally poor and therefore, the incentive to forge all or part of a visa application is great. It comes as no surprise that there are frequent denials of visa applications. Nobody has come forward with evidence that visa denials of Chinese students are being made on improper grounds.

    Now, it may well be that under Chinese law, people that say anything remotely critical of the government are not allowed entry. This is a choice that the Chinese make. Chinese culture simply does not value free expression in the way that Americans culture does.

    The last time serious challenges to visa denials (by the US) came up on this board, I tried to outline the law on this subject. Some people seemed interested. Others just wanted to shout the same platitudes.

  • Long-Term Perspective
  • Posted by Gregory Kulacki on July 15, 2008 at 3:10pm EDT
  • I've been engaged in academic and scholarly exchanges with China for several decades in various capacities: as the Director of Academic Programs for CIEE, as an Associate Professor at Greenmountain College, as the Director of External Studies at Pitzer College and in my current position as a Senior Analyst for a leading American NGO on security issues. I'm not surprised that some U.S. scholars are being denied visas by the Chinese government. Hopefully no one reading this article would be surprised to learn that thousands of legitimate Chinese scholars have been denied visas to enter the United States. I personally know of scores of cases where the applicants met all imaginable requirements but were still denied, multiple times. As with the Americans denied entry into China, no explicit reason, or explanation, is offered by the US Consular staff in response to queries on why a scholar was denied entry.

    Perhaps the next administration, at the urging of U.S. and Chinese academic and professional associations, could agree to discuss the question of scholarly access. I believe there is a very real possibility that some of the problems facing U.S. China scholars might be able to be resolved in exchange for improved access to the U.S. for Chinese scholars. I strongly recommend NAFSA take the lead in exploring this possibility.

  • Posted by Larry on July 15, 2008 at 4:20pm EDT
  • Mr. Kulacki, It is very difficult to take peoples’ words about American visa denials without specifics. People seem to take this view that not only are they entitled to a visa, but they are not obligated to answer questions completely. So, many of these “multiple denials” usually are denials of precisely on the same basis as the earlier application.

    Whatever the case, there is a limited form of judicial review available to people that are denied visas. However, most scholars are not serious enough to pursue it.

  • Response to Larry
  • Posted by Gregory Kulacki on July 15, 2008 at 5:00pm EDT
  • I am familiar with the specifics in many cases where Chinese scholars have been denied visas. In one recent case, a professor of security studies at a leading university in Beijing was denied a visa to attend an academic conference. This scholar has been to the U.S. many times, has given presentations to U.S. Embassy staff at their invitation, and is well-known by mid-level functionaries in the U.S. State Department. The scholar was, quite simply, denied a visa, and no explanation was given. And in my experience there is no "judicial review", or standard means of redress of any kind, for Chinese denied visas to the United States.

  • Student/Scholar visas
  • Posted by Lisa , Mrs. on July 16, 2008 at 11:05am EDT
  • Larry,

    I have been working with international students and scholars for over a decade and I can tell you that many occasions there is no reason given for denials of student/scholar visas. Many of these people applying are simply talented students/scholars trulying seeking a quality education abroad/research and multicultural experience and are denied their chance to explore American culture. In order to apply they have to prove they have sufficient economic means, have English proficiency, and they must be accepted into the university they wish to attend. They go through great lengths to get to the interview process. We need to work to help some of these students get the educational experience they are seeking.

  • American institutions all talk when it comes to challenges
  • Posted by Larry on July 16, 2008 at 3:25pm EDT
  • Mr. Kulacki, While of course I will not accept your assertions at face value, although there is not a specific statute allowing for direct review of visa denials if your institution was serious about these issues (which I don't think they are) they could challenge them in court. Inside Higher Education has covered some of this litigation. Because you did not provide me with the docket number of the lawsuit in which your institution challenged a visa denial (so that I can review the complaint and answer, and any motions filed) I will just have to assume that you don't really take these issues too seriously.

    Lisa, Again, you need to provide specifics. While there is no legal requirement that an explanation be provided with each denial, the law in every circuit to address the issue is that that the government must provide a reason in defending its decision in court. For the most part, many schools are not too serious about challenging these denials in court.

  • Posted by One too wary to give his name on July 22, 2008 at 8:10am EDT
  • According to my personal dealings with the American system, getting a straight answer can be very difficult, if not downright impossible. Just type “visa denial” into the search box on the top left, and you'll get several /Inside Higher Ed/ articles dealing with the subject. Let me quote one of them:

    “Once the consular official has made this decision,” writes the judge, “it is not the court’s role ... to second guess the result.” - http://www.insidehighered.com/news/2007/12/21/visa

    So much for challenging a case of visa denial in court, if the judge has already decided that whatever the consular official has said must be right and should not be “second guessed” (i.e. challenged) even by the proper judicial system.

    Now don't get me wrong: even under Bush, even with the unconstitutional Patriot Act and all that ... crap ..., the States still enjoy a lot more freedom than China. The very fact that I can post those lines proves it. But the fact that I feel the need to post those lines /anonymously/ indicates that I also fear to be punished, if indirectly, for expressing my opinion.