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Looking to the Past to Ban Legacy Admissions

November 20, 2008

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When critics question legacy admissions -- special preferences for the children of alumni -- they tend to focus on fairness, not legality. Politicians and others have periodically asked why colleges should give any assistance to those who are more likely to have other advantages anyway, given that their parents were well educated.

But legal challenges have been few. In the 1980s, the U.S. Education Department considered complaints that legacy admissions systems discriminated against Asian American applicants, but ruled that this was not the case because, as more Asian Americans became graduates of elite colleges, their children would benefit much as the children of white alumni have benefited over time.

But this week -- for the second time this year -- a law journal is publishing a legal analysis that suggests that legacy preferences are illegal. The new issue of the Santa Clara Review features an article -- whose lead writer would like to find plaintiffs to test his theory -- arguing that the 1866 Civil Rights Act bars legacy admissions at public and private institutions. An article earlier this year in the Washington University Law Review argues that the "nobility clauses" of the U.S. Constitution ban legacy admissions at public institutions.

In both cases, the lawyers and legal scholars who wrote the articles say that the statutes they cite effectively bar hereditary advantages and that legacy admissions are such an advantage, even if the authors of the statutes weren't thinking about how one gets into Harvard.

Several advocates for colleges that use legacy admissions said that they hadn't heard of the latest arguments and so couldn't comment on them. But it would be an understatement to say that colleges with legacy preferences generally don't like to talk about them (except, perhaps, during reunion weekend).

Colleges say that legacy preferences help build cross-generational relationships with institutions and cement relationships with alumni donors. But educators tend to be much more comfortable defending other forms of affirmative action than the benefits that go to alumni children. Whether colleges have admissions policies that benefit minority applicants, athletes, tuba players, or residents of Wyoming, the theory is that those receiving the benefit either have valuable perspectives or faced disadvantage -- and that they will add something to the campus community. That's a harder argument to make when what sets apart the applicant is likely a form of advantage and socioeconomic status that matches the historically dominant groups on campus.

The latest article to challenge the legality of legacy admissions focuses on an 1866 civil rights law that was enacted as part of the Reconstruction era attempts by Congress to reform the South. The article notes that the primary point of the statute was that all citizens have the same rights and that heredity does not convey rights in the United States. The law was passed with the goal of preventing Southern aristocrats from exercising their traditional control over their local areas. The article goes on to cite numerous cases in which federal courts -- sometimes citing the 1866 law -- have rejected any discrimination based on ancestry or parentage.

The article acknowledges that courts permit potentially discriminatory distinctions for compelling reasons. But it goes on to analyze fund raising rates at colleges with and without legacy admissions -- and argues that there has been no diminished giving at colleges that dropped legacy admissions. Since that undercuts the idea that legacy preferences are needed for the societal good that theoretically comes with donations, the preferences should be all the more vulnerable legally, the article says.

The lead author of the piece is Steve D. Shadowen, a lawyer in Harrisburg, Pa. He said that he has been in touch with several other lawyers and that they believe they will find a good test case to challenge the legality of preferences. He said that the ideal plaintiff would be someone who was rejected by an institution that does not have affirmative action for minority applicants, but grants preferences for alumni. "I'm going to do whatever I can to make these things go away," he said of legacy admissions. Shadowen has not benefited from legacy preferences, either as a student or a parent.

The other paper is by Carlton F.W. Larson, who teaches law at the University of California at Davis and who also has never been a beneficiary of legacy admissions. Because his paper focuses on titles of nobility -- banned by the Constitution for use by federal or state governments -- his argument applies only to public colleges and universities. Lawson argues that the nobility clauses, largely understood to ban the awarding of titles like "duke" or "earl," actually ban any hereditary privilege.

"Legacy preferences are blatantly inconsistent" with the Constitution, Larson writes.

Asked in an interview if a college might defend legacy preferences by noting that they don't guarantee admission to any child of an alumnus, Larson said that wasn't a key distinction. He said that the nobility clauses would bar a state from granting an extra 50 votes, for example, in any election in which a candidate is descended from Thomas Jefferson. Such candidates wouldn't have an automatic win, but they would have a leg up, based on parentage, and that's what the nobility clauses ban, he said.

Larson said his ideal plaintiff to challenge preferences would be a recent immigrant whose parents were not educated in the United States. Such a person would have an automatic disadvantage compared to others whose parents attended the institution.

Sheldon E. Steinbach, a partner in the postsecondary education practice at Dow Lohnes, a Washington law firm, said he found the arguments being made against legacy preferences "novel," but suggested that they were not likely to sway judges. Where such arguments may have force, he said, is with public opinion.

"Any preferences can run against the grain of American society," he said, and be "socially divisive." And so colleges don't benefit from people raising the issue with new approaches to killing off the preferences. "I'm sure every school that grants some kind of legacy preference," he said, "would just as soon not have to discuss it publicly."

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Comments on Looking to the Past to Ban Legacy Admissions

  • Get rid of all preferential admissions policies
  • Posted by Adam Markus on November 20, 2008 at 5:50am EST
  • Any legal means to end all preferential admissions policies strikes me as a positive move. Such policies contribute to admissions practices which continue to prioritize one applicant over another, not based on their own merits, but based on a category that they belong to.

    As long as such practices are in-place, fair admissions processes will remain a mere rhetorical position at many schools.

    I hope that plaintiffs are found who are willing to test this novel approach to ending one of the true stains on American higher education.

  • Legacy Admissions
  • Posted by douglas holmes on November 20, 2008 at 6:50am EST
  • I know plenty of schools that are proud of a legacy admissions program. There is no illegal about such a system and it can be proven that schools can make decisions on a wide variety criteria legally. The benefits to society can be proven. Sounds like our real problem in society is too many lawyers.

  • Posted by Mommy on November 20, 2008 at 7:55am EST
  • What "historically dominant" groups might these people be referring to? Are the children of first generation college students of the baby boom who were admitted in the post-WWII liberalization of selective college admissions really the children of "historically dominant" groups? I don't think so, and I suspect that most of the beneficiaries of today's "legacy admissions" fall into that group. Nobility? Get real.

  • No Preferential Admission=boring college
  • Posted by mythbuster on November 20, 2008 at 9:30am EST
  • Getting rid of all 'preferences' may sound like a good idea but could quite possibly result in very selective schools having a bunch of really boring smart people while really interesting not quite so smart people end up at less selective institutions. Not good for either group.

  • Posted by bob on November 20, 2008 at 10:05am EST
  • Mythbuster's remark about "boring smart people "and "interesting not quite so smart people" is of course a myth, and such myths were used in the past to justify quotas.

    Maybe if the legacies are illegal, Yale will need to rescind Junior's degree! (Win-win all around).

  • Legacy help
  • Posted by Dad on November 20, 2008 at 11:10am EST
  • If my college does not give my child an "assist", I won't contribute to them. After all, I paid full boat for my own degree. Therefore, if I send them additional money it will only be in exchange for them helping my kin.

  • Legacy Admissions
  • Posted by george on November 20, 2008 at 11:10am EST
  • Amazing. Bob is still attacking President Bush. I would think (with no data to back it up) that legacy admissions would help fund raising. More funds should mean lower tuition costs thereby helping all students. Get back to the real world folks.

  • Posted by dm on November 20, 2008 at 11:15am EST
  • Part of the motivation for legacy admits may stem from a school’s efforts to improve its yield. An applicant whose parents, grandparents, or siblings went to ole alma mater may be more likely to enroll if admitted. If the yield goes up, the school’s ratings/rankings tend to go up as well. While such practices don’t seem all that noble, they do seem understandable.

    One partial solution: greater transparency on all admissions including follow-up public reporting of the results for all preferential admits – legacies, athletes, diversities: average SATs, GPAs, graduation rates, etc.

  • Posted by Modest Proposal on November 20, 2008 at 11:20am EST
  • Now that legacies benefit mainly children of the women and racial minorities who constitute the majority of college students it is clearly time to get rid of them.

  • Fundraising, sure, right
  • Posted by Marjorie on November 20, 2008 at 12:15pm EST
  • Legacy students benefit because the majority come from wealthy families, politicians, or famous individuals who attended private or elite institutions. No, fundraising does not mean lower tuition, evidenced by the fact that tutition rates at many of these schools, Harvard, Penn, Brown, etc, keep increasing yearly. Daniel Golden's "The Price of Admission" does a good job of detailing to what extent legacies gain an advantage. And to the "boring smart student comment". It has been found that legacies contribute less to campus activities, volunteering, and perform worse than their non-legacy peers. So no, they don't make campuses more interesting. They are the dominate class, an overwhelming majority are white and wealthy and come from the top 10% of the conrty's wealthy families. What many (not all) do is allow a school to renovate a gym or build a new auditorium or dorm.

    Let's be honest with ourselves about this.
    (As someone who got into an Ivy League on my own merits, I find it hard to sympathize with legacies. Many are given every advantage before college, excuse me for not caring.)

  • Looking to the Past Bab Legacy Admissions
  • Posted by Bubba on November 20, 2008 at 1:00pm EST
  • How hypocritical can one be? Most of the comments are gingerly threading to rationalize legacy admission. If this was affirmative action for minorities the roof will cave in with the hollow arguments. Whether we like it or not race matters in this country. As long as it does, some kind of affirmative action is warranted. I would go with the Pareto rule (80/20); 80% admissions based on 'merit' and 20% would be open to other factors: lower economic/social status, under-represented groups (minorities), legacy, sport jocks, etc. etc. Let us face it there is no such thing as meritorious admission someone has to make a subjective judgment on something other than grades..

  • The "Real World"?
  • Posted by David Eggenschwiler , Prof. emeritus at Univ of Southern Calif. on November 20, 2008 at 1:50pm EST
  • The "get real" and "real world" advocates here have a dully materialistic sense of "real." Must be business teachers. We humanists have a more complex and murkier sense of the "real" (always, of course, in quotation marks).
    Anyway, I was a first-wave Midwestern, public-high-school, working-class-family admit to Harvard in mid-century. President Conant, and then President Pusey, decided to open admission up to various smart kids instead of mainly East Coast, prep-school legacies who had predominated. Although biased by self-interest, I must say that Harvard became a hell of a lot more interesting than it had been when filled with the Cabots and Lowells. Where did whosits get the idea that real smart kids are boring? My really smart ones make life worth living for me. They help to make it richly "real."

  • Why Not Get Rid of Everything?
  • Posted by Gary on November 20, 2008 at 2:25pm EST
  • OK, so let's talk about all of the other factors involved in college admission decisions. Is it fair to use GPA? Some high schools are considerably (ok, totally) easier than others? Is that Equal Protection? What about SAT scores? Do they REALLY predict how one will do at college? Certainly, there is a good deal of contradictory evidence. So, let's drop that. What about that "students from 46 states and 17 countries" claims? In order to achieve this, students from high performing states (such as NY and California) are prejudiced against. I've seen SAT scores on Ivy applications from Idaho that wouldn't even begin to pass muster if they were coming from California. And as for those international students, why are our tax dollars (which underlie nearly every institution of higher learning) being used to support them? Is this fair to the student who just misses out because he comes from Long Island? And what about the boy/girl thing? Fewer boys apply, so are they receiving preference from many schools that seek to have the idea 50/50 ratio? And student athletes? Who says they should receive preference just because they're fast or tall? Certainly, that has to stop as well. You see, it's endless. Yet, there are good reasons for colleges to use all of these factors as criteria in deciding whom to admit to their classes--and there are good reasons also to admit legacies, a list of good reasons that I don't need to provide here because the very people who object and plan to sue over such admissions know them well enough.

  • No children of women need apply
  • Posted by Faculty Person on November 20, 2008 at 4:50pm EST
  • Now that legacies benefit mainly children of the women and racial minorities who constitute the majority of college students it is clearly time to get rid of them.

    Actually, if you can find us prospective students who are not children of women we'll be glad to talk to them :)