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The 10% Fight Is Back

January 12, 2009

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Location. Location. Location.

That's the theory in real estate, and new research suggests that the same theory may apply to graduation rates, too. Attend a more selective institution and you are more likely to graduate. That may not seem shocking, if you assume that better students attend more competitive institutions. But the new study focuses on the impact of the "10 percent" admissions system in Texas and was done in a way that challenges the theory of "minority mismatch," in which some critics of affirmative action say that graduation rates for minority students would be better if they attended institutions they could enroll at without any special admissions system in place.

The key finding is that minority students in Texas are significantly more likely to graduate if they enroll at a competitive institution through the 10 percent plan than if they enroll at a less competitive, and theoretically easier, institution. In fact the only minority students who don't appear to benefit from 10 percent are those who are below the top decile of their high school classes and who might have previously won admission to a highly competitive institution, but now frequently lose their spots and end up at other institutions. These students see a decline in graduation rates.

The percent plan idea originated as a law in Texas to respond to court rulings against affirmative action, but has been used elsewhere with different cutoffs. In Texas, those in the top 10 percent of their high school classes are assured admission to the public university of their choice -- regardless of standardized test scores.

The idea behind the percentage plans is that black and Latino students, on average, don't do as well on standardized tests as do white and Asian students. In addition, Texas is a state with many high schools that are overwhelmingly Latino or overwhelmingly black. Since every high school has a top 10 percent, eliminating the testing requirement meant that these largely minority high schools were going to end up producing good numbers of Latino and black students who would be admitted -- without consideration of race in ways that might offend courts or critics of affirmative action -- to such competitive institutions as the University of Texas at Austin and Texas A&M at College Station.

In many respects, the plan has been a major success in Texas, helping the flagship institutions to admit more minority students than they would have been able to otherwise -- at least while the state was under a court order not to use affirmative action. But ever since the U.S. Supreme Court ruled in 2003 that public colleges could consider race in admissions, University of Texas officials have been pushing to get rid of 10 percent and to instead rely on other admissions strategies (including affirmative action). In the 2007 legislative session, the university was expected to win its fight, but at the last minute, the 10 percent system survived.

This year, UT officials are again asking for the admissions system to be changed, with William Powers, the president at Austin, telling the Texas Associated Press Managing Editors last week that 81 percent of freshmen are now admitted through 10 percent, leaving the institution with too little control over whom to enroll. “We’ve lost control of our entering class because we don’t have any discretion on the admissions,” Powers said. In California, where those in the top 4 percent are assured University of California admission, a faculty panel is recommending that up to 9 percent be admitted that way (although in a key difference from Texas, the California 9 percent plan would guarantee a spot somewhere in the university system, not on a particular campus).

With these debates going on, the new research may challenge several assumptions. The study was conducted by Kalena E. Cortes, an assistant professor of education at Syracuse University, and was presented last week at the annual meeting of the American Economic Association. Cortes used data from Texas on admission of students from various high school ranks to the state's more competitive and less competitive colleges, and then tracked six-year graduation rates.

Her findings go directly to a fear that some have had about the 10 percent plan and that others have about affirmative action generally -- namely that it could end up hurting the minority students it is supposed to benefit. According to this "minority mismatch" idea, minority students who earn admission to competitive institutions (either through a percent plan or more traditional affirmative action) are likely to do less well than they would have if they had enrolled at less competitive institutions. Advocates for this position say that minority students would be more likely to graduate and excel if they ended up at institutions without any mismatch risk. The mismatch argument is popular with some and criticized by others because of its political potency: It allows people to criticize affirmative action not for its its impact on white students, but on minority students.

But Cortes found evidence to rebut this assumption.

She found that minority students who attended selective colleges are 38 percentage points more likely to complete college within six years of enrollment than are the minority students who enroll at other colleges. While she found that some of the gap is based on student characteristics and high school characteristics, excluding those elements still left a gap of 21 percentage points.

While similar data were found for non-minority students, Cortes found that the benefits that relate to attending the more elite colleges appear to be clear factors in spurring more minority (and white) students on to graduation. That leaves "no evidence," she writes, for the mismatch theory. "After adjusting for observable characteristics, there is still a remaining gain from attending a selective college for both minority and non-minority students."

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Comments on The 10% Fight Is Back

  • Top 10 percent rule
  • Posted by Bill Wright on January 12, 2009 at 8:00am EST
  • The graduation rate is not the only issue. The loss of the institution's ability to select a balanced student body goes beyond academic standing. The 10 percent rule makes no provision for brilliant musicians or artists who don't do well in other academic areas. The same is true for those who are totally focused on science, mathematics or other specialty areas but who do less well on other subjects. It would be a shame to deny a student focused on physics a place at UT Austin or A&M because he/she made a B in a high school history class. It also works the other way. Brilliant literary types who don't fathom physics or math are denied admission as well. Additionally, the top universities are denied students who were rich in extra-curricular activities in high school at the expense of top grades. Church, community service, athletics, all make for top caliber potential students that enrich the student body. That is what the school will miss when all are top academics.

  • Posted by Pete on January 12, 2009 at 8:40am EST
  • Bill Wright's comments contain two unsupported assumptions:

    1) Academically qualified students denied admission to UT or A&M have no other options for an excellent education.

    Well, the University of Houston, and Texas Tech are fine options for lots of students (lots more than recognize it).

    2) The students who do get into UT and A&M via the 10% rule have nothing to offer in the intangibles mentioned (community service, etc.).

    Students who made it into the top 10% of their high school class that don't have wide interests are probably at least as rare as students who might excel at physics even though they have poor communication skills or students interested in literature but cannot master basic ciphering.

  • The other nineteen percent
  • Posted by InTexas on January 12, 2009 at 9:15am EST
  • Bill, that's why UT does have discretion over the other nineteen percent of its entering student body. Your argument might make sense if UT were forced to admit its entire entering student body under the stipulation that those students graduate in the top ten percent of their high school class. It seems that UT has a lot of wiggle room there.

    I am wondering if the six-year graduation rates of other Texas institutions in this study included students who start at one institution but transfer to and graduate from another institution. For instance, one of the largest HSI's in Texas must admit students under the CAP program (these are students who enter under the explicit assumption that they will transfer to the flagship in their sophomore year if they meet certain criteria). The desire of Texan students to transfer from one state institution to the flagship is an important consideration.

  • Posted by Dr J on January 12, 2009 at 11:15am EST
  • If UT chooses to fill the decreasing number of slots left available by the Top 10% rule with defensive linemen for the football team instead of viola players for the music department, that's not the fault of the Top 10% rule.

  • Top ten percent balances disadvantages
  • Posted by Joseph A. Soares , Associate Professor at Wake Forest University on January 12, 2009 at 11:15am EST
  • I was on a College Board panel last November in Houston with Dr. Bruce Walker, the Vice Provost and Director of Admissions for the University of Texas at Austin. His presentation showed that by academic measures the top ten percent rule was working brilliantly for underprivileged youths. He presented findings for youths in the top ten percent from the lowest category of family income and parental education, and from the worst high schools in Texas, in comparison with youths not in the top ten percent, yet from families with the highest incomes and highest parental degrees, and from the best high schools in Texas. This may be hard to follow without charts, but bear with me. Youths in the top ten percent from families earning less than 20 thousand dollars per year, had a FYGPA of 2.98 which edged out those not from the top ten percent from families earning over 80 thousand dollars, whose GPA was 2.97. Those same low-income but top-performing youths graduated in six years at a rate of 73% in comparison to non-top-ten-percent youths from families earning over 80 thousand of 74%. Top-ten-percent youths of parents without high-school degrees earned an average FYGPA of 3.09 and graduated within six years at a rate of 75%, while non-top-ten-percent youths whose parents held graduate/professional degrees earned on average a FYGPA of 2.99 and graduated within six years at a rate of 75%. Finally, top-ten-percent youths from high schools in Texas classified as “low performing,” had an average FYGPAs of 2.98, and youths from Texas high schools classified as “exemplary” but not in the top ten percent had FYGPAs of 2.97. Obviously, those numbers do not explicitly address the issue of race, but clearly whatever goes along with being in the top ten percent of any high school cancels out the disadvantages of family SES and bad high schools.

  • Mismatch
  • Posted by Alan Contreras on January 12, 2009 at 11:35am EST
  • This study, if its results can be replicated, is one of the most important studies of student success in a long time. I have argued against mismatch, as have others who thought it to be a key issue. If it isn't, then we are mistaken about that.

    It seems strange that the UT would object to the admission of students who do well, on grounds that other students admitted through a different process would have done almost as well.

    One important bottom line to come out of this study is that public universities, unlike private ones, exist to serve the needs of the public, and that doing so means adapting to what the citizen majority wants, which may not be the same as what the faculty wants.

  • I was wondering
  • Posted by D. Gusa , grad student on January 12, 2009 at 11:50am EST
  • I am wondering what is it about flagship schools that contribute to the success of these students. I am interested in higher education, yet I haven't seen empirical research that analyzes what these institutions offer or do that contribute to these students success. (however I am new in this field, coming from K-12). What I have observed in community colleges in my areas is that the student peer groups dedication (or lack there of) was a determining factor in my own daughter's lack of success, plus some instructors was penalizing for "discipline" issues (like loosing grade points from B to C if you were 5 minutes late more that twice a semester)which made her felt she wasn't respected as an adult. Just wondering if this area has been looked at. Thank you

  • Mismatch studies
  • Posted by Sara Goldrick-Rab on January 12, 2009 at 1:50pm EST
  • Folks,

    Cortes hasn't stumbled onto anything new. We've known for some time now that the mismatch hypothesis was bogus-- see Sigal Alon and Marta Tienda (2005), “Assessing the ‘Mismatch’ Hypothesis: Differences in College Graduation Rates by Institutional Selectivity,” Sociology of Education, Vol. 78 (October): 294-315; Audrey Light and Wayne Strayer (2002), “From Bakke to Hopwood: Does Race Affect College Attendance and Completion?” Review of Economics and Statistics, p. 34. Also Jesse Rothstein and Albert Yoon have a 2006 paper on law school admissions.

    The most important and relevant challenge to those studies and that of Kortes is the possibility than unobservable factors (not controlled for) are biasing the results--e.g. that relative to minoties at non-elite schools, minority students attending elite schools are advantaged in ways that increase their likelihood of degree completion but aren't dealt with in the model. That critique always deserves mention in a study like this one, but at the same time any critic should also offer a plausible factor not in the models that is hypothesized to matter a great deal, and is not correlated with observables that are controlled for.

  • Mismatch at play?
  • Posted by Jack on January 12, 2009 at 9:30pm EST
  • Doesn't look like this has made it into print yet, but I'm not clear on whether the author is actually looking at mismatches.

    Are these minority students really mismatched, especially if 81% of UT's class comes from the 10%?

    If they're not, then the mismatch theory doesn't apply.

  • Academic Elite Different than the School
  • Posted by Mix N. Match on January 13, 2009 at 5:15am EST
  • Accepting a top percentage of seniors from an "underrepresented minority" high school isn't a great plan for all regions. In many Los Angeles high schools the majority of students may be Black or Latino, but many such schools also have some White and Asian students. The honors society, AP classes, and academic clubs attract these students disproportionately, as would any admissions formula by top percentage of the school. UC found this out, to their dismay.

  • Percentages, not AA
  • Posted by Dan on January 16, 2009 at 12:35pm EST
  • The article implies that UT-Austin officials' big problem w/ 10% is their lack of discretion over admissions to allow for other forms of balance,etc. And, because of that, they'd like to bring back affirmative action.

    1. Of course, administrators want more discretion. They always do. I'd like more too. That's not a good reason to change the basics of the system.

    2. 10% is a nice, round number. But changing it the top 8% or 9% would likely provide a fair amount of additional room for the more discretionary admissions which the folks at UT and A&M seem to want. But they should be able to articulate the criteria which they would use in those more discretionary admissions.

    3. In my humble opinion, if there's a real flaw to the system, it's that the system crowds out out-of-state students who may provide geographic and cultural diversity. These days, given how state funding of state schools is taking a nose dive, out-of-state students paying full tuition are increasingly important to a school's bottom line. And, to those who would say that state taxpayers - and their kids - should have greater preference, that would be a better argument if state funding was closer to the actual cost of educating those in-state students.