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A Call for Change, From Within

September 4, 2009

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Robert Zemsky has spent most of his career as what he calls "a prickly and at times just barely tolerated academic gadfly" -- a higher education researcher who, though working inside the academy, was known for aggressive and (especially early on, he admits) sometimes nasty critiques of the industry he called home.

Yet as a participant on Margaret Spellings' Commission on the Future of Higher Education, Zemsky was part of the triumvirate that his fellow commissioner Richard Vedder called "Dudervestsky" -- a trio of panel members, with the former college presidents James Duderstadt and Charles M. Vest, who could generally be counted on to defend higher education against what were seen, depending on one's views, as either unfair attacks or pointed and long overdue criticism. Charles Miller, the commission's outspoken chairman, sometimes had Zemsky in mind when he railed that the "tone police" were trying to blunt the force of tough language about the academy's perceived weaknesses.

With the Spellings Commission nearly two years in the rearview mirror now, Zemsky has once again taken on the role of critic -- this time of the commission and of higher education. In Making Reform Work: The Case for Transforming American Higher Education (Rutgers University Press), the University of Pennsylvania professor delivers what he describes as "the report the Spellings Commission should have written." (For an excerpt from the book, see today's Views piece.)

With that audacious statement, he acknowledges that the commission was right to deem higher education in need of significant change but argues that, by emphasizing what's broken rather than how to fix it, and offering a "watered-down" menu of recommendations instead of a handful of bolder ideas, the commission missed the mark -- and a major opportunity to motivate higher education to change. (Not surprisingly, perhaps, the commission's chairman, Charles Miller, disagrees and in turn dismisses many of Zemsky's own answers. Read on for that.)

"What I've concluded is that in this climate, people are really ready to talk about big ideas, not just big critiques," Zemsky says. "There's an appetite for serious discussion of change" not only among the general public, but within a higher education establishment that has often resisted significant transformation. Zemsky isn't sure the "big ideas" he puts forward as potential "dislodging events" are the right ones -- though he's especially fond right now of the three-year degree, which he sees gaining traction -- but he is confident that the time has come for state and federal political leaders, higher education administrators and faculty members, and others to undertake a systematic reassessment that "comes to consider the impossible" in a way that produces major, transformative change.

A 'Considered View'

It's hard not to read Zemsky's book as a summing up of a 40-plus-year career as one of the foremost observers and prognosticators of higher education, though he discourages that characterization (in part because he doesn't want to leave the mistaken impression that he's anywhere close to retiring). "My earlier writings probably sounded like a 'summing up,' too," Zemsky says, referring to tomes with such sweeping tableaux and highfalutin' titles as Higher Education as a Competitive Enterprise (Jossey Bass, 2001) and Remaking the American University (Rutgers University Press, 2005).

What might distinguish this from what he's written before, Zemsky concedes, is not only his immersion in the deliberations of the Spellings Commission, but the fact that he's "been around a while longer and had lots of additional interesting experiences," including significant (and increasing) involvement in studying of higher education systems outside the U.S. So while it risks suggesting that his previous writings were off the cuff, "you could say this is my considered view," Zemsky says. "If that's equivalent to a 'summing up,' okay."

Foremost among the "interesting experiences" shaping Zemsky's considered view, undoubtedly, was his time on the Spellings Commission. Zemsky says he wanted to avoid having the book be a "tell-all" about the behind the scenes, and he largely succeeds. But one only had to pay attention to what unfolded in the panel's public meetings to know that Zemsky offered probably the strongest counterpoint to Miller, the chairman, in terms of both intellectual jousting and disagreements about the group's strategic direction.

Zemsky, for instance, forcefully discouraged the commission (and Miller, for whom the issue was a favored hobby horse) from focusing too much attention on accreditation as a mechanism for reforming higher education, calling it a "thin reed" on which to hang major change. And he repeatedly counseled Miller to take a less combative approach in his and the panel's rhetoric, saying that mean-spiritedness would be likely to diminish the commission's odds of getting college leaders to come on board.

"If you want to change higher education, you challenge it. If you want headlines, you insult it," Zemsky said during the course of the commission's deliberations in 2006. "We should be talking about 'raising the bar,' which is a different way of saying 'not good enough,' but in a much nicer way." Miller, in turn, complained regularly during the course of the panel's work about what he called the "tone police," saying that college leaders were using complaints about language to object, ultimately, to being asked to fundamentally change their ways.

While the Spellings Commission most heavily motivated Zemsky to write his book, he frames his response more generally to what he calls a wide array of "lamenters" whose critiques of higher education amount, he writes, to "long litanies of failure along with generalized prescriptions for making right what has gone so horribly wrong." On the list he puts the makers of the 2005 PBS documentary "Declining by Degrees, Higher Education at Risk" and the annual "Measuring Up" reports produced by Patrick Callan's National Center for Public Policy and Higher Education, among others. Zemsky also dissects higher education critiques from inside the academy, including those by the former Harvard president Derek Bok and David L. Kirp of the University of California at Berkeley, and finds them wanting for a variety of reasons.

A Friend, Yes, But a Critic, Too

Just because Zemsky finds fault with so many internal and external broadsides about higher education does not mean he thinks all is well in the academy -- far from it. Too many socioeconomically disadvantaged students start but do not complete higher education. Most colleges still have virtually no idea whether or how much students are learning from them.

And the system for financing higher education, Zemsky writes, is "a house of cards -- too dependent on tax breaks that are likely to be called into question, too dependent on credit markets that can suddenly contract, too unsure of the rationale by which it sets prices and offers discounts, and at the same time unable to imagine alternate production functions that could in fact yield substantial price rollbacks."

It won't be lost on anybody who followed the Spellings Commission closely that Zemsky's diagnosis of higher education's problems sounds quite a bit like the commission's own -- and that fact certainly is not lost on Charles Miller, the commission's chairman. "Eventually he admits to many of the same problems in higher education others have identified, although he dresses them up with slightly different language," Miller said in an e-mail message after Inside Higher Ed asked for his thoughts on Zemsky's book. "He identifies 'learning,' 'attainment' and 'money' as real problems after repeatedly criticizing the Spellings Commission for its similar conclusions."

Perhaps -- but the big problem with the Spellings Commission's work was not the substance of the diagnosis but the equivalent of its bedside manner and its prescription, Zemsky argues. The panel's deliberations and report focused far too much on proving the extent and severity of the problems ("playing the blame game," as Zemsky calls it) than on offering sharply drawn and powerful solutions, he says. "Don't tell me it doesn't work, or explain why it didn't work -- tell me how to fix it. That's where my head is now," Zemsky says.

Zemsky's answer to the "how to fix it" question begins with the notion that change must come not one institution at a time, but systematically, through a process not unlike what the European Union has done with its Bologna Process. Such a cohesive approach, which would involve government officials, business leaders and, importantly, college administrators and professors, is likeliest to come about only if higher education is forced, through one or more "dislodging events," to "consider changes that no one institution on its own will likely pursue," he writes.

Beating colleges up about how expensive they are or telling professors that their students aren't learning hasn't helped persuade higher education leaders that their institutions must change, Zemsky says in an interview; what's needed is something that says to faculty members and others: "The doctors have changed, even the accountants have changed. It's your turn to change now."

What could compel that sort of attitude adjustment? Zemsky offers three possibilities, none of which, he acknowledges, "may prove either feasible or even desirable," but each of which could jolt the higher education system enough that it "breaks the gridlock that now holds attempts to reform higher education hostage?

One would be having Congress "metaphorically 'nuke' the current system of federal financial aid," and reengineer it in ways that fundamentally change the way institutions are rewarded to encourage them to change their behavior, with increased focus on student participation and success. A second: changing federal tax rules so that money that wealthy institutions earn from their investments are taxed as if they were hedge fund revenues -- unless the money was spent on education or research.

The third -- and the one Zemsky seems genuinely enthused about -- is if the idea of the three-year undergraduate degree were to take hold in a major way, which he argues could have beneficial effects in making high school more meaningful and lowering the costs of educating college undergrads, among other things.

Miller, the Spellings Commission chair, offered a critique of Zemsky's "dislodging events," questioning how realistic the three-year degree is, for instance, at a time when "the median time to a bachelor's degree is closer to six years than four years, when students are reported to be unprepared for college, when most students spend inadequate time on task even during a four-year period," etc.

But most fundamentally, unsurprisingly, he warns that the sort of carefully planned out, deliberative process that Zemsky advocates is perhaps less likely than "a public policy process which includes more public and political engagement and which could appear to central planners to be much messier than they prefer. When all stakeholders are involved, not just the professoriate, some significant changes will take place for higher education. What is hoped is that the change will be productive, not destructive. That calls for the academy to recognize its precarious position and to stop questioning the motives or the intelligence of its critics."

In many ways, what Miller warns about differs very little from some of Zemsky's "dislodging events" -- events that happen to higher education, compelling its leaders to change.

But he remains skeptical about Zemsky's vision in which the men and women of higher education, perhaps motivated by one or more of those dislodging events, take charge of their own destiny to instigate or at least willingly participate in a process that it designed to produce fundamental change.

Is Zemsky himself sanguine about the likelihood of such a scenario? Confident, probably not. But hopeful? If it's framed the right way, he suggests.

"People are ready for serious discussion," Zemsky says, "about 'how can we be better?' "

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Comments on A Call for Change, From Within

  • Accreditation a "thin reed" ?
  • Posted by Glen S. McGhee , Dir., at Florida Higher Education Accountability Project on September 4, 2009 at 8:30am EDT
  • Someone has to take issue with Zemsky's dismissal of accreditation -- both as an engine for change and as badly needing reform itself.
    The disbursement of Title IV funds to schools is contingent upon accreditation -- this is how the Higher Education Act works. What is he proposing to take its place?
    Better, I think, to work with what we have than to build castles in the sky.

  • I read it differently
  • Posted on September 4, 2009 at 9:15am EDT
  • I haven't so far seen anything to suggest that Zemsky advocates eliminating accreditation, so there's no need for him to state an alternative "to take its place". He does seem to think that using the current system as a lever to force major reform at the institutional level is a waste of time, and I suspect he's right about that.

  • 3 year degrees harm retention
  • Posted by phree , dr. at 4-profit U on September 4, 2009 at 9:15am EDT
  • As someone not fortunate enough to have landed in a school with 4 year degrees, I have one comment on the 3 year degree model. Retention for those kids at the bottom of the socioeconomic scale are worse in an accelerated system, even when academic standards are lower.

    I teach at an accredited 4-profit school and our under-prepared kids sink faster with the quarter system that encourages them to finish in 3 versus 4 years. Those students who are prepared survive academically, but burn out on the performance scale because the pace is too fast.

    Faculty teach 16-20 classes/year (4 quarters, no summers off) and have zero time for development/research or career advancement. It is not a model to be emulated.

  • 3 year Degree
  • Posted by Ellen Schrecker on September 4, 2009 at 10:30am EDT
  • I teach at a school that essentially offers a 3 year degree. Some of our students are brilliant. But they graduate without really getting a full liberal arts education.
    The administration's solution (and it's probably driven by the bottom line) is to offer the 4th year as an MA. Maybe....

    Doubtful optimist

  • Failure to Retain
  • Posted by Robert W Tucker at InterEd, Inc. on September 4, 2009 at 10:30am EDT
  • We see little evidence that compressing an agrarian calendar 4-year degree into three years is the root cause of drops. Our research shows that most of the variance in the drop/retain variable is accounted for by various elements of instructional processes and learner services. A tightly integrated high-relationship approach with suitable metrics and quick interventions instituted by the university leads to industry high retention-to-graduation rates, high learner satisfaction, and target learning outcomes. Most universities have no metrics, will not require instructors to perform to even minimum standards of responsibility, eschew integration in favor of silos, and offer piecemeal services in a way that adds to rather than alleviates the stress felt by a student attempting to gain mastery over his environment.

  • Disruptive event
  • Posted by Bob on September 4, 2009 at 3:45pm EDT
  • I actually think there will be a disruptive trend rather than a disruptive event. The demand for a four-year credential will continue to grow. Both the federal and state governments will continue to be hard-pressed to finance an expansion of higher education opportunity and physical facilities. This leaves a wide opening for serious entrepreneurs to offer most cost-effective degrees that take greater advantage of interactive online technologies. This doesn't mean degrees will be offered entirely through the Web. But the market is going to drive changes -- either by public institutions or for-profit operations. Will these degrees be "as good as" a four-year residential one? Hard to tell. But that's not the choice for many people: It will be between cheaper online/in-person hybrid offering or no degree at all. How that will affect our mainstream institutions will surely vary. Some will embrace the new paradigm, while others will ignore or fight it.

  • Zemsky and Miller
  • Posted by Peter Plagens on September 4, 2009 at 3:45pm EDT
  • Reading--or, more accurately, trying not to fall asleep while reading--about the dispute between Mssrs Zemsky and Miller is like reading about two celibate octogenarian archbishops discussing their differing views of how other people should conduct their sex lives. There's not a gram of visceral understanding in it. The contretemps is a back-and-forth of talcum-powder generalities, vanilla-and-strawberry bromides, and wizened semi-wisdom. Neither of these educrats seems to have the faintest idea of (or simply can't remember) what it's like for real, flesh-and-blood students to sit in classrooms with real, flesh-and-blood teachers and learn real engineering, English literature, chemistry, social anthropology, etc. Their whole harumphing ecclesiastical disagreement is dry, vague and, in a rarified, self-important way, petty. Put them both into the home for retired clerics and start over with people who do something beside sit on commissions.

  • To Robert W. Tucker
  • Posted by Samson Agonistes on September 4, 2009 at 3:45pm EDT
  • From what I hear the for-profit model may be growing a worker satisfaction problem. What will then become of student satisfaction in the long run? Just keep firing the burned out faculty and bringing in fresh, cheap meat? I'll bet that buoys up the old stock price. But eventually, even that will backfire on us. And the investers will just take their marbles and go elsewhere. And the tax payers too.

    We teachers want to be able to take pride in their work. OUR work. I know that markets and technology tend to speed things up. But we need to slow down so we can really see what we're doing. Or we'll run ourselves off the road the way Wall Street and the Banks did. Nor are we too big to fail.

  • Three Year Degree
  • Posted by dm on September 4, 2009 at 4:15pm EDT
  • Discussions that I have seen elsewhere on the three-year degree usually suggest that the model draws heavily on the European practice. Those who comment typically argue that the success of the approach depends on a rigorous high school education that eliminates or minimizes the need for colleges to provide either remediation or general education coursework since all of that would be taken care of in the high school years. Perhaps it's a bit of an oversimplification, but the three-year model lops off the first of the four years of the current model. Desirable as such developments might be, there seems to be little happening in the secondary years that would justify our being hopeful we are ready for such a transition. And if adopted too early, the change would likely exacerbate problems that the underprepared already have in adjusting to college.

  • Big Idea
  • Posted by Cheap Seats on September 4, 2009 at 8:15pm EDT
  • Any discussion in which urging we lop off a year is a big idea isn't much of a discussion. Why not two years? Why not add a year?
    Like talking head television, people just keep saying whatever they want with no interest in information and thought.

  • Posted by Dr. Anonymous on September 5, 2009 at 6:00am EDT
  • Peter Plagens, you are so right! Yes!

  • Posted on September 5, 2009 at 6:00am EDT
  • Higher ed will never really be reformed until the entire model of the research university is called into question. While there is certainly a need in all disciplines and fields for people who are more or less full time researchers, this should not be the model applied to all universities. Unfortunately, this is the case. Third rate universities now pretend they are MIT; they judge faculty solely on the basis of research and thus insist that professors divert their creative energies to articles and books that no one will read, but which will ensure their continued employment. Only when this ceases to be the norm, when college teachers are expected to spend their time and energy improving their skills as educators will higher education really serve the needs of students and society.

  • A few observations
  • Posted by Liberal Arts Chem Prof on September 5, 2009 at 2:30pm EDT
  • As a science faculty member with experience in Europe, a research university (well below the MIT world) and now a liberal arts college, I have several observations.

    1) The European model toward a three year degree program will work ONLY if students do not need the general education. This is exactly how it is achieved there. Students are assumed (rightly or wrongly) to have a broad and deep education at the secondary level and then go to University to study a single subject in considerable depth. In my area, as an example, the students take only chemistry and a few allied science/math classes. So such a system would require a major overall of our secondary education system and a change in the expectations we have for University study. It should also be noted that there are NO formal extracurricular activities at a most European Universities. Athletics and other pursuits are independent clubs so students are naturally expected to spend more "time on task". Are we willing to do away with college football and basketball? I thought not.

    2) The chase for research dollars and publications is indeed difficult and can be distracting but in my experience the majority of faculty at smaller "third tier" research schools do put significant energy into the undergraduate education program. In part because the best undergraduates often make better research assistants than the graduate students.

    3) Accreditation makes a terrible vehicle for change. Putting more paperwork on busy faculty is a sure way to make them generate the appropriate information rather than spend time trying out new approaches or thinking about how to make their courses better. I say this having watched my colleagues for the last two years as we have struggled to find ways to assess learning in ways that are reportable to an agency (note I did not say think about what our students have really learned but to capture numbers that can be reported). The metrics that are desired are a bit like counting publications to determine how good a researcher is.

    4) I am intrigued by the comment about the mean time to degree being 6 years. At most private liberal arts colleges this number is 4 years (only a few hang on for 5 years, and usually by choice). Perhaps the price differential between public and private is not as large as one thinks at first if the cost to degree is calculated?

  • Limit Research? To Agree and Disagree
  • Posted by Man Singing at Inquirer Party on September 5, 2009 at 2:30pm EDT
  • I think tenure and promotion should re-emphasize teaching while leaving room for research by those who want to do it. I don't think that those who did not get through certain bottle necks into the elite institions should be deprived of their scholarly and publishing ambitions, for their sake (job satisfaction), that of their students, and society's.

    What if society suffers because Research I research is narrow? Not that it isn't invaluable. But more marginalized researchers may be in a position to ask unusual and creative questions, which the usual tenure process (and corporate demand) too often precludes. If one wants to advance one's career--all too often--one stays within established modes of inquiry.

    You say higher education reform will happen only when the non-elite schools focus strictly on teaching. But I think the best reform might well happen when society improves from a wider range of research, socially and technologically. Students arrive in college intellectually hamstrung not just by educational but by social constraints.

    All schools should support, not necessarily require, research (yes, K-12), even if much of it is not read. If peer reviewers read and publish research, it's read, and the process the researchers go through to get their work published can be highly educational for them, their peer reviewers, and their students, especially when such is happening on a large scale. And it's all worth it if out of that comes the occasional, truly creative or useful idea that would not have materialized otherwise (if all research were left to the elites.) That is, the higher order skills on the one hand, but the "muscle-boundedness" on the other, of those whose talent--but also politics, ideological limitations or just plain social advantages--propelled them into the top tiers of higher education in the first place. Talented researchers from "below" must be allowed to push those above. (And there are many ingenious researchers below whom the system excludes, talent otherwise wasted,the more we adhere strictly to your proposal.)

    I believe students can benefit if more of their teachers are active researchers, even in areas other than pedagogy. In other words, we need something better than a Taylorized model for reform. A narrow focus on competition for world market share, for example, could lead to planetary tragedy in so many ways.

    Ironically, I'm tempted to infer much anti-intellectualism in this whole Spellings discussion of higher education. Higher Education should be helping to find and solve social, international and environmental problems, not ignore or accelerate them through research that serves narrow business interests alone. If you want to turn students on to learning (and their own research!), I say, take that approach. Scholarship should be a democratic, not an elitist, activity.

  • Posted by Liberal Arts Prof. on September 5, 2009 at 5:30pm EDT
  • A lot of interesting points here. I think any system that forces scholars to give up research is flawed. To be sure, active research can benefit one's teaching. But should research alone then be the criterion for retention, as it increasingly is even in the Liberal Arts? How exactly does most research benefit students? As to the point that plenty of professors devote time and care to teaching, of course they do, if only because that is essentially what we spend a solid work week doing (including in-class time, office hours, preparation, and grading) and most professors WANT to be teachers. I would like to think that those of us "below" might produce research that challenges those "above," but at least in the humanities this is very rarely the case (if partly because those above are the ones controlling journals and presses). For every pathbreaking lit. prof. who pushes colleagues at R1 institutions, there are scores of talented teachers (who do not see it as a professional or personal failure, I might add, to see themselves as educators first and foremost -- perhaps our grad schools could work a little harder at creating a culture where such a vocation is considered a worthy aim of newly minted Ph.D.s) who are let go because their mss. were not accepted by presses or who burn out trying to keep up with an R1-style research agenda while facing the daily reality of a heavy teaching load.

  • "Peace, peace! he is not dead, he doth not sleep"
  • Posted by Adonais , Educator (or failed researcher?) on September 7, 2009 at 3:45pm EDT
  • Ever notice how many grad school profs are actually really bad teachers--and equally bad researchers? Hell, I would fight to keep a system that allows me that sort of gig, especially for that kind of compensation. Oh well, not today. I'm going to put a sign on my door: "Office Hours are Canceled--I've gone fishin'."

  • Posted by Prof. Dr. Marko v. Tapavicza , Mechanical Engineering at University of Applied Sciences Munich, Germany on September 10, 2009 at 5:45am EDT
  • I am a German professor teaching in the Engineering department of a University of Applied Sciences. I want to comment on Zemsky's statement, that the European Bologna process could be a model for American Higher Ed.

    I, and the majority of my German colleagues from the Mechanical Engineering are as a majority very unhappy about the development, mainly because of

    the reduced time for learning (from 4 years to 3 or 3 1/2)

    the reduced time for the final thesis (from 6 months to 10 weeks)

    the reduction of the internship by 50%

    the tremendous bureaucracy it brings.

    We believe, that the highly efficient German engineering education is being sacrified in favor of a political idea: the European unification on the level of education. Whoever works in Higher ed, knows that the differentiation of research and teaching, not the standardization, brings the highest benefits to young people and our economy.

    My advice: be very careful to take the Bologna process as a good model. Looks good from outside, but brings more withdrawals than progress, at least for the engineering education. But it makes the administrators happy.
    And they are increasingly ruling the Universities, which they consider as a business similar to any other business in the economy.