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'Socrates in the Boardroom'

November 2, 2009

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Many professors believe instinctively that their colleges and universities are better off being led by presidents with genuine academic careers, as opposed to those

who have spent decades as professional administrators. A recent book on public higher education describes professors mocking administrators for having lightweight academic credentials. And some presidential flame-outs involving leaders without traditional academic backgrounds have been blamed, in part, on their lack of academic pedigrees.

But can one prove that colleges or universities are best off with real academics as leader?

Amanda H. Goodall thinks you can, at least with regard to research universities. Her new book, Socrates in the Boardroom: Why Research Universities Should Be Led by Top Scholars (Princeton University Press) is a mix of quantitative and philosophical arguments.

Goodall, a fellow at the University of Warwick, in Britain, bases her work on analysis of the research records of those who have led top universities, and also on interviews with a number of presidents of top American and British universities.

Her book builds on research she has published previously in which she uses citation rankings (in which scholars are rated by the frequency with which their work is cited by others) as a proxy for academic quality of a scholar. While Goodall acknowledges that such measurements aren't perfect, she said that they do give a sense of the impact of a given researcher. She has documented more movement to the top ranks (of national and international rankings, which she acknowledges as well are not perfect measures) -- both of universities and business schools -- at institutions that are led by presidents or deans with high citation rankings.

Ultimately, she says, research universities should be led by those who share a passion for what the institution is about -- producing knowledge.

This is important, she writes in the book, for four primary (and inter-related) reasons:

  • "Scholars are more credible leaders," better able to earn the respect of the faculty, and this "legitimacy extends a leader's power and influence."
  • Scholars who are presidents come into office with "a deep understanding or expert knowledge about the core business of universities." And that knowledge should inform decisions.
  • Presidents set "the quality threshold in a university" and so a president who has an outstanding record in research becomes "a standard bearer."
  • "A president who is a researcher sends a signal to the faculty that the leader shares their scholarly values...."

The most common argument against such a vision is that these benefits are outweighed by the need to hire presidents who are outstanding fund raisers, who have political savvy and who are expert managers. Goodall says that there's no question that research universities need to be led by people with such skills, but she rejects the idea that there is an either/or choice.

"The top scholar can be the most inspiring fund raiser," she said in an interview. (A podcast is available here.)

"I'm not suggesting we find some Nobel Prize winner who hasn't seen daylight for three years" for every top presidency, she said. But academe has become "obsessed with managerialism" to the extent that too many universities are led by those who don't exemplify academic values, Goodall said.

One reason for the popularity of the false dichotomy, Goodall said, is that far too few universities take the time to train talented scholars in management. Academics should be given "short, sharp, focused" experiences with administrative duties, throughout their careers, so they can gain management know-how while also continuing to advance their research agendas.

Even with this training, Goodall said that presidents will probably come from the ranks of those who have become deans or provosts, not straight from the professoriate. But she's looking to see more presidents for whom time in a laboratory or archive isn't a distant memory.

Another argument given by some in favor of presidential candidates who have been administrators for a long time is that the modern research university is so complicated financially, and features such diverse entities as medical centers and big-time athletics programs, that it is the rare academic who can handle the responsibility.

Here Goodall is a big believer in delegation. "You can't be good at everything," she said. And there's no shame in an academic hiring (non-academic) specialists to oversee finances and other parts of the university. But to lead the institution, she said, it is important to remember that finances and athletics are "not the core business" of a research university. Scholarship is, she said, and that should point the way to a good president.

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Comments on 'Socrates in the Boardroom'

  • Posted by Scholar on November 2, 2009 at 9:00am EST
  • There are simply too many instances of "great" scholars who are lousy presidents and a large number of average scholars who make adequate presidents. The best performer is not usually the best leader of the performance.

    The larger issue is that such leader-centric emphasis gives both too much credit and too much blame to the presidents. University presidents are in fact much less powerful and influential than they are thought to be. The focus should be on what makes a great university, not what makes a great president.

  • Researchers and Leading Institutions
  • Posted by dunya mccammon , n/a on November 2, 2009 at 9:30am EST
  • This article important, with the point that IHEs don't just train athletes and future entrepreneurs nor raise funds, nor manage entities. I'm not sure where to draw the line: UT-Austin has that football team, degrees in public relations, a huge business school, and is not unusual in any of those points. Two years ago when my nephew graduated with a BA in history, the New Yorker ran an article that stated history majors were 2% of graduates, nation-wide. The idea of a solid liberal arts education in order to have a more civilized society seems almost quaint, or ivy-league-ish; other larger societal values seem to have overtaken education where universities offer all in order to attract all.

  • Who SHould Be President of A large Research Univerity?
  • Posted by Minna Barrett , Distinguished Service Professor of Psychology at State University of New York College at Old Westbury on November 2, 2009 at 12:00pm EST
  • Someone with integrity, passion for the search for knowledge and the capacity to translate it to the classroom and the research setting can provide the type of leadership necessary for the work of modern US universities. Equally necessary however, is someone with respect for the importance of the faculty role in developing and delivering the main educational business of the University (classroom education and mentoring of the new cadre of researchers and classroom "translators" of knowledge), along with the search for knowledge.

    It may be archaic, but, the President of the University should be someone who was successful at all three aspects of the complex university, teaching, searching and serving; a rare combination, of course.

    The current University system requires on going review of faculty with regard to their academic activities. Each reappointment and every promotion requires the "opening up" of the faculty members "books" so to speak, at many levels of review. But, when the faculty request the same of those who are serving as their administrators, they are often refused a similar over-site. Who is "guarding" the administrators' chicken coops, so to speak?

    In the traditional research academy the production of new knowledge far outweighs the values of quality teaching or service to the academic community in which the scholars are located. This system, isn't all that healthy, either. Many scholars and administrators view the classroom (particularly the undergraduate classroom) with disinterest and service on university-wide committees as a troubling waste of time. As these faculty ascend the academic ladder (and administrators judge faculty contributions) they give less and less time, reward and energy to this other work of the academy. Universities, at least the large public ones, are complex systems, requiring a wide-range of academic, community and administrative skills, not only of their presidents and other administrators, but, of their faculty.

    A President, rising up from the ranks, committed to the search for knowledge, respectful of the classroom and the faculty delivering the research and educational missions, and of the governance requirements for retaining highly productive faculty, the development and over-site of quality programs and understanding the faculty right and responsibility to both develop and deliver the educational and research agendas is a most valuable and rare "commodity" in higher education.

    In a society, so ardently directed away from depth of character and quality of product, and so enamoured of profit, feeding coffers and image, the University is not immune to irreverent distractions, nor their Boards necessarily interested in the needs and commitments of the faculty and students. The allure that a good manager or "successful" politician can bring either "order and efficiency" or limelight to the institution is not really all that unexpected, is it, even if such persons may have little understanding of or patience for the processes that results in the innovations in education and research that have traditionally built the systems we have today?

    There is no guarantee that a well recognized and successful scholar will respect those processes, either, although, with the experience of the academy behind them, they are more likely to do so and they are much more likely to respect and support the training and passion required in the search for knowledge. Central to excellence in leadership in this setting, then, is a healthy practice of transparency in all operations, support of democratic university processes and a deep respect for and knowledge of the search for knowledge and the work that is required, daily, in the classroom and the service one must provide, to insure its translation to and for others.

  • Best leaders in higher education
  • Posted by Fred Flener , Retired on November 2, 2009 at 1:00pm EST
  • One of the oldest traditions in higher education is that leadership is "first among equals." Often called "headmasters" not deans or presidents, the role was to lead the faculty, but they were constrained by political and financial issues that were tangential to the dual role of scholarship and teaching. Lately, we have reversed the roles in which the universities became a business that was driven by a profit motive.

    One year I was serving on the faculty advisory committee to our state's governing board. There was considerable discussion about the universities being "training" sites for improving the quality of the workforce. Management decisions about cost/benefit were the primary focus of the discussion, and there was little (none) discussion of the role of scholarship at our campuses. We were meeting in a library and when the faculty (me) was given the opportunity to speak, I happened to grab a book about "Mayan Art in the 14th Century." It struck me that this was a book that had no popular appeal and if put on the shelf at Barnes and Nobel, I doubt if they could sell 5 copies a year. Yet, somehow some faculty member, probably tenured, was enamored with this topic and some university "paid" to have him write it (by considering it part of his "work"). My thought was, and I commented as such, "Do you believe it is important to have such books written by university faculty? If we had no such role, is it possible that we would lose much of the history of our world, whether Mayan Art or dinosaur fossils."

    If all universities were run by management presidents whose goal is to produce a profit, it is doubtful that they would recognize the value of having a faculty member produce a financially "worthless" book. A president who may have had a role in producing such limited products could recognize the worth of products that may not be beneficial financially but may add incrementally to our cultural heritage. Such a president would also have to recognize the limitations due to financial and political concerns. It just seems to me that a management person is less likely to understand the academic role than an academic person the role of the financial issues. So, given the option, I would prefer a president with a long history of productive scholarship.

  • Minna and Fred
  • Posted by DFS on November 2, 2009 at 5:15pm EST
  • Minna, you're right that any good manager has to understand what he's managing. Presidents should be rare commodities.

    Fred, excellent anecdote! I ask permission to use this.

    All of you out there: If a president cannot preside over his shop, he must go.

    I have great respect for several great presidents of industry over the last few centuries, but I wouldn't want many of them anywhere around a campus. They probably would have known that they didn't have any business around them, either, being great managers.

  • The way to irrelevance
  • Posted by Cameron , Teaching and learning in the 21st Century on November 2, 2009 at 8:00pm EST
  • Ok, I'll declare up front this article pushed some of my buttons, and I think it is an example of the thinking that butresses old ideas and threatens the relevance of the HE sector.

    For starters, surely an academic with an outstanding teaching record would be better prepared mentally and socially for a management position than one with an outstanding research record - perhaps that variable would explain the differences we see standards of managers (it appears that variable wasn't considered relevant).

    It seems sometimes that academics forget that as far as the general population is concerned universities are places of higher learning (ie they are concerned primarliy with the teaching and learning of complex information). They are not seen by the pubic as research organisations. The simplest way to explain to the uninitiated about how universities actually work is to tell them that "the purpose of students is to provide funding for academic research". People are sometimes aghast when I say this, but when you take this view almost everything universities do makes sense.

    Many of our HE institutions are trading on their brand names, not the services they provide. Our relevance is under threat and I believe this is partly due to having old school research academics in senior management positions. No one has come up with the 'killer' aternative model yet model but there are people working on it - "publish or perish' belongs in the 20th Century, if we want to survive, the new mantra is 'service or suffer'.

    Sorry fellows, it's a comercial world. If no one is prepared to pay to support your special interest, it's a hobby. A very valuable hobby perhaps, but a hobby none the less. The place for teaching it will be in the Adult Ed sector, to people who now have the time and money (thanks to their business degree) to indulge their other interests. Research in some areas will become a labour of love rather than a funded pursuit. Luckily we have a place to capture that research - the greatest store of knowledge the planet has ever seen - Wikipedia.

    Ok, I wandered a bit off topic, but I have seen too many examples of research on why research is good for HE, funded by other HE researchers and approved by other HE researchers. It's myopia compounded by myopia.

  • It's not a Commercial World
  • Posted by DFS on November 3, 2009 at 1:00pm EST
  • That's just being acquiescent to the pressure of external forces.

    Linear algebra now is a lost art -- although it has untold promise in scholarship and research. Are we now to proclaim that commercialization of academia overrides any continuation of this pursuit?

    No. Somewhere, in some way, universities and colleges must zealously protect an accumulation of actual knowledge. Else, it will be lost.

    Sometimes one just has to accept the fact that not everything can be fitted into another paradigm.

    It is what it is, and it is not what it is not.

    Don't let expedience guide our lives, damn it!