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The Insecurity of Higher Ed Research

November 9, 2009

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VANCOUVER, B.C. -- Academics are often characterized (and caricatured) as pompous, confident that they are the smartest people in the room and eager to prove it. But arrogance and insecurity are sometimes flip sides of one coin, and the professoriate has seen a rash lately of scholars expressing dismay at their perceived marginalization -- sociologists awaiting calls from the Obama administration, for instance, and political scientists reiterating calls for more grounding for their discipline in "the real world."

When it comes to a field with an inferiority complex, few have it over scholars who study higher education. They, like many of their colleagues in the social sciences, yearn for more attention from and influence with policy makers, as was the subject of numerous discussions at last week's meeting of the Association for the Study of Higher Education here.

But higher ed researchers also feel as if they get short shrift from other scholars within the academy, several of them argued at a panel called "The Trouble With Higher Ed Research" at the ASHE meeting on Friday. Lisa Wolf-Wendel, a professor of higher education at the University of Kansas, said she was stunned when she went on the job market and an interviewer, impressed, asked her why she had sought a Ph.D. in higher education. "His implication was that I should have gotten a degree in a real discipline," she said.

The tricky part about Friday's discussion about the field's status is that those commenting had greatly varying perceptions of how they perceived the problem, and therefore about what might be done to fix it. Those most worried about how others in the academy viewed the study of higher education argued that the field had "become too specialized, too insular, and too focused on higher education per se, instead of looking to social sciences or to other colleagues" for inspiration and ideas, as Patricia McDonough, an education professor at the University of California at Los Angeles, put it.

She argued for scholarship that is "more rigorous and better grounded in theory," in response to criticism that too much of the research produced by scholars in the field is applied and "soft," as described by the University of Iowa's Christopher C. Morphew.

But J. Douglas Toma, associate professor at the Institute of Higher Education at the University of Georgia, argued that scholars in the field should embrace its applied nature and focus even more on issues that the many practitioners who come through higher education programs will need, such as management and strategy. Because they focus relatively little on these areas, Toma said, higher education policy makers have increasingly glommed onto the work of economists, "who often have almost no sense of how higher education works.... They delve into our area here, but may not have the passion that we do, or the depth of understanding that comes from fixating on this for decades."

The problem may stem less from the type of scholarship higher ed researchers are pursuing than the topics they choose to study, Wolf-Wendel said at one point in the discussion, specifically citing the fact that even as 18- to 24-year-olds have become a distinct minority of students in higher education, "the bulk of research we do continues to be about those students." (Similarly, the ASHE agenda was surprisingly skimpy on sessions about and studies of community colleges, compared to research on more elite institutions.)

Scott Thomas, a professor of education at Claremont Graduate University, acknowledged that there was some "danger" for higher education researchers in the fact that they are charged with studying the enterprise in which they work. But he also challenged the idea -- inherent in the session's disparaging title -- that scholars in the field aren't doing relevant and significant studies.

"We have a disbelief ourselves about the quality of our own work, a little bit of a crisis of our own confidence," Thomas said, urging his colleagues to develop "specialized knowledge" that can't be matched by scholars from other disciplines who dabble in the groves of higher education now and then.

A Sampling of Studies

The irony of all the self-deprecation coursing through last week's meeting (and previous meetings of the association) is that the conference agenda was filled with sessions and presentations that were both relevant and interesting. As at any conference, the quality varied greatly, and some of the topics -- especially those conceived by graduate students eager to carve out previously unexplored terrain -- were drawn too narrowly to be of broad appeal.

But following are just a couple of the studies that caught Inside Higher Ed's attention over the meeting's several days, in addition to those we wrote about earlier and another that is relevant to other news on our site today, about the release of this year's version of the National Survey of Student Engagement.)

Colleges' Response to Budget Crisis. To the suggestion that higher ed scholars aren't studying timely topics, Georgia's Toma was among those presenting evidence to the contrary. In a study conducted with Beth-Anne Schuelke Leech, Toma tapped into a unique database of August 2009 proposals from the 35 University System of Georgia institutions about how they planned to cut their budgets by 4-8 percent in 2010. Their goal: to see whether the institutions were taking strategic approaches to cutting their budgets, and whether colleges took differing approaches based on their institution types and stated missions.

On balance, the researchers found little evidence that institutions, at least so far, were cutting their budgets in strategic ways that reflected a willingness to "re-examine their aspirations or strategic plans." Most dealt with cutbacks in state funds through traditional means -- furloughs, benefit reductions, eliminated positions, travel reductions and the like. And most were reducing their staffs not through strategic "right sizing" based on which programs are more and less effective, but through methods, like leaving vacant positions unfilled, that result in "cutting based on convenience." The downturn is also, in general, filling the institutions' faculties more and more with part time instructors, the study found.

But research and other institutions that are focused more on prestige were more likely to continue building facilities (especially dorms and other buildings tied to student recruitment) than were other Georgia public colleges, the researchers concluded.

"We set out to ask whether the budget crisis will cause institutions to ask questions about the aspirational race that most of them are in," toward greater selectivity of students and expansive programs, Toma said. "If there is an opportunity for significant change, we're not seeing it yet. It looks like they're just muddling through on the same path."

Cross-Border Public Education. Much attention has been paid to the explosion of colleges that are offering education at a distance, essentially wiping away the state and other boundaries that have been barriers for students but provided regulatory clarity for state officials.

But at the ASHE meeting Friday, Jason Lane, Kevin Kinser and Daniel J. Knox of the State University of New York at Albany presented data about their work examining the quiet spread of public universities that have established on-ground campuses in other states.

The study, which focused on the extent to which states are regulating both the importing and exporting of higher education, found evidence of at least 60 public colleges that have at least one physical presence in another state, and revealed that all but four states have public colleges from another state operating within their borders. Not surprisingly, the researchers conclude that institutional interests, rather than the public policy considerations of either the importing or exporting states, are driving the expansion.

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Comments on The Insecurity of Higher Ed Research

  • it's not a discpline
  • Posted by anonymous , scholar at higher education on November 9, 2009 at 8:45am EST
  • I think I have license to say this because I am a scholar of higher education: "Higher Education" is *not* a discipline unto itself. It's an applied interdisciplinary mashup consisting about 95% of pscyhology, sociology, and economics, with a dash of business, anthropology, etc. Virtually all of the theories and techniques we use come from those fields. Student development is a psychological issue. We still talk about retention in terms of suicide or attitude-behavior or attachment. Benefits of higher education are virtually always based on private returns versus social returns. Tuition discounting models are based on marginal revenue vs. marginal cost.

    Nothing is wrong with any of that. One of the things I love about studying higher ed is that I get to pull interesting theories and techniques from across the academy and put them to good use. But "higher education" is a domain of application, not a discipline of scholarship.

  • First day of class
  • Posted by David , Int'l. Ed. at Mid-Sized Canadian U on November 9, 2009 at 10:30am EST
  • Being engaged in a multidisciplinary 'Field of Study' is one of the most valuable things about the study of higher education. Back in grad school, one of the most satisfying things would be to hear the points of view of those thinking as economists, sociologists, adult counsellors/psychologists, administrative system analysts and policy wonks on the topic of the day.

    Unfortunately, it also means that it is much more difficult to stake a claim to specialized expertise. Not a field for the faint of heart?

  • Posted by Scholar with a "real" Ph.D. on November 9, 2009 at 11:00am EST
  • At least two different ideas are brought out by this article (aside from arrogance and insecurity of academics):
    One is that higher education is not an area worthy of study. This is facially absurd. What of the study of other "things?" Computer science, forestry, non-profit institutions, hospitals, textiles? Those "things" consume resources, employ people, contribute to the quality of our lives, and are all worth studying.
    Second is the issue of how rigorously and systematically "things" should be studied. The person who chastised the higher ed faculty for not having a "real" Ph.D., aside from being stunningly discourteous and unprofessional, seems to suggest that strict disciplinary perspectives are the only ones that matter in studying "things." But this doesn't follow. How about biostatistics? Or econometrics? Or biochemistry? Or genomics? Or from business schools, organizational behavior and strategic management? Such traditional fields apply multi-disciplinary concepts in studying various phenomena. Good, comprehensive thinking about the future of universities is needed. That said, higher education faculty perhaps need to ask if their theories have independent and rigorous value or if they are diluted versions of concepts from other fields.

  • Posted by Don Heller at Penn State on November 9, 2009 at 2:00pm EST
  • An indicator of the perceived irrelevance of higher ed researchers - at least those from the "higher ed" field who are active in ASHE - can be found in a roundtable held by the other major chronicler of news about higher education. The roundtable focused on the question, "Are too many students going to college?" Only one of the nine participants came from this community, an interesting statement of how that publication perceives the relevance of our research.

    http://chronicle.com/article/Are-Too-Many-Students-Going-to/49039/

  • Posted by Thomas on November 9, 2009 at 5:45pm EST
  • Whether or not higher ed studies or degrees are "relevant" is a straw man. Of course they are relevant. Ther real question is: Why is the majority of research on higher ed so awful? Why is so much Ed.D. - created research so incompetently executed and so blatantly biased in favor of the author's pet theory?

  • Some Things Are Just Sooooo Obvious
  • Posted by Frizbane Manley on November 9, 2009 at 8:00pm EST
  • This phenomenon is perfectly obvious and easily explained ... but to understand it you must first know what is called Manley’s Insecurity Theory (MIT). According to Manley – and he concedes that not all academics reach their station in life via the “insecurity route” described below – his theory explains why well over 65% of all “professors” (interpreted broadly) choose that profession.

    Here’s how it works ...

    STEP 1. At some stage of the game – grade school, junior high, high school, somewhere – John discovers he has an aptitude for succeeding in school (not to be confused with having intellectual interests).

    STEP 2. John goes to college ... not necessarily because he was “successful” at Step 1, but because everyone goes to college. Oh, wow, for a reason he may or may not understand, he does fairly well in college.

    STEP 3. John graduates from college. Ouch! he’s confronted with a difficult decision. He can either go out into the hard, cruel world or he can – because he’s got a feel for this sort of thing and it’s pretty easy for him – go to graduate school.

    [Note: Some go on to professional schools and, although there’s a fork in MIT at that point, Manley asks us to take his word for the fact that it still “works” for those who take that route. Of course, only a very few go to graduate school to get a master’s degree. Master’s degrees are consolation prizes for those who are not up to what is required to get a Ph.D. Those with master’s degrees go on to be high school teachers (and coaches, counselors, or assistant principals), and those with master’s degrees plus eighteen hours in a particular discipline can become professors at community colleges.]

    STEP 4. John gets a Ph.D. Ouch! he’s confronted with a difficult decision. Either he can go out into the hard, cruel world or he can – because he’s got a feel for this sort of thing and it’s pretty easy for him and because he was required to do some teaching and research as a graduate student – become a professor.

    He knows this option will not make him wealthy – although the work is fairly steady and the income is predictable – but society at large has wonderful misconceptions about selfless professors who eschew the financial rewards of their educations and devote their lives to the children of others. They also have the mistaken notion that educated people – and we’re all educated aren’t we? (that’s the easy part) – are also intellectuals and scholars. John won’t tell if you won’t.

    STEP 5. John become a college or university professor ... and please call him Dr. Pro, Ph.D.

    That’s the end of Manley's Insecurity Theory, but I’ll add some steps of my own ... albeit, focusing my attention on professional education, the social sciences, and business.

    STEP 6. John’s graduate research was just so-so, and his “research” for the first five years as an assistant professor was primarily substantively unimportant, warmed-over dissertation results with a few inconsequential “insights” and “extensions” tacked on for good measure. Whew! ... thank God that was enough to get him promoted to associate professor and become tenured.

    [Note: Had it not been the case that John learned just enough mathematics and statistics to enable him to hold his own with a math or statistics major completing hir sophomore year and then grossly misuse it in his research – thus making his work unfathomable to most of his colleagues – most of his “research” would have been buried forever in a folder labeled “Current Research."]

    STEP 7: John, even though his work is greatly respected by his peers, is not so stupid as to believe it has any value in furthering knowledge, let alone being saleable (for real dollars) in the marketplace of ideas. So he must identify a strategy for boosting his ego, an occupational necessity that has occupied much of his time ever since someone put the hood over his greatly inflated head. He looks around and thinks, “Hmmm, I think I’ll elevate my work by comparing it favorably with the 'typical' research paper posted over there in the School of Education."

    “It is a mediocre actor and a pathetic person who makes his reputation by upstaging the other members of the cast”

    Frizbane Manley

    And for upwards of 90% of those in the aforementioned groups ...

    “Lost in a gloom of uninspired research.”

    William Wordsworth

  • Posted by Nena on November 10, 2009 at 5:00am EST
  • But Fritzi, you didn't answer my question! You did raise another interesting question, though: Why does the department that produces the most dubious research -- Education -- have the greatest influence over public policy?

  • Is a crisis the time to be strategic?
  • Posted by Jen on November 10, 2009 at 4:30pm EST
  • Toma et. al. find that higher education administrators are not being strategic when it comes to responding to the budgetary crisis, and while there may be some validity to this, one also wonders whether a crisis is the time to begin thinking or operating strategically. Strategic thinking and acting must be present prior to a crisis so that its damages can be best mitigated.

  • It's the bottom line, Nena.
  • Posted by DFS on November 11, 2009 at 12:30pm EST
  • Frizbane, I would be honored if you allowed to take Nena's question.

    Nena, the schools of education did not exist before two generations ago. Until that time, an education was an actual education.

    Now, it's punching the ticket. Especially for those choosing the monicker "Education Major," of some ilk.

    Across the board, in every discipline, the education major must take fewer hours in his discipline of knowledge, lest he does not have enough available credit hours to devote to his educational duties: instruction, lesson plan management, lesson plan specifics toward diverse ethnic groups de jour, etc. Instead, the education major will sacrifice actual knowledge in favor of learning the latest PC dance required of the education establishment.

    It is far cheaper for the university to promulgate education degrees. Look, they don't have to learn as much actual material, so more of them make it through their program, while they must toe the line amidst the 'education' hierarchy, therefore enabling unions and other political bodies. It's selfishly better for all participants -- the university, the union, the candidate.

    Unless, of course, if the candidate wants to know what was required of a professor to know a couple of generations ago. But, never mind, that's not allowed now. Just consider the slavish dedication to all of the bells and whistles continuously emergent, and how all of this can be 'included' in appropriate course management.

    Anything, except the ability to give a precise answer to a future student's question! We can't have that; we must instead assess whatever we have presently decided to be worth assessment!

    And so it goes -- steadily into the toilet.

  • Response to Nena
  • Posted by Frizbane Manley on November 11, 2009 at 3:15pm EST
  • I supposed I missed your first question.

    On the other hand, your second question, “Why does the department that produces the most dubious research -- Education -- have the greatest influence over public policy?” could not be further off the mark.

    For starters, let’s skip research in the arts and humanities. For my money, close to 100% of that stuff is worth every penny we spend on it.

    Without going into detail, I’ll describe my research taxonomy ... and please understand I am drawing very few conclusions about the quality of the substantive content of the research (including its importance); I’m mainly interested in the extent to which it is well done (including its adherence to the scientific method and good research practice) ...

    1. Most of what goes under the heading of hard sciences is pretty good ... at least acceptable ... and, for the most part, it is honestly and thoughtfully reviewed.

    2. Then there is research conducted by social “scientists” (housed in Colleges of Arts and Sciences), business professors (housed in Colleges of Business), and professors of education (residing in Colleges of Education), most of which is very sloppy -- certainly substantively and, almost without exception, technically as well – and with ubiquitous abuses of mathematics, statistics, and research methodology. And the careless and incestuous nature of its review and evaluation is an all-too-often ignored scandal.

    Frankly, if there are subsets of individuals within this broad class of academics who can distinguish – as Nena apparently did when s/he referred to “... the most dubious research ... Education ...” between the substantive or technical quality of the research focused upon society, politics, personal behavior, and education, then they’re much more discerning than I. Personally, I would call any criticism like that an obvious case of the pan calling the pot calling the kettle black.

    Just for example, let’s look at political “science.” I’d like a diligent scholar amongst IHE readers to give me two numbers and two lists. First, tell me how much we Americans have spent on studies of (1) the American Voter and (2) the Correlates of War during the last half-century and give me two lists (let’s say each containing five items) of the most important facts we have learned from those investments. I’d even be happy to see a list of the ten most important revelations got by our investment of hundreds of millions of dollars in support of the science of politics during the past half-century. What has all of that money told us about the “political process” ... and, no, you’re not allowed to include Arrow’s Theorem (1951).

    Granted, my test is unfair ... it would be equally easy to pick on any of the other disciplines included in this category.

    3. But this, Nena, is where you got it all wrong. The department that has “... the most influence over public policy” is not Education; it is Economics ... and by a long shot. I’m sticking Economics somewhere between 1 and 2, but it’s much, much closer to 2 than to 1. In a recent pair of essays about our economic meltdown – and by the way, “greed” was a symptom of the root cause, not a root cause itself – I wrote ...

    “As bad as the situation described above may be, it gets worse. Imagine, if you will, that you’re a conservative professor at the Marshall School of Business at the University of Southern California. You’re having lunch with, among others, Jude Wanniski, a writer for the “Wall Street Journal,” Dick Cheney, Donald Rumsfeld, and Rumsfeld’s deputy press secretary Grace-Marie Arnett. In the midst of a discussion you whip out a pen and sketch a little economist’s stuff on a napkin ... just something you’ve used in class to demonstrate your heartfelt conjecture about the relationship between tax rates and government revenues. Thus was born the famous Laffer curve and practically all the proof the supply-side economists of the Reagan and George H.W. Bush administrations needed to guide the nation’s economic policy for the next twelve years.

    That there were neither then nor are today any data supporting Professor Arthur Laffer’s ‘theory’ -- except a little anecdotal information here and there – seemed to bother no one. This is the sort of intellectual nonsense that motivates professors of Economics and Finance – and their more conservative Public Choice brethren – and since virtually none of them have any hands-on experience in the business world, this is the sort of “wisdom” they pass on to their students.”

    Of course, Nena, that’s just the tip of an iceberg much, much larger than the one the management team on the Titanic used to put their valuable cargo on the bottom of the Atlantic (it wasn’t the iceberg that sank the Titanic ... it was the same sort of management brilliance that just recently sank the World’s economy).

    Granted, the research of professional education could be a great deal better than it is, but if I ever hear one of those “Correlates of War” guys making fun of something even as intellectually weird, for example, as a Ph.D. dissertation titled, “Academic Deans in Jesuit Higher Education: A Comparative Study of Deans, Jesuit and Lay,” I’ll kick dirt on hir shoes ... or maybe resort to something more emphatic.

    Now, Nena, if you’ll excuse me, I’ve got to get back to reading John Taylor Gatto’s “The Underground History of American Education” so I can learn even more about how our wonderfully untouchable businessmen and our haven’t-got-a-clue social scientists have screwed up the national education system those higher education academics are trying to repair ... albeit with a band-aid with virtually no adhesive power.