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Academic Freedom, Then and Now

This year marks the 50th anniversary of The Development of Academic Freedom in the United States by Richard Hofstadter and Walter P. Metzger, published by Columbia University Press. It has long been out of print. But circumstances have had the unfortunate effect of making it timely again. Locating a copy is worth the trouble, and once you do, the book proves just about impossible to put down.

Intellectual Affairs

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For one thing, reading it is a relief from the mingled stridencies of l’affaire Ward Churchill and of David Horowitz’s latest stunt, the so-called “Academic Bill of Rights.” (By the way, is it just me, or don’t their media performances suggest that Churchill and Horowitz are identical twins whom ideology has separated at birth? Both have glint-eyed zealotry down pat.)

At the same time, the book is a reminder of how incredibly prolonged, complicated, and perilous the emergence of academic freedom has been. The book was commissioned in 1951 by the American Academic Freedom Project, which had a panel of advisers from numerous distinguished universities and seminaries (plus one from the Detroit Public Library), and it was published alongside a companion volume, Academic Freedom in Our Time, by the director of the project, R. M. MacIver, an emeritus professor of political philosophy and sociology at Columbia University.

It was, in brief, the closest thing to an official scholarly response to the danger of McCarthyism from the university world. The authors must have finished correcting proofs for the book around the time Joseph McCarthy lost his committee chairmanship and was censured by his colleagues in the Senate. The darkness of the time is particularly evident in MacIver’s volume, with its conclusion that “the weight of authority in the United States is now adverse to the principle of intellectual freedom.”

Hofstadter and Metzger, by contrast, make only a few direct references to the then-recent challenges to academic freedom. Senator McCarthy’s name never appears in the book. Hofstadter traces the history of American academic life up to the Civil War, and Metzger continues it through the early 20th century — a panoramic survey recounting scores of controversies, firings, and pamphlets wars. But recording only “the outstanding violations of freedom” would mean reducing history to “nothing but the story of academic suppression.”

Condensing 500 pages into five paragraphs is a fool’s errand, but here goes anyway.

The belief that only the community of scholars has the final authority to determine what counts as valid research or permissible speech has deep roots in the history of the university, going all the way back to its origins in medieval Europe. But it was extremely slow to develop in colonial and antebellum America, which had few institutions of higher learning that were anything but outgrowths of religious denominations.

In 1856, George Templeton Strong suggested to his fellow trustees of what was then Columbia College that the only way to create a great university was “to employ professors of great repute and ability to teach” and “confiding everything, at the outset, to the control of the teachers.” It was an anomalous idea — one that rested, Hofstadter indicates, on the idea that scholarship might confer social prestige to those who practice it.

As the later chapters by Walter Metzger argue, it was only with the rapid increase in endowments (and the growing economic role of scientific research and advanced training) that academics began to have the social status necessary to make strong claims for their own autonomy as professionals.

At least some of what followed sounds curiously familiar. “Between 1890 and 1900,” writes Metzger, “the number of college and university teachers in the United States increased by fully 90 percent. Though the academic market continually expanded, a point of saturation, at least in the more attractive university positions, was close to being reached.... Under these competitive conditions, the demand for academic tenure became urgent, and those who urged it became vociferous.” It was the academic equivalent of the demand for civil-service examinations in government employment and for rules of seniority in other jobs.

Academic freedom was not so much the goal for the creation of tenure as one of its desirable side effects. The establishment of the American Association of University Professors in 1915 “was the culmination of tendencies toward professorial self-consciousness that had been operating for many decades.” And it was the beginning of the codification of rules ensuring at least some degree of security (however often honored only in the breach) for those with unpopular opinions.

Speaking of unpopular opinions, I must admit to feeling some uneasiness in recommending The Development of Academic Freedom in the United States to you.

It is a commonplace today that Richard Hofstadter was a Cold War liberal — and a certain smug knowingness about the limitations and failures of Cold War liberalism is the birthright of every contemporary academic, of whatever ideological coloration. Furthermore, Hofstadter stands accused of indulging in “the consensus view of history,” which sees the American political tradition as endorsing (as one scholar puts it) “the rights of property, the philosophies of economic individualism, [and] the value of competition.”

I don’t know anything about Walter Metzger, but he seems to share much of Hofstadter’s outlook. So it is safe to dismiss their book as a mere happy pill designed to induce the unthinking celebration of the American way of life. No one will think the worse of you for this. Besides, we’re all so busy nowadays.

But if you do venture to read The Development of Academic Freedom, you might find its analysis considerably more combative than it might at first appear. Its claim is not that academic freedom is a deeply rooted part of our glorious American heritage of nearly perfect liberty. The whole logic of its argument runs very much to the contrary.

Someone once said that the most impressive thing about Hofstadter’s Anti-Intellectualism in American Life (1963) was that he managed to keep it to just one volume. The deepest implication of his work is that academic freedom does not, in fact, have very deep roots even in the history of American higher education — let alone in the wider culture.

On the final page of The Development of Academic Freedom in the United States, his collaborator writes, “One cannot but be but be appalled at the slender thread by which it hangs.... one cannot but be disheartened by the cowardice and self-deception that frail men use who want to be both safe and free.” It is a book worth re-reading now — not as a celebration, but as a warning.

Scott McLemee writes Intellectual Affairs each week. He also blogs at Quick Study.

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Comments

On academci freedom

Interesting that this article appears in the same issue with an article about the flap over Summer of Harvard. He expressed an opinion — in a very liberal way, I might add — and his professors, like so many others today, went for his throat. No one seems to care whether or not his opinion is correct — it is assumed incorrect, without any research, because it is not “politically correct". Whether correct or not, it is obvious that he does not have the freedom to make such a comment on his campus.

I am currently writing a biography of George R. Stewart, who wrote The Year of the Oath. At the end of his life, Stewart was very concerned about the new threats to academic freedom that were coming from the politically-correct and “diversity” parts of the nation. The situation at Harvard seems to prove his concern.

I mean, readers, what if women DON’T have the aptitude for science and math? Is this not a question of evidence and fact? And what ARE the effects on academic quality of hiring and promoting the less-well-qualified in the sacred name of diversity or equity?

Did I not just push some buttons with that question? And are not some of you ready to go for my throat? But if you take away my freedom to discuss such questions, you take away the underpinnings of higher education.

DM Scott

Donald M. Scott, Independent Scholar, at 1:24 pm EST on February 18, 2005

Freedom and the Community of Scholars

Since Summers himself has now admitted that he spoke without having expertise on the question of women in science, it is best to admit that the scientific data on the question does not support his speculations. His critics, far from being obstreperous or “politically correct,” were providing a necessary corrective of error.

In any event, the responsibility of institutional leadership lend a special character to comments by presidents like Summers. At stake is not merely an individual’s speech rights but the ability of the individual to lead a whole institution forward. Summers’s comments cast doubt on his ability to ensure that Harvard would remain an inviting place for women, particularly in the sciences.

It is true that academic freedom is in doubt in our own time, but the threat is the thunder on the political right calling for increased state oversight of universites. Encouraged by the rabid commentaries of Ann Coulter and the unfair and imbalanced Fox News, this trend includes Ohio’s dreadful Senate Bill 24 (cribbed from David Horowitz) and the present campaign to have the state of Colorado to fire Ward Churchill for making irresponsible and asinine remarks about the victims of 9/11 (along with some more perceptive ones about U.S. foreign policy).

Academic freedom depends upon a community of scholars who by the process of tenure have proven themselves professionally competent and who after tenure are willing to subject themselves to ruthless criticism from other scholars in the pursuit of truth, a process that must remain free from intrusive external interference by state and society. This is why the Summers case is an example of universities at their self-corrective best, while the Churchill case is a portent of the ongoing precariousness of academic freedom in our times.

Christopher Phelps, Associate Professor at The Ohio State University, at 5:29 am EST on February 19, 2005

Revisiting Hofstadter

The time is ripe to abandon our smug dismissal of Hofstadter and look at the real significance of his work on intellectual life, culture and history in this country. I’m glad his work is being revisited and that I am not alone in doing so.

I don’t think that criticizing Larry Summers amounts to censoring him in the name of the mythic powers of “political correctness.” There is in fact a new “political correctness” and it has to do with kissing the buts of those in power. Those who genuflect before the Republican agenda are outraged that not all of us choose to do so.

Catherine Liu, Visiting Associate Professor at Fulbright in Taiwan, at 8:50 am EST on February 20, 2005

Phelps’s comment

Having read Summer’s remarks at the “diversity” conference, in full, it is apparent that Christopher Phelps has not. Not only did Summers qualify his remarks with several caveats and qualifiers, to wit: he was trying to be provocative; he may be wrong; he thought more studies were called for; he was suggesting the possibility of alternative reasons for absence of women at highest levels of science than those offered by groupthink; and he was all for finding ways to level the playing field for minorities, but he congratulated the organizers of the conference for their efforts in making this dialogue possible. Now I ask all scholars, tenured or not, what more can a leader do than raise questions for inquiry and stimulate interest by offering a few hypothesis? For this effort he is pilloried by the politically correct crowd, the feminist in particular, and the 250 faculty members of Harvard who don’t like Summers because he has been questioning their work ethic and other aspects of their comfy, cushy and isolated club.

tom sargent, at 3:14 pm EST on February 20, 2005

McCarthy was a bit of a demagogue, but on the fundamental political question — was communism dangerous, had it infiltrated the Roosevelt administration and certain other sectors, including universities — McCarthy was right and his critics were wrong.

Hofstadter’s book was overrated then, and is overrated now, not because he was a “Cold War liberal” (i.e., a liberal who understood something about the dangers of communism, but because of his smug self-assurance about the superiority of “intellectualism.” He was a sort of premature blue-stater.

Is there an “academic” freedom different from “freedom.” I question that. Is it a pretty phrase to cover privilege for those who don’t necessarily deserve it, while others (TA’s, the mobile part-time, temporary proletariat) do the important work? Possibly?

Are American universities today free, or are they captives of the Diversity Industry and the left? There is a lot of truth in the dimmer view.

Grumpy Old Man, at 4:34 am EST on February 21, 2005

I not only read the transcription of Summers’s comments, I read his attached expression of regret for having shot from the hip—in effect a retraction. Did Sargent read that?

Christopher Phelps, Department of History at The Ohio State University, at 4:34 am EST on February 21, 2005

Censorship’s swing, left and right

As a professor of college English for nearly forty years, now censored (I have been suspended seven times in the past six years for alleged speech and thought crimes), I am forced to acknowledge how fragile “academic freedom” is. The federal judges who ruled in my case decided that college students are a “captive” audience whose need never to be offended — even when the “offense” is inadvertent and wholly subjective — trumps any teacher’s “right” to speak: “While a professor’s rights to academic freedom and freedom of expession are paramount in the academic setting, they are not absolute to the point of compromising a student’s right to learn in a hostile-free environment.” BONNELL V LORENZO, 2001, 6TH CIRCUIT; U.S. Sup. Crt, cert. denied.

Such a conclusion, arrived at via contorted “logic,” misapplication of irrelevant law, and thinly disguised dishonesty, had its path prepared by the “lefteous” who believe the new civil right to censor must overwhelm the older civil liberty to speak. But now the “righteous” will seize the initiative and perfect instruments of repression that will not only silence the PC lefties but leave them dazzled by a viciousness they could only dream of.

John Bonnell, Professor at Macomb Comm. College, at 4:25 pm EST on February 21, 2005

Separated at birth

By the way, is it just me, or don’t their media performances suggest that Churchill and Horowitz are identical twins whom ideology has separated at birth?

Not quite at birth; they were brothers of the same mind until about the mid 1970s, when Horowitz suddenly realised that being a hardline Maoist and wannabe-in-chief to the late-era Black Panthers wasn’t the way to a secure retirement.

dsquared, at 8:00 am EST on February 23, 2005

fun with history

Thanks, but the structure of my comment on Horowitz and Churchill was more a product of wanting to use that expression “separated at birth” than of ignorance of Horowitz’s ideological career. In this case, at least, “career” is a matter of using the precise word.

Back in the late 1940s, Max Shachtman (himself a man of the anti-totalitarian left) said of certain feverishly ex-Communist breast-beaters that their writings boiled down to saying “once I was so stupid, now I am so smart.” But they were otherwise just as arrogant, malevolent, and intellectually dishonest as ever. For some reason, that historical footnote has been coming to mind a lot lately.

Scott McLemee, columnist at Inside Higher Ed, at 1:23 pm EST on February 27, 2005

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