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Moving Beyond Affirmative Action

January 4, 2007

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Voters in Michigan in November approved a proposal to ban affirmative action in the admissions process at state universities. Similar bans have previously won approval in California and Washington State. Various student groups opposed to the ban have filed suit; critics of affirmative action are looking to mount challenges in other states. Affirmative action has always been a politically sensitive issue but it is not the only issue in achieving equality in higher education.  As the legal challenges to the Michigan ban work their way through the courts and spread to other states, now is a good time to address another sensitive, and maybe even more important issue: equality in college performance.

Most colleges provide the public with very little information about racial and ethnic differences in students’ grades and graduation rates. Nor do they provide much information about the effectiveness of their diversity programs. So what should prospective minority students and their parents expect after being accepted? Unfortunately, the answer is that race and ethnicity are important predictors of college performance. Recent research confirms that white and Asian students not only enjoy pre-college advantages in family income and school quality, but on average, they also benefit throughout their college experience in ways that black and Latino students do not.

For example, in the 2001 Duke University entering class, freshman grades were on average lower among blacks and Latinos than they were for whites and Asian Americans. Black-white differences narrowed, but remained significant, even among students with similar family structures, social class backgrounds, middle and high school characteristics, and SAT scores.

Why do these racial and ethnic disparities continue? One explanation is stereotype threat; when race or ethnicity is emphasized in academic situations, minority academic performance declines. The core argument is that minority students underperform because they are trying so hard to avoid confirming pernicious stereotypes. However, when excellence is emphasized, the stereotype threat is deactivated and racial and ethnic performance differences fade or disappear. (An excellent "Frontline" interview with Claude Steele explores this issue.)

In addition, there is also evidence that racial and ethnic disparities in college success are due to differences in students’ social and information networks. From parents, peers, staff, and faculty, students get a range of information, such as which courses to take, and the best path to a desired career. They also learn behaviors, such as how to balance social and academic demands on their time. Students who have families with a long history of college attendance are more likely to have access to information about college, and to relevant role models. Due to historical racial disparities, differences in access to these social and information resources tend to correlate with race and ethnicity.

Although these findings may be surprising to many people, they are not news to many in higher education. We have long known that we cannot simply admit diverse cohorts and expect that there will be no group differences in college performance. For decades, colleges have conducted a range of programs designed to increase comfort, skills, and connections among minority students, and to make campuses more receptive to traditionally underrepresented groups.

At Colgate University, Breaking Bread requires members of disparate student groups to plan, prepare, and eat a meal together. By the end of the meal, the groups must have identified a collaborative campus event. Last year, the College Republicans and the Rainbow Alliance combined to bring Andrew Sullivan, a conservative gay-rights advocate, to campus. A strength of Breaking Bread is that it uses everyday activities -- preparing and eating a meal, as an opportunity to build bridges between groups that tend to have very little to do with one another.

Another noteworthy program is the Summer Institute for Diversity and Unity at Hamilton College, where faculty members spend three days off campus engaged in discussion groups about diversity. Participants use the experience to create new course syllabi, or to revise syllabi for existing courses. Over the past three summers, nearly 20 percent of the full-time faculty at Hamilton have participated in the program. This initiative promises a substantial impact on the campus climate because diversity discussions now appear throughout the curriculum, not just in a few courses.

However, these innovative and successful diversity programs are the exception rather than the rule. One reason that colleges don’t provide more information on their diversity programs may be that the programs are not properly evaluated. Far too many programs persist today because key administrators merely believe they work or are reluctant to ask hard questions about politically sensitive programs. This is troubling because the minority students of today are substantially more diverse than minority students in the 1980s. Without rigorous assessment, we cannot know if programs designed 20 years ago are effective for today’s students, or that the programs designed today will be effective for the students of the future.

It is imperative that colleges and universities scrutinize their diversity goals, programs, and outcomes. As with affirmative action, such examination is sure to produce a number of uncomfortable confrontations. Nevertheless, colleges and universities have a responsibility to take on this challenge. The parents who trust us with their children, and the students who trust us with their futures, deserve nothing less.

David Harris is vice provost for the social sciences at Cornell University. He, along with a team from Cornell and Colgate Universities and Hamilton, Hobart and William Smith, and Wells Colleges co-authored "Eliminating Racial and Ethnic Disparities in College Completion and Achievement," which was commissioned by the Teagle Foundation. A podcast of Teagle Foundation President W. Robert Connor, president of the foundation, interviewing Professor Harris about the report is available here.

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Comments on Moving Beyond Affirmative Action

  • Posted by Dave S. , Assoc. Prof at Land Grant U. on January 4, 2007 at 10:30am EST
  • Harris' column unfortunately repeats a glaring omission in the Spenner / Buchmann / Landermann research he reports. To the researchers' credit, they find and admit that SAT scores are among the strongest predictors of college grades.

    But they make no effort that I saw to look at what must be the most important determinants of college performance: high school grades and high school quality. It seems to me quite obvious that controlling for high school grades and quality might do a great deal to explain their mysterious racial performance gap. This is such a glaring omission in their study that I have difficulty finding good reasons for not examining the question and not including it as a possible explanation for racial gaps.

    Indeed, opponents of affirmative action have always argued that it produces systematic underperformance by minorities: if particular groups get into Duke with lower grades and test scores, then it's not a surprise that their performance is at Duke is worse. Put another way, the student on academic probation at Duke might be a star at NC State. Which outcome is better for the student and for society?

  • Posted by Anjana Mebane-Cruz , Ph.D. on January 4, 2007 at 10:35am EST
  • Hmmm, I wonder why economic factors that are deemed important for admissions are taken less seriously once the "minority" students are accepted into colleges?
    Since "minority" is being used to describe lower income people of colour (high income, high acheiving Asians are still a minority, remember?)then why not discuss the fact that many such students use their loans to support their families or that they often work long hours in order to support themselves through school? Such students are less likely to have health care other than that which is provided through the schools and their health needs can often be greater than the care that most student health facilities can provide.
    These types of problems and the "crisis" mentality that accompanies them create circumstances in which some students are unable to spend the time and energy needed to be more successful at school. These are issues that all lower income students face and dealing with racism just adds to the problems. Economics and access are ALWAYS in the mix.

  • Oh, please ..
  • Posted by L.H.H. on January 4, 2007 at 11:05am EST
  • " .. Economics and access are ALWAYS in the mix."

    Of course. My cube-mate -- a farm kid from central Michigan and Harvard math major -- is actually hiding the fact his parents are really Bill & Melinda Gates.

    How does a farm kid get into Harvard? High native IQ. Intact family unit where hard work was expected (and no TV if no work accomplished). No excuses accepted, including whining. Demanding teachers. Dumb, ridiculous stuff like that.

  • Posted by Andy M on January 4, 2007 at 12:01pm EST
  • I don't understand why Dave S writes, "But they [the researchers]make no effort that I saw to look at what must be the most important determinants of college performance: high school grades and high school quality."
    Page 37 of their report indicates that, among other things, Spenner et alia looked at high school curriculum, test scores (SAT, ACT, etc.), GPA, reader rating scores and high school extracurricular activities.
    My quick read-through of their text also mentions that they looked at high school class rank, and private-public school differentiation.

  • Diversity for the sake of diversity
  • Posted by Martin on January 4, 2007 at 12:05pm EST
  • While it has long been known, at least at the collegiate level, that minorities have not performed as well as those in the majority, perhaps we need to wake up and understand that affirmative action has long been the culprit for this. I have said for decades that when we make perfomance our number one criteria for college admissions, then and only then, will the playing field become level. Why, because we then put the burden of college performance squarely where it belongs, on the shoulders of the students. African-American students have the potential to do the same level of college work as any other group, but because of social-economic factors, as well as some others, they tend to get behind early in the school process and have a hard time catching up. Perhaps it is time for us to fix the problem at the source, not at the end process. Universities should not have to "dumb down" their standards to accomodate students who are not up to the standards set by the University just to fill a quota. Society should apply some of this pressure on the primary schools across America, then maybe we can reach those underrepresented minority groups where they need to the help most, at the start of their education. Then we can set up a network of support for these students which will put them on the track to compete with all of society. Just an old educator's opinion.

  • crucial and ongoing issue
  • Posted by Stephanie Hammer , professor comparative literature at UC Riverside on January 4, 2007 at 12:50pm EST
  • These achievement disparities raise absolutely crucial questions for us in both public and private universities. At my campus, whose demographic includes the poorest and most disadvantaged of UC undergraduates (and highly diverse ethnically), disparities in learning are very evident, at least in the areas I teach in, and are heartbreakingly obvious to everyone in the classroom.
    I have thought long and hard about this. The factors contributing to these disparities seem to be a combination of actual poor preparation _and_ low self-esteem as well as an unconscious playing out of the very racial stereotypes the student is trying to overcome. White professors such as myself tend to make the mistake of lowering expectations as a way to "support" disadvantaged students, but I believe this to be a mistake. One of my most enlightening experiences as a teacher happened recently when a very articulate young man from Compton phoned me and said he wasn't coming to the midterm because a gang banger had shot at him. I asked him "Have you been hit?" He said no, and I told him kindly but firmly to come take the exam. He did ok in the class, and at the end of the quarter he thanked me for believing in him and insisting on his ability to perform academically. This is, of course, just one case. Ultimately, every student comes with his or her own baggage, and our difficult job is to try to sort through that baggage and find the best way to empower that student to further his/her own learning.

  • Moving Beyond Affirmative Action’
  • Posted by Jacob Stampen , Prof Emer at UW-Madison on January 4, 2007 at 1:35pm EST
  • Does anyone have any reactions to Harris' main argument? Namely that college programs aimed at helping minority students succeed are rarely if ever evaluated for their effectiveness, and that outcomes would likely be better if they were. Unfortunately, the people who run these kinds of programs are often poorly trained to operate effective progams and view evaluations as threats. This is what I have observed at my institution.

  • Posted by Philip Lopez on January 4, 2007 at 3:15pm EST
  • The Puente Project is an example of an effective retention and transfer program for at-risk community college students.

    Google it.

  • Reply to Andy M RE: High School
  • Posted by Dave S. , Assoc. Prof at Land Grant U. on January 4, 2007 at 3:15pm EST
  • Andy M. questions my assertion that the referenced study ignores high school performance. He mentions p. 37; my reply is that that page lists variables that the authors intend to look at at some point. The pages following (tables 1-4) give the authors' analysis of the data they actually have collected, and high school GPA and high school quality do NOT appear.

    My point is this: the authors make a great deal of the fact that they cannot explain half the racial performance gap. Since they have not yet looked at high school performance, this does not seem to me to be especially shocking.

  • Posted by Anjana Mebane-Cruz on January 5, 2007 at 8:35am EST
  • Dealing with reality isn't whining and having strong, demanding teachers, parents, and communities isn't the opposite of understanding. Reality is complex and simplistic, polarizing reactions- pithily stated or not- keep all the players in exactly the same positions.

  • L.H.H
  • Posted by Heather , Librarian on January 5, 2007 at 5:10pm EST
  • Hard work is not always the sole factor in determining success. You should spend more time listening to others rather than blithely dismissing their experiences. Using your own point of view to judge the behavior of others, is a self-centered way to interpret the world. An important step toward finding solutions to this problem is to accept that different people have different life challenges and cultural circumstances which certainly influence their success. How Universities can help address the problems is the next step, but understanding this requires one to listen without judgment.

  • Yes, But Where Is The Diversity?
  • Posted by John Rosenberg on January 7, 2007 at 5:15am EST
  • The "Breaking Bread" program at Colgate may well be a success of sorts, but if "members of disparate student groups ... that tend to have very little to do with one another" must be forced to have a meal together, do those "members of disparate student groups" provide enough "diversity" to the Colgate community to justify the preferences in admission they probably received?

  • Sounds like an educational-poverty trap
  • Posted by Gerardo Zepeda on January 10, 2007 at 5:20am EST
  • Sounds like an educational-poverty trap. While it may be true that, based on statistics and in-depth race and ethnicity studies, white and Asian students get better results on aptitude and related tests, a detail should not be ignored: sometimes, there is a constant digital divide affecting minority groups. But as already mentioned, students, no matter what race or social background they are from, are able excel equally. I encourage reading Pedagogy of the Oppressed by Paulo Freire for relevant literature. Stereotype threats are also part of the problem, a psychological one, which as a result create a self-fulfilling prophecy. It is also possible that the Model minority stereotype -which basically states that cultural and/or social minority groups that are provided various social advantages have a better opportunity to succeed than other less advantaged groups- applies to this case.
    Social gaps and stereotypes inside the educational systems do exist, but clear understanding of this issue and consciousness of the threshold of such cultural/educational problems is one solution. Good-natured action and initiative is another solution. The change is happening thanks to the initiatives taken by higher education programs regarding the receptiveness to underrepresented students. However, massive action is required. The Colgate and Hamilton examples are good models of initiatives that need to be imitated, publicly praised, and published at a large scale so that other institutions feel encouraged to execute the same actions. Make the exception, that of diversity program encouragement, the rule, for noble education’s sake. Colleges and universities have a responsibility to take on this challenge, as the author of this article says. I add that there a need of imposing more strictly-enforced but “malleable” laws which will prevail in order to achieve the equality of academic success among all races. World races are one single team. If one race gets left behind, we all stay behind. The team is called the human race.

  • same ol'
  • Posted by Fred Stanley on January 10, 2007 at 7:00am EST
  • I read exactly this exchange 14 years ago. Well, okay, a few of the details are different, but you folks are basically plagiarizing every other exchange I've ever seen on this topic. Someone come up with something new to say, why dontcha?

    (Full disclosure: I made basically this same intervention last time, and it wasn't original with me then).

  • Want to be a victim?
  • Posted by L.H.H. on January 10, 2007 at 5:10pm EST
  • OK, you're a victim.

    You'll never be told, you have to study productively; to turn off ESPN and read quietly; to demand faculty explain requirements; to diplomatically reject unproductive people and acquaintances; to be responsible for your own outcomes; to understand student loans require discipline to be repaid; and that some people actually have several part-time jobs to pay for college.

    Of course, you do have to repeatedly note, the U.S. is the worst country in the world and the French civil service system is 300% better than the U.S. economy.

  • Posted by Art on January 11, 2007 at 4:35am EST
  • Asians are minorities--why not encourage the factors that let them do well?* Won't that move universities toward having a mix of students? That would be a real move beyond Affirmative Action.

    *I suspect it's because university administrators don't have the guts to criticize certain politically 'untouchable' minority groups.