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Rising Up Against Rankings

April 2, 2007

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Canadian universities are listening with great interest as the call to boycott U.S. News & World Report rankings continues to increase in volume among our colleagues to the south. Many of our American colleagues say that they would like to resist the rankings, but fear it can’t be done, especially if only a few institutions act. I write to let you know that institutions can take on the rankings. About a year ago,  a growing number of Canadian institutions began to raise the same alarm, ultimately resulting in 25 of our 90+ institutions -- including many of our leading universities -- banding together to take just such a stand against the fall rankings issue of Maclean's, our Canadian equivalent.

Why we did it:

It’s time to question these third-party rankings that are actually marketing driven, designed to sell particular issues of a publication with repurposing of their content into even higher sales volume special editions with year-long shelf life.

While postsecondary education always like grades and ranks -- they’re the trophies in our competitive arena – presidents and other top administrators at our institutions also have an obligation to do what's right for our institutions in terms of championing our values and investing our resources.

Currently, many American colleges and universities have new presidents -- as there were here in Canada a year ago. It is the role and obligation of a new president to question the status quo, especially long-standing practices that may have started a decade or two ago and have since evolved into a much larger administrative burden with less advantage or validity than they appeared to have at their inception.

Setting the stage:

For years Maclean's collected various sets of data for its fall undergraduate institution rankings issue – some objective, some subjective, some pertinent, some irrelevant – and turned them into aggregated averages to arrive at one overall score for each institution. These aggregated scores are listed in "league tables," supplemented with some editorial coverage on our universities (and advertising by many of our institutions) to create the rankings issue. Sound familiar?

This annually annoying methodology is initiated with a request to each institution to assist them by collecting and reporting data to them in the format Maclean’s desires, typically not the format that we use in institutional research, thus requiring a special effort and investment of time and resources.

Assistance is also requested in administering a student survey for the fall undergraduate rankings issue and a graduate survey to our alumni for the spring graduate school rankings, a product line extension added in 2004 to double the burden. As an alternative they ask us to provide e-mail addresses to the magazine if we don’t conduct the survey for them.

The showdown:

The new presidents’ examination of this process was triggered by the request for data and survey assistance for the spring 2006 graduate school rankings. Our uprising started when my colleagues at the University of Calgary, the University of Lethbridge and I -- presidents of the three largest universities in Alberta -- wrote a letter to Maclean's and met with the rankings editor and the publisher in January 2006 to express our concerns about the methodology of their undergraduate and graduate surveys and rankings.

Along with raising technical issues regarding methodology, we pointed out that a vastly different educational and grading system in Alberta – one of the highest performing K-12 systems in the world – make comparisons of the grades of our incoming undergraduate students with the grades of incoming students in other provinces inappropriate. Our high schools employ a different grading system – believed to be more rigorous – and a student’s final achievement level is defined by a graduation exam not used in other provinces. In the case of the graduate survey, we argued that surveying alumni reflects an institution's past, not its present, particularly in a province such as Alberta, where the government has poured billions of dollars into postsecondary education in the last few years.

In our letter and meeting we offered to deploy the expertise at our institutions, from statistics to education evaluation, to improve the methodology. We also advised the editor that we would not participate further if the methodology remained unchanged. We got no reply.

In the meantime, we enlisted the support of David Naylor, who had recently assumed the role of president at University of Toronto, a major research university that has historically landed at the top of the overall rankings. He weighed in, supporting our Alberta perspective from a national vantage point, affirming: Institutions have different strengths and aggregated rankings diminish those differences. Having this support was crucial. Rankings czars love to pretend the only reason to criticize their work is if you didn’t come out on top, so our movement gained credibility with Toronto’s backing.

As President Naylor wrote in a newspaper op-ed last spring: "As academics, we devote our careers to ensuring people make important decisions on the basis of good data, analyzed with discipline. But Canadian universities have been complicit, en masse, in supporting a ranking system that has little scientific merit because it reduces everything to a meaningless, average score."

Equally important to our concerns about methodology were our growing concerns, as public universities, about using our resources to respond to the increasing number of data requests for rankings as more and more magazines, newspapers and associations are jumping into the entrepreneurial game of rankings. Using taxpayer money to feed sales-generating exercises by for-profit organizations does not align with our values or our responsibility to be accountable to the public -- no matter how much it is alleged the public loves the rankings.

As the deadline for the spring graduate student issue approached with no response on addressing the methodology, the presidents of the Universities of Alberta, Toronto and Calgary were joined by McMaster University, and together we officially declined to participate in the graduate survey. When faced with a demand to supply data for rankings with dubious methodology, we could no longer assist in misleading the public and our prospective students.

Into the fray:

We did not go public with our decision; Maclean's itself started a buzz about our boycott – a preemptive strike – knowing that controversy sells issues. At this point, we all still anticipated participating in the fall undergraduate rankings and continued trying to obtain a response from Maclean's staff on fixing the methodology for the fall issue. Months wore on as we attempted to work with the magazine, resulting in many unanswered phone calls that culminated with the staff basically dismissing our concerns, asserting that the magazine staff certainly knew more about statistical analysis than some academics.

Faced with this unwillingness to consider the requests of the universities, punctuated by the annual request for a sizeable amount of data for the fall issue, we four once again opted out of that rankings issue. But another buzz was growing among the universities. We were quickly joined by seven other presidents who asserted to Maclean’s that they, too, would withdraw if the methodology didn't change. Solidarity mounted and, in the end, 25 colleges and universities refused to participate in the fall issue.

Truth is, most of us already had much of the data sought on our Web sites, but not always in an easy-to-locate places or formats since they are posted as institutional research. The "boycott schools" countered by organizing themselves to post their data – albeit not reworked into identical form or the way Maclean’s requested it – and heighten ease of access on our sites. (The University of Alberta's information can be found here and also here; for comparison, the University of Toronto data are here.

Just before their fall deadline, Maclean's filed a freedom of information request, but it was too late to for us to respond. Most of us had already posted the data online, and we directed Maclean’s staff to our Web sites. In instances where the magazine staff couldn't find data on our Web site, they chose to use the previous year's data.
Did it work?

We think that it did and continue to hope that collaboration with Maclean’s to improve the methodology and arrive at rankings we all find valid and useful lies in our future. Yet, while many allege that the rankings influence student and parent decisions significantly, particularly international students, at the University of Alberta we have seen no indication of that in our applications. In fact, our international applications are up 36 percent over last year.  

We feel that if we have succeeded in advancing our objective (it’s still early and time will tell) it is because:

  • Institutions of all types were involved, from the leading research institutions to small liberal arts colleges. None of us could have done this alone.
  • All the presidents involved had a joint communications strategy with a unified message, and all stayed on message. We stood united. None caved at the last moment to his or her own advantage.
  • Students at all 25 institutions were on our side.
  • Governing boards, faculty and staff came on board.
  • School counselors were contacted early on, explaining our position and supplying them with information on where to find institutional data on our Web sites.
  • We stood united to the end: we did not react after the issue came out, and all agreed not to use Maclean's rankings to promote our institutions.

Our coalition of the fed up continues to work together.  Our goal: to adopt a common format for institutional data reporting on the Web so all those in the ranking business can take what they want and leave us to our business of research, teaching and service.

Stay tuned to Canada for Part 2 as we've just learned that Maclean's is introducing an issue ranking professional schools and graduate programs. Sound familiar?

So Canadian academics are listening, watching and wishing our U.S. colleagues well. Remember to stay united, don't put anything in writing you don't want FOIAed, involve your stakeholders – students, faculty, governing boards – and make your data public and easily accessible for any who wish to find it. Good luck.

Indira Samarasekera is president of the University of Alberta.

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Comments on Rising Up Against Rankings

  • US RANKINGS/
  • Posted by B.MUTHUKRISHNAN , Principal at balajiwwe on April 2, 2007 at 6:46am EDT
  • I am from CHENNAI INDIA.
    I very much appreciate the article regarding ranking in canada.
    US rankings are made based on certain data collected from the institutions, the correctness of which are questionable.There is no way to check the information .The analysis made based on the data collected are averaged.For example there is average gre score needed.This information is of no use as average scores may vary from year to year based on the admittance for that particular year only.In other words many of the information provided will not help the students to decide the university list to which they should apply.
    It is time if reliable guidance is provided to international students instead of mere rankings

    ProfB.Muthukrishnan
    chennai
    098404 43882

  • Posted by Judith on April 2, 2007 at 9:08am EDT
  • Thank you. I find that too many US academics run scared or run passive and assume that nothing can be done about rankings, about the interference of the legislature in our classroom, about incompetence. Edmund Burke said, "No one makes a greater mistake than he who did nothing because he could only do a little." More of us need to do a little, if only that.

  • Other side of rankings
  • Posted by Patrick Mattimore , Teacher on April 2, 2007 at 10:10am EDT
  • I don't like the magazine rankings either, especially since the largest factor in USN&WR is reputation among peers (a bogus category). It's also instructive that what the Canadian schools have done is to push Maclean's to work with the colleges rather than just saying we don't want anything to do with you.
    The problem as I see it is not so much for Canadian students but for foreign students who apply to Canadian schools. I have two kids in Canadian universities (one at the University of Toronto and the other at Queen's). Without Maclean's, I doubt that my kids would have ended up at either school since, like many Americans, all we really knew about was McGill. I did notice that U of T seemed to have been "punished" this year, having been dropped from its top spot among doctoral universities, where it had been for many years, to #3. The other problem, at least from the standpoint of getting American colleges in line with something akin to what Canadian universities have done, is that there seems to be a much more uniform quality standard among Canadian universities so the rankings don't mean as much anyway.
    It will be interesting to see if our government is able to get a value-added assessment component factored into the rankings. That would surely shake up the rankings.

  • U.S. vs. Canada
  • Posted by Robert Morse , Director Data Research at USNEWS on April 2, 2007 at 10:20am EDT
  • The data that U.S. News uses in the Best Colleges rankings is all ready standardized using either accepted (by academia) definitions from the Common Data Set or using U.S. Department of Education IPEDS definitions.

    The key ranking issue in the U.S. is not the data or the methodolgy it's doing ordinal rankings in the first place.

  • reply to the director of data 'research'
  • Posted by JO on April 2, 2007 at 12:45pm EDT
  • There is a problem in the US with the data and methodology as can be seen with the recent publicizing of the fact that USNEWS uses arbitrary numbers when schools don't provide data (e.g. the Sarah Lawrence case). The main issue in the US (or with any such ranking) is the same as that pointed out by the UToronto president, the 'meaningless average score'. Such a measure plays on the ignorance of the public as to what constitutes a relevant factor for judging the quality of a university. Forcing USNEWS to abandon the practice of a single 'league table' and instead provide a variety of rankings of schools based on a single criterion (like 'per capita dollars spent on useless trophy buildings' or 'how many alumni of this university we asked to gauge reputation') or even just an alphabetical list with scores for each would avoid this problem. This is a genuinely achievable goal that would still enable USNEWS to make its money.

  • Web based interactive and multi-factor report cards
  • Posted by Gavin , Principal Policy Adviser at Griffith University, Australia on April 2, 2007 at 8:51pm EDT
  • A useful alternative is the Canadian Globe and Mail university report card navigator -

    http://www.universitynavigator.com/

    This web-based system allows users to grade colleges on a 3 point scale on the indicators they choose from a menu available on the site.

    Canada's university report card navigator is based on Germany's CHE-Die Zeit's university rankings -

    http://www.daad.de/deutschland/hochschulen/hochschulranking/06543.en.html

  • On the U of Alberta's Objections to Maclean's Rankings
  • Posted by Douglas MacNeill on April 3, 2007 at 3:50pm EDT
  • Urban folklore around the rankings from Maclean's magazine has it that 20% of a Canadian university's overall grade in these rankings comes from the Grade Point Average (usually expressed out of 100% in Canada, rather than out of 4.0 as American high schools do) of incoming first-year (or freshman) students.
    This asssumes, of course, that an 80% grade in one province is the same as 80% in another.

  • Rankings Quiz
  • Posted by Dan Cormier , Young Adult Librarian on April 3, 2007 at 8:01pm EDT
  • I'm a Librarian in Los Angeles. I've researched the methods and abuses of the USNews rankings over the last 10 years and prepared this tongue and cheek quiz for lococal High school kids.

    US News and World Report College Rankings Quiz!

    Integrity is everything. If you can fake integrity you’ve got it made (Groucho Marx)

    The Given Ranking Formula:

    Peer assessment(w1) + Grad rate(w2) + Retention rate(w3) + Faculty resources (w4) + classes<20(w5) – classes>50(w6) + Student faculty ratio(w7) + % faculty FT(w8) + selectivity (w9) + SAT(w10) + freshman rank(w11) + acceptance (w12) + finances(w13) + alumni giving(w14) + avg. alumni giving(w15).

    How to Create “Real” Formula:

    What weights would YOU give to each of the 14 factors listed.
    (Hint) In an internal survey US News hired the National Opinion Research Council to evaluate their system. The Council found that the method lacked any defensible empirical or theoretical basis. Specifically there were NO justifications for the weightings.

    QUIZ 1: How US News “games” the system.

    1. When they started the rankings in 1983 they hired a statistician with educational experience. The results were:

    A) A school that no one ever heard of came in first.
    B) He was fired.
    C) Someone with no educational experience was hired and Harvard, Yale and Princeton came in 1,2,3.
    D) All of the above.

    2. In 1997 someone from US News told the New York times that the rankings were “a nutty list, basically we have a formula that pull Harvard Yale and Princeton out of the sky.” This person was:

    A) The editor of US News
    B) Groucho Marx.

    3. In 1999 after a huge internal squabble Caltech was given the # 1 ranking. Fearing their magazine would lose credibility by ranking #1 a school full of math and engineering students the people at US News:

    A) Fired the people that supported the Caltech decision.
    B) Realizing that Caltech won because it spent twice the amount of money per student as Harvard or Yale, changed the figures from absolute dollars $80,000 vs., $40,000/student to an ordinate ranking, 1,2,3,4, thus minimizing the significance of the difference.
    C) Denied that they changed their formula to deliberately put Harvard Yale and Princeton back on top.
    D) All of the above.

    QUIZ 2: The 14 factors: How colleges “game” the system!

    1. Peer assessment: The number of university presidents that admit to purposely downgrading their peers is:

    A) 5%
    B) 7%
    C) 10%

    (Note: When university presidents and CEO’s were asked to rank business schools Princeton came in 7th. Unfortunately, Princeton doesn’t have a business school).

    2. Graduation rate: The best way to improve graduation rate is to:

    A) Refuse to have failing grades for students.
    B) Lie to US News
    C) Both

    (Hint: Do a google search on Harvard for questions A and B.)

    3. Retention rate: (see above question).

    4. Faculty resources: The irony is that this is:

    A) A excellent factor in determining the quality of a student’s education.
    B) It turns out that a real statistical study found out that the higher the average faculty’s salary the lower the colleges student satisfaction scores.

    5. Classes under 20. You can boost this number by:

    A) Including tiny classes in Masters and Ph.D. programs into your overall average.
    B) Restricting class sizes to under 20. Thus making it almost impossible to get into those classes and completing your degree.
    C) All of the above.

    6. Classes over 50. (see above)

    7. Student faculty ratio. To improve this you would:
    A) Include 3rd year teaching assistants as faculty.
    B) Lie.
    C) Exclude part time students from the total.
    D) Include graduate faculty who don’t actually teach classes.
    E) All of the above.

    8. Full time faculty – no research on this one.

    9. Selectivity: I’ll give you this one. To increase your “selectivity score” you have to increase the number of applicants your school receives (note – not the “quality” of the applicants). This is why schools love simultaneous online application systems and explains why UC Santa Cruz receives 4X this applicants than the older and more prestigious University of Michigan. By far the best method is the early admission process. A process that was virtually unheard of 15 years ago now accounts for almost half of Harvard’s acceptances. By introducing a pool of contractually committed students into you acceptance figures you can ensure a very high score in the amount of students who are accepted relative to those that actually show up.

    10. SAT in order to improve the SAT averages of your enrolled students you can:

    A) Lie (Harvard).
    B) Exclude those under athletic scholarships as not “real” students.
    C) Make supplying SAT scores optional (On the basis that those with good grades but low SATs won’t submit them).
    D) All of the above.

    11. Freshman rank

    True or False: In 1967 17% of High School students were “A” students. In 2003 47% of High School students were “A” students.

    12. Acceptance: no research

    13. Finances:

    I’ll give you this answer. Using accounting tricks you create the “BIG” year effect. This works because every point up in the ranking you go during your good year will increase the quality and number of applicants by .4. You are thus artificially creating demand for your school when no real change has occurred.

    14. Alumni giving (Probably the only un- game-able stat.)

    15. Average Alumni giving.

    True of False: Stanford pays students $25 an hour to solicit alumni for even $5.00 donations because they improve the school’s US News ranking.

    True or false: Cornell considers alumni who haven’t given in 5 years to be “dead”, thus improving their ratio.

    QUIZ 3:

    Common criticisms of the ranking process in general are:

    A) It doesn’t measure if any learning actually happened
    B) Its like having a stranger rate all the women (men) from 1-10 and applying to marry the one with the highest score without ever dating.
    C) What you don’t know you can’t rate.
    D) Its almost impossible to get internal student satisfaction reports.
    E) US News won’t make the known changes necessary to improve the ranking because any drastic shake up in the order of the rankings would destroy 15 years of credibility.
    F) They don’t measure if students analyze the works of Kant or play beer pong.
    G) The rankings are completely ridiculous but they pay our salary (Former US News employee).
    H) Its like ranking hospitals by grading how severe the injuries were when the patients arrive.
    I) ALL OF THE ABOVE!

  • Alumni giving
  • Posted by Patrick Mattimore , Teacher on April 4, 2007 at 9:05am EDT
  • Great piece by Dan...Just one note...You can now game alumni giving too. Wall Street Journal reported last month that colleges are able to get alumni on their rolls for many years by getting contributions before they leave the college as seniors and then keep them on the rolls by prorating that senior donation over a period of years. Albion College in Michigan is apparently very good at this. They get some up front money when the kids matriculate as freshmen and then ask them as seniors if they can keep a small part of that money when they are seniors. They then take the $40 or so and prorate it over the next five years. So Albion has some incredible percentage of recent alumni (90% or so) that they claim have donated.

  • Rankings
  • Posted by Dan Cormier on April 5, 2007 at 4:55pm EDT
  • Thanks Patrick, I'll update.

  • Nuts About That Sort Of Stuff
  • Posted by Frizbane Manley on April 12, 2007 at 10:45am EDT
  • I'm sorry I discovered this so late in the day, but Dan Cormier, your post was terrific. I hope you can find a larger venue for it.

    Wonderful!

  • Good ranknig tool.
  • Posted by dan cormier on April 12, 2007 at 8:06pm EDT
  • Here's a usefull ranking tool.

    http://tools.macleans.ca/ranking2007/selectindicators.aspx

    DC