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A New Manhattan Project

November 12, 2009

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The seemingly endless debates about the pros and cons of race-based affirmative action point to two essential conclusions. First, without denying the relevance of moral or philosophical arguments and legal principles, it is important to confront claims with empirical evidence. This is what we do in our new book, No Longer Separate, Not Yet Equal — a study of how students’ racial and social class backgrounds are intimately intertwined with the selective college experience. We find, for instance, that:

  • Compared to white applicants at selective private colleges and universities, black applicants receive an admission boost that is equivalent to 310 SAT points, measured on an all-other-things-equal basis. The boost for Hispanic candidates is equal on average to 130 SAT points. Asian applicants face a 140 point SAT disadvantage.
  • "Descendant" black applicants (those who are in the fourth-or-higher immigrant generation and single race — to a first approximation, the descendants of the American slave population) are admitted to selective colleges at significantly higher rates than "vanguard" black candidates (students who are multiracial and/or first- or second-generation immigrants). Even so, vanguards make up close to 60 percent of all black students on private college campuses and nearly 25 percent at public universities. Vanguards represent even larger shares of black applicant pools.
  • We find evidence for and against a "mismatch" hypothesis. Students who are the beneficiaries of race-based affirmative action are more likely to graduate, more likely to enroll in professional or graduate schools, and more likely to have higher lifetime incomes if they attend a more selective college. However, class rank at college graduation for a given student is likely to decline as college selectivity goes up. On balance, we conclude that a higher graduation rate and the other advantages of attending a more selective institution more than outweigh the potential disadvantages of lower class rank at graduation.
  • Doing away with racial preferences for underrepresented minority students would substantially reduce the number of such students at selective colleges. No admission policy that we have examined is able to replicate underrepresented minority student shares at selective universities if affirmative action is eliminated. This includes policies that substitute class-based for race-based affirmative action.

A second and more important conclusion is that debating the relative merits of affirmative action deflects attention away from something much more fundamental — America’s racial gap in academic achievement. Fixing the achievement gap would obviate the need for affirmative action to create racially diverse campuses. This gap is observed in the pre-college academic records of applicants in our study, and it persists among first-year students. For instance, the average SAT score among entering Asian students in the sample of competitive colleges we studied is 225 points higher (on a 1600-point scale) than the average for black students. More than three-quarters of Asian students graduated in the top 10 percent of their high school class, in contrast to less than one-half of black students. Academic performance in college shows similar racial disparities, whether it is measured by six-year graduation rates or by class rank.

What we see at selective colleges and universities is just the tip of the iceberg. It is symptomatic of a much broader societal phenomenon. Racial gaps in academic skills and knowledge begin to develop soon after birth. They are reflected initially in children’s inventories of vocabulary words and later in tests of math and reading. By the time of kindergarten entry, black children lag about one year behind whites. Gaps continue to grow throughout the elementary and secondary school years in a pattern of cumulative advantage and disadvantage. By 12th grade, black students on average have fallen roughly four years behind whites. Hispanic students perform slightly better than blacks but not nearly at the level of white and Asian students. The likelihood of repeating a grade, lower-track placement in high school, and graduating high school are differentiated by race in the same way. Social class differences account for some of these gaps, but the gaps remain when income and other measures of socioeconomic status are held constant.

A skeptic might reasonably ask: "How much does this really matter?" For one thing, the racial academic performance gap lies at the heart of many adult forms of social and economic inequality. What starts off as a racial gap in school readiness quickly becomes an academic achievement gap, which is followed by a graduation gap, a labor-market skills gap, a wage gap, and eventually a poverty gap. The chain of cumulative causation extends well into adulthood. Racial gaps in academic accomplishment have been linked to racial differences in educational attainment, crime, health, and family structure. There is every reason to believe that these differences in adult outcomes would be reduced if a way could be found to narrow racial performance gaps among children and adolescents.

An additional reason to be concerned is that racial gaps in academic success have implications for workforce quality and the competitiveness of the U.S. economy. Poorly educated Americans face a number of growing hurdles. There are important racial and ethnic differences in the distribution of job-related skills; nearly half of all new jobs being created in the U.S. require a college degree; and the Hispanic plus non-Hispanic black share of the workforce is increasing. Added to this is the fact that global forces are putting pressure on American families with inadequate education. The end of the cold war and the integration of China, India, and the former Soviet-bloc republics into the international market-oriented, capitalist production system effectively doubled the number of workers in the global economy from about 1.5 billion in 2000 to 3 billion. Whereas unskilled U.S. workers once had to compete only with other unskilled Americans, now poorly educated Americans have to compete with unskilled, low-wage workers anywhere in the world. At the very time we need a better educated population to compete with other rapidly modernizing countries and to avoid a decline in living standards, growth in the quality of the U.S. workforce has slowed or stagnated.

The challenge facing all Americans is to identify the factors responsible for the racial academic achievement gap and close this gap as soon as possible. Time alone is an unreliable ally. Given the slow rate of convergence in black-white test outcomes over the past 30 years, it is likely to take another century to reach parity. The No Child Left Behind Act aims to eliminate the racial gap in academic achievement by the end of the 2013-14 school year, but no serious observer believes this goal will be met. Test scores have been rising for all students, but racial gaps persist. There is general agreement about the broad set of factors responsible for the achievement gap. Home environments, schools, and neighborhood conditions, among other determinants, have been implicated. But no one knows for sure how all of these factors interact or what their relative importance is. Most critically, there is no consensus on the most effective intervention strategies.

So What is to Be Done?

To address this problem, we propose in our book the equivalent of a Manhattan Project for the social and behavioral sciences — a project with the same scale, urgency, and sense of importance as the original Manhattan Project. Its aims should be twofold: (1) to identify the causes and cumulative consequences of racial gaps in academic achievement and (2) to develop concrete steps that can be taken by parents, schools, neighborhoods, and the public sector all working together to close these gaps on a nationwide scale. We should not be satisfied with demonstrated success in pilot studies on a local level.

The project we envision is an extraordinarily ambitious undertaking, likely on a scale previously unimagined in social or behavioral science research. It will have to monitor the lives of a large sample of children — perhaps as many as 50,000 — who are followed from birth to roughly age eighteen, or onto the first rung of their postsecondary plans. Data generated by this project will doubtless consume the time of hundreds of graduate students, faculty, and research scientists at our leading research and teaching institutions.

All Americans stand to benefit from the knowledge and action plan derived from this project, especially individuals whose life chances will be made brighter as a result. But there are several groups that have a particular stake in its success:

Higher education. As we have shown in our simulations, if black-white and Hispanic-white achievement gaps are closed, affirmative action policies would no longer be needed at selective colleges and universities to preserve current shares of underrepresented minority students on campus. This issue takes on greater urgency because of the 25-year sunset provision for affirmative action suggested in Sandra Day O’Connor’s 2003 majority opinion in Grutter v. Bollinger and the realization that students going to college in 2028 will be born next year.

Corporate America. Achievement gaps impede diversity in the workplace, not only in entry-level positions but up and down the corporate ladder. All too often one finds a shrinking diversity pipeline as one looks at upper levels of management. Closing the achievement gap would help expand this pipeline.

U.S. taxpayers. Many of our public policies and programs are directed to combating the symptoms of the achievement gap, but this approach is both expensive and inefficient. Individuals with improved education and greater labor market success have higher earnings, pay more in taxes, and make fewer claims on public services.

Philanthropic sector. Identifying successful intervention strategies will give foundations concerned with child welfare and, especially, the education of children and adolescents a clearer idea of where to target resources.

The racial gap in academic performance plays a much more central role in problems that loom large today than almost anyone realizes. That is why we call this gap “the most pressing domestic issue facing the United States at the beginning of the twenty-first century.” Closing the achievement gap has the potential to do more for race relations and racial equality in this country than any other initiative currently under consideration.

Thomas J. Espenshade is professor of sociology at Princeton University. Alexandria Walton Radford is a research associate in postsecondary education with MPR Associates Inc. in Washington.

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Comments on A New Manhattan Project

  • Posted by Fairness on November 12, 2009 at 9:00am EST
  • "debating the relative merits of affirmative action deflects attention away from something much more fundamental"

    Excellent point; end affirmative action and we can then focus on the important issues. It is asking too much of human nature to expect people, especially those at the bottom of the socioeconomic scale who are themselves victims of racial injustice under affirmative action, to fight for the advancement of people who benefit from racial preferences at their expense. Affirmative action creates resentments that are hindering this country from moving forward in many ways, including those mentioned in this column.

  • Posted by Sick of this discussion on November 12, 2009 at 9:30am EST
  • With all of the study of the gap, do we really not understand why it exists? Maybe it is time to acknowledge that some of the causes of the gap cannot be addressed by educational institutions. The gap is closing slowly, but it is hard to work against a cultural ethic that devalues education. When kids who want to learn have to hide their interest from peers, the gap is not going to close. Affirmative action and sports, both routes to success without academic performance, undermine achievement. How do you combat that when we elect an underqualified president largely because of the color of his skin? With an example like that, there is no reason for children to try for good grades -- they can get into top schools with mediocre work.

  • Really?
  • Posted by andy on November 12, 2009 at 11:00am EST
  • Both "fairness" and "sick of this discussion" completely missed the mark. Let me see if I can help. Society created and continues to perpetuate gaps in educational attainment and life circumstances in this country. Schools are only one institution that exists within this unequal and inequitable society, but they are unfairly blamed and asked to solve all problems. Unequal opportunity will yield unequal outcomes, plain and simple. When America, and those with the power, decide that everyone's education is important, then we will see social policy (not just school policy) aim to address the ills into which many black and brown people are born into. I dare any of you who claim that affirmative action should go to send your child to any inner-city school and expect them to score 30 on the ACT. The best and brighest that do emerge from these challenging situations have proven time and again that not only do they personally benefit from affirmative action, but generations behind them benefit and then society benefits. Think big picture and long term, people, and stop trying to keep every seat in every college for suburban white kids. Besides, there are so few kids of color applying to selective universities that they barely make a dent in the overall population. So give up your privilege and entitlement for the greater good of society.

  • Posted by Math Prof on November 12, 2009 at 11:15am EST
  • Research should not be limited top what educational institutions can do. We also need to understand how social and economic policies that directly effect poverty, crime and marriage.

  • Posted by Sick of Ogbu Fans , researcher on November 12, 2009 at 11:15am EST
  • I agree with "sick of this discussion" in that- we do know why we have these gaps. It is called social stratification. I also agree that it will take a general restructuring of society to eliminate these gaps in achievement. Educational institutions are not enough. But we must also recognize that these professors make careers out of studying the poor and disadvantaged while they sit in their Princeton University offices. A "cultural ethnic that devalues education"? let me guess, you have read John Ogbu et al?? I agree legacy admits like a certain former president have no incentive to work since their mediocrity is good enough as long as they come from the right family

  • Underqualified President?
  • Posted by Response , Assistant Professor at Le Moyne on November 12, 2009 at 11:15am EST
  • I am assuming from your comment that former President Bush- his immediate predecessor was qualifed to be president?

    How might the two compare in your opinion? ability to communicate complex ideas? ability to represent America as part of the international communnity?

    Grades- achievement in school? ability to bring together diverse groups?

  • Posted by Sick of this discussion on November 12, 2009 at 12:45pm EST
  • Why would you assume I think Bush was qualified either?

    Blaming individual performance on large social issues such as stratification does no one any good. You cannot intervene at the large societal level -- we are all trying to intervene with individual people. There was poverty 50 years ago and there was an ethic that education was a way to overcome bias. It worked for those people who were prepared to fight there way past closed doors. Now there are vastly more opportunities but the people wishing to take advantage of them are underprepared and do poorly. Failure rates for affirmative action admits demonstrate this. It is cruel to advance someone beyond their capabilities, to tell them they are doing well when they are not, and it is criminal to admit unqualified students to occupations where competence matters, as in medicine or engineering. I think it is and should be equally wrong to advance people beyond their competence in social sciences, humanities, and other fields. If there is a connection between effort and success, people will expend the effort. Artificial barriers to success should be removed, but not meaningful ones. That is my point.

  • Manhattan Project = Social Engineering
  • Posted by Muriel Slash on November 12, 2009 at 12:45pm EST
  • I'm not worried that such would really do much. Even so, it's wasted effort and expense. The system is basically fine as is. Resist AA. Resist "claims on public sector services" for the "disadvantaged." Keep pouring taxpayer $ instead into unaccountable private security frims like Blackwater and military industry corporations. I find these good, stable investments. Wanna succeed in this country? Hitch your wagon to them as is running the show. Become a good solid Republican or moderate Democrat. Both are in basic agreement, especially when it comes to the Empire. I mean "foreign policy."

    See here. If we make society more equal, that translates into a watering down of the concentrated power of Party elites whose "credentials" are those of corporations. Mark my word. Capitalism will wither away into some form of democracy or something, especially if education improves. Capitalism has not been shown to work in a society without gross inequalities of wealth, education, health care and so on. By "capitalism" I'm also implicating the top-down Soviet version.

    My only agreement with the article is on the point of philantropy. See Joan Roeloffs's book _Foundations_. It shows how philantropy in this system is actually integral to keeping inequality in place. Just the ticket. Otherwise, leave well enough alone.

  • Posted by Not an Ogbu fan on November 12, 2009 at 12:45pm EST
  • Bush and Obama are very similar: (1) both legacies; (2) both with mediocre grades and reliant on "charm"; (3) both reliant on someone else's political connections for success; (4) both with not much in terms of coherent policy but good at relating to a demographic; (5) both with no clue what to do once in office. We will suffer for the incompetence of both, more so now because Obama inherits a mess whereas Bush inherited a better situation. Those who tried to assess Obama on his merits were shouted down by those wishing to see affirmative action prevail at the presidential level. When politicians are incompetent they become pawns of other interests. When everyday people are incompetent they become victims.

    I have seen the belief that standards exist only as barriers to the disadvantaged advanced in academia -- it suggests that there is no real rationale to standards of competence beyond keeping out certain people. That idea makes no sense in the sciences where we admit an external reality and can see the results of inadequate knowledge in tragic outcomes. We cannot keep relaxing our belief in standards of knowledge and competence without suffering consequences, as is now apparent at the national level and in so many other areas of life. Either education matters or we should all stop forcing children to jump through meaningless hoops. If it matters, it has to matter for everyone, regardless of circumstances of birth.

  • Posted by old timer on November 12, 2009 at 1:00pm EST
  • I thought it was 1960 again reading this article and I was a kid again or the Alzheimer's got set off. I'm been at this stuff close to 50 years, starting out poor than dirt with nothing but negative prospects, the first born in a large family, during a time when no cared whether someone like me achieved or went to college and there were no programs that gave me things that I did not work my butt off to earn. Now I am a full prof after doing many other successful things with a fair modicum of reputation in my field. It's not rocket science and the melodramtic overhype of a Manhattan Project is not needed or helpful (give me a break please). I had a giving and caring and functioning family who had high standards for me and who were interested in me more than they were interested in other things and gave me a lot of time devoted to my education including educating the content of my character which gave me a set of values, ambitions, responsibilities, and resiliance, and level headed common sense that carried me through thick and thin (and there were years and years of thin) over the course of my life. I was taught that I didn't deserve anything I didn't earn and was not entitled to anything I didn't earn and that I needed to focus on earning things and if I was helped to pay it forward as well as to return it to those around me. I was also taught that being successful was not about money and class rank and the right schools and country clubs and all of the bling and other external trappings but rather it was about what I was capable of doing and did that was decent, right, contributing, caring, and responsible ...a word you rarely hear today and in all of these educational arguments ...responsible, as well as character and the content of one's character rather than geetting in on the Wall Street bonuses and other forms of extreme greed and inhumanity that are goals and prizes for so many, many, many today. We don't need new school as much as we need a lot of old school which is exactly the last things these behavioral sociologists and engineers want to hear. And we need to look at all of the things we dismantled and trashed when we threw the baby out with the bathwater or into the dumpster (take your choice). All of the changes we demanded and got in the last 50 years that glittered at the time most definitely are not gold and we need to face that and particularly as so few will like these answers. We have to stop cherry picking the evidence. School never do the job these uptopian demand of them in any culture or civilization at any point in history if one bothers to read all of the literature broadly for the last few thousand years. What is needed is the concept of the responsible learner and how do we develop such a learner and what is needed is a focus on the content of the learner and how we develop the learners character. And what we need are people who are more concerned about their children and raising and sacrifcing for them than they are about other things which range from drugs to careers and egocentric self-asoprtion. Someone one should read Rats, Lice and History: it's not about the grandiose, its about the seemingly small things that are dismissed as beneath contempt.

     

  • The Key Problem Is Illegitimacy
  • Posted by Roger Clegg , President and General Counsel at Center for Equal Opportunity on November 12, 2009 at 3:15pm EST
  • Earlier this year, the National Center for Health Statistics came out with its latest numbers on illegitimacy (final data for 2006). By population subgroup, the percentage of children born out of wedlock is 70.7 percent for non-Hispanic blacks, 64.6 percent for American Indians/Alaska Natives, 49.9 percent for Hispanics, 26.6 percent for non-Hispanic whites, and 16.5 percent for Asians/Pacific Islanders. Notice any connection between those numbers and how academically competitive the members of the group are likely to be come college admissions time?

    The fact is that kids who grow up in two-parent homes are much more likely to get the support and help they need to perform well academically. Conversely, illegitimacy correlates with just about any social problem you can name (poverty, crime, dropping out of school, substance abuse, etc.), and it — not discrimination — is the principal cause of racial disparities in all these areas. See my National Review Online column here:
    http://www.nationalreview.com/comment/comment050100b.html And you will not be surprised to hear that I do not believe this problem will be solved by giving racial preferences in college admissions to middle- and upper-class African Americans.

    This is a cultural and moral problem, and I don't have a proposed silver bullet to solve it. I would say only that, while there may be a limited role for government, most of the heavy lifting will probably have to be done by the little platoons.

    (BTW, please don't bother arguing that illegitimacy is caused by racism. The percentage of out-of-wedlock births for African Americans has actually gotten much, much higher as discrimination has diminished.)

  • We know what to do, but who wants to do it?
  • Posted by Pamela Morris on November 12, 2009 at 3:15pm EST
  • "Racial gaps in academic skills and knowledge begin to develop soon after birth. They are reflected initially in children’s inventories of vocabulary words and later in tests of math and reading. By the time of kindergarten entry, black children lag about one year behind whites. Gaps continue to grow throughout the elementary and secondary school years in a pattern of cumulative advantage and disadvantage. By 12th grade, black students on average have fallen roughly four years behind whites."

    This suggests two possible and very expensive solutions:

    1) change how millions of poor people, many of them single parents, raise their kids
    or
    2) establish universal preschool to provide the mental and physical nourishment needed for the development of cognitive skills and impulse control.

    We can't fix this in the college admissions office.

  • Re: New Manhattan Project
  • Posted by Terri , Sociology Professor at Brookdale C. College on November 12, 2009 at 3:45pm EST
  • Nothing will change until we address the anti-intellectual bias in this country. We talk a good line with No Child Left Behind and lots of other rhetoric but the reality is that we sneer at academic excellence. Bush actually bragged about being a C student. Sarah Palin should be a poster child for social promotion. We have people denying Evolution, global warming and the Holocaust. There is even a group who claim the earth is flat. When we give equal time to ignorance and claim that everything is "scientific" (as in Creation Science or Astrology) and deserves to be discussed with equal respect then nothing is really valid or credible.

    The performance gap today is much more class related then ever before. The affluent who are educated will promote academic achievement and their children will rise to their parents expectations, regardless of race or ethnicity. Unfortunately, those parents who do not value academic achievement have and will continue to have children who perform according their parents expectations. As an educator, I consistently find that my immigrant student from Africa, the West Indies and Eastern Europe outperform my native born students. They come from countries where academic excellance is a source of pride and schools that maintain high standards and don't engage in social promotion.

    Learning is hard work. We have gotten away from that reality and have fallen behind as a nation. It's not just a Racial Gap.

  • Fix the achievement gap?
  • Posted by cb on November 12, 2009 at 5:30pm EST
  • Why would anyone believe that group level differences in achievement can be "fixed?" Surely this exhibits a breath-taking over-confidence in the ability of government experts to design the kind of society they would like to have. During the past three decades, black-white differences in measurable performance have changed hardly at all, despite massive efforts at intervention. The achievement levels of the two most rapidly growing groups in American society, Asians and Hispanics, have grown wider apart as Asian levels have gone up and Hispanic levels have gone down. Moreover, the authors' claim that we are somehow losing out as a society by not making all groups have uniformly advanced schooling is demonstrably false. The demand for over-the-counter clerks, home health care workers, janitors, and even unskilled manual laborers is steadily growing. We are importing people (many of them undocumented) to do precisely the jobs the authors want Americans to avoid.

  • Clegg response...
  • Posted by Carson on November 12, 2009 at 5:45pm EST
  • Roger, your Moynihan thesis went out the door with the culture of poverty argument in the early 1970s. Your argument that racism has diminished is unfounded along with most of your positions on racial stratification in society, particularly related to educational inequality. The literature on racism points to the change in the form of racism, not necessarily that it has diminished.

    I agree with Terri that the anti-intellectualism in society is a problem and will add that true progress will not occur without the removal of this general position.

  • It takes a Soc Prof to ignore intellectual bias as well
  • Posted by DFS on November 12, 2009 at 11:15pm EST
  • Old Timer has it right -- the parents must be most interested in the child. It all starts there.

  • Examining assumptions:
  • Posted by S.M. Stirling on November 13, 2009 at 12:00am EST
  • "Doing away with racial preferences for underrepresented minority students would substantially reduce the number of such students at selective colleges."

    - and this would be bad... why, exactly? Why the unexamined assumption that there's some compelling social interest in having college populations reflect overall demographics rather than individual academic merit?

    So long as a uniform testing procedure is used, and everyone is marked the same, what -business- is it of the State or the university administrations what the backgrounds of students are?

    For that matter, why would it be a bad thing if 80% of students at Berkeley or Stanford were of Asian descent?

    Which is what would happen, if racist quotas didn't limit their numbers, just as Jews were once unfairly excluded from the Ivy League to protect the WASP "gentleman's C".

    Let's have strict meritocracy and let the cards fall where they may. If every single engineering student in the US is of Korean background, that's peachy-keen.

  • Focus on indviduals
  • Posted by M Stein on November 15, 2009 at 5:15pm EST
  • Rather than focus on racial achievement gaps focus on individuals. There is no reason to expect groups to have equal outcomes. For instance, East Asian students have consistently performed above others on average. This is commonly attributed to culture but cross-adoption studies cast doubt on this.

    Transracial, same-race adoptions, and the need for multiple measures of adolescent adjustment. (Burrow, Anthony L.; Finley, Gordon E.
    American Journal of Orthopsychiatry. Vol 74(4), Oct 2004, 577-583.

  • Black/White Academic Achievement Gap
  • Posted by Frank Simpkins , C.E.O. at New Focus Educational Research and Design on December 21, 2009 at 6:15pm EST
  • Lets get real, one of the greatest obstacles to successfully narrowing this nation's ever-widening academic achievement gap between African Americans, and their white counterparts, is the inability of African American students to adequately read and comprehend Standard American English(SAE). The fact that while existing methods of teaching English work superbly for White middle-class children, they fail miserably for working-class African American children! Let us as a society begin looking at reading programs, designed by Black social scientists, and educators that have shown promise towards bridging the academic achievement gap between African American, non-mainstream, inner-city and mainstream students, and implementing these programs into the curriculum of African American students in our nation's iiner-city school districts. ( "Between The Rhetoric and Reality",Lauriat Press;pp-37-38).

  • Black/White Academic Achievement Gap
  • Posted by Frank Simpkins , C.E.O. at New Focus Educational Research and Design on January 13, 2010 at 9:00pm EST
  • Educators' disagreements over how to teach standard English to certain dialect speakers grows out of larger unresolved socio-political conflicts. Too much of the professional debate seems to have stalled on the question of how Black dialect speakers could or should be taught to read and write proficiently in standard English. The deeper and more important questioms, however, are not how to teach SAE to African American students, but why, and will that knowledge and method genuinely empower the students and their communities? Teachers, administrators, social scientist, policy makers and Parents continue to search or wish for the one fool proof technique or curriculum that will ensure African American students to learn and use standard English effectively, (R. Moore) .