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BP and Academic Freedom

July 22, 2010

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On Friday, July 16, Ben Raines, a reporter for Mobile, Alabama’s Press-Register, published a story detailing extensive efforts by BP to employ scientists engaged in (or likely to engage in) research about the massive oil spill in the Gulf of Mexico. Inside Higher Ed has since conducted independent interviews for its own coverage. The contracts offered by the giant company, according to both sources, restrict the scientists from publishing research results, sharing them with other scientists, or even talking about them for as long as three years, a serious restraint in the midst of an ongoing crisis.

Both during the immediate crisis and for an extended period as government leaders and the courts figure out how to respond to the Gulf tragedy, the work these scientists do will essentially belong to BP, which will be free to suppress it or characterize it in any way it chooses. Faculty members under contract to BP, meanwhile, would be unable to testify against the company in court and would be available to testify on the company’s behalf. Several faculty members in the area have confirmed to the American Association of University Professors that they have been offered contracts by BP in exchange for restrictive confidentiality clauses. A notably chilling provision directs contracted scientists to communicate through BP’s lawyers, thus raising the possibility that research findings will be constrained by lawyer-client privilege.

The oil spill is not only a catastrophic economic and environmental disaster for the Gulf region; it also has major implications for energy policy in both the United States and the rest of the world. The ability to share research results promptly and freely is not only a basic tenet of academic freedom; in this case, it is also critical to the health of the region and the world. While more investigative work is needed, the very prospect of an interested corporation worth billions of dollars blocking the free exchange of university research and controlling the work scientists choose to do is deeply disturbing. If knowledgeable scientists cannot testify in court, the ability of injured parties to win just compensation is also jeopardized. But the long-term threat to American society is still more grave: we need independent faculty voices, perhaps more so now — in a knowledge-based society — than ever before.

In its founding 1915 Declaration, the AAUP warned of the “danger of restrictions upon the expression of opinions” that “call into question the moral legitimacy or social expediency of economic conditions or commercial practices in which large vested interests are involved.” Our 2004 “Statement on Corporate Funding of Academic Research” establishes the fundamental standard: “Such contracts should explicitly provide for the open communication of research results, not subject to the sponsor’s permission for publication.”

Universities that prohibit faculty members from doing research that violates this principle, in my view, are protecting academic freedom, not restricting it. Of course in recommending that universities enforce this principle I am going beyond current AAUP policy. The world has changed. The increasing impact of corporate funding on the integrity of faculty research is among the changes higher education must confront. The decision about whether to sign restrictive contracts is not simply a matter of individual choice. It has broad implications for higher education and for the society at large.

At least one university has refused an institution-wide contract with BP for exactly these reasons. Many individual faculty members are declining BP offers or withdrawing from existing ones. Perhaps this is the time to reexamine the increasing role corporations are playing in funding and controlling university research. Universities should work with faculty to set ethical standards for industry collaboration that champion the public interest and discourage faculty members from selling their freedom of speech and research to the highest bidder.

Meanwhile, we urge other news media to join the effort to interview area scientists, gather copies of BP contracts, and publish the results. This story needs to be told in full. Universities should also consider where the public interest lies before permitting faculty members to sign contracts that limit the free exchange of information and bar public testimony. BP itself should certainly invest in research related to the spill, but it should do so without curtailing either faculty members’ free speech rights or their academic freedom. To do otherwise could prove hazardous to all of our health.

Cary Nelson is national president of the American Association of University Professors.

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Comments on BP and Academic Freedom

  • Really need experts
  • Posted by Frank , I.T. professional/academic at Hinderland State College & U on July 22, 2010 at 9:30am EDT
  • If this is about science -- shouldn't scientists be a leader in the commentary?

    Would you let your lawyer fly the Boeing 747 into O'Hare? The English department run the I.T. staff?

    Res ipsa.

  • BP and Academia
  • Posted by Dr. Robert Bruck , Distinguished Professor, Environmental Technology at NC State University on July 22, 2010 at 10:30am EDT
  • No my friend it is not ONLY up to "scientists" to respond to the feckless and immoral behavior taking place in the Gulf of Mexico. Buying science and silence is of concern to the entire academic community-- Big Time. What is being proven in a most provocative manner is that there are just as many whores in academia as can be found in any other profession. The bringing to light of this fact is a necessary and important development. I have been a practicing scientist for 33 years and the ramifications to the academy- i.e. academic freedom, transparency, pursuit of the "truth" has never been so jeopardized in our history. When "science" is bought and paid for by the nefarious Petro-Cartel we as a profession dearly suffer.

  • BP is not evil
  • Posted by Bob Martin , Economist on July 22, 2010 at 12:00pm EDT
  • There is a ‘breathless’ quality to this article and a hint that BP is up to no good. That is unnecessary. Who would be surprised that a private for-profit institution like BP would put stockholders money into a project where they do not expect a return on that investment, to do otherwise would violate their fiduciary responsibility to their shareholders? It is up to the other party to protect their own interests and it appears the universities in question are doing just that: they rejected the contracts.

    If AAUP has its way, the public interest will not be served: The AAUP and the most ideological faculty on campus would have the universities refuse to have anything to do with BP under the assumption they are just evil.

    The public interest would be served if the universities make a counter offer to BP where they do the research without restrictions on communication/publication but BP sees the results as they are generated. The way to proceed here is to sell BP on the public relations value of establishing an independent ‘Gulf Coast Reclamation Trust.’

    The point is contracts are always up for negotiation and it is by negotiation that mutually beneficial results are obtained.

  • Remark- BP is Not Evil
  • Posted by Dr. Robert Bruck , Distinguished Professor- Environmental Technology at NC State University on July 22, 2010 at 1:00pm EDT
  • Bob Martin- touche- You are right! I am not saying that BP in inherently "evil"- it is WE who are evil. BP is a private corporation serving its stockholders- for PROFIT. They have cut corners, doctored photographs and documents, and have attempted to buy the silence of scores of underpaid faculty members. Its a free country- they are entitled to try to do any of this. BP is not here to serve society or the environment- its here to make money- Period. We are addicted to petroleum and are poignantly the prime enablers of the problem. However, for academics- seekers of the truth- to go along with the ruse is at best unethical and probably immoral.

  • However Ideologically and Politically Driven Funding is OK??
  • Posted by Ron Amerson , Senior Accountant at UW Madison on July 22, 2010 at 1:15pm EDT
  • If you are concerned about "influence" over research, why just Industry funding??

    You should be equally, if not more concerned about ideologically and politically skewed funding from NIH and NSF; and, private "Foundations" with fringe leftist, for the most part, ideology driving their grants!

    Also, the Academic Research community also contributes to research that starts with desired outcomes and works backwards.

    Climate Research is a perfect example of fringe left wing "influence" on research! As is most "Environmental" research, which has a goal of pushing fringe ideology, rather than discovering scientific realities!!

    Ron A., WI

  • BP IS EVIL
  • Posted by Bob on July 22, 2010 at 1:30pm EDT
  • I don't by the argument our economist friend is making.

    Is it not in the best interest of the company shareholders to have their management act in a way that does not tarnish their reputation?

    Is it not in the best interest to have these scientists collaborate so that findings, best practices, techniques and new technology are shared to solve a problem that goes beyond BP's financial stake alone? Research which will help to cut future cleanup costs and promote prevention of accidents.

    Normally, when one is trying to solve a problem open collaboration is a strength.

    OOOH wait, the problem that they are trying to solve is not the cleanup...it is the liability. Well then I stand corrected. Obfuscation, innuendo and statistics are what is needed in that case.

  • No evil here
  • Posted by Bob Martin , Economist on July 22, 2010 at 5:30pm EDT
  • Robert Bruck: Then we basically agree. No sane person would intentionally do something like this. What we have here is a horrible accident, an accident where those paid handsome salaries to make the right decisions made catastrophically bad decisions; hence, they and their employers are liable for the damages. Clearly, BP understands this and one thing they are after is information that will help them figure out what their liabilities might be. Finding this out is clearly in their stockholder’s interest.

    I do not believe there is any evil here on anyone’s part. It is simple human nature to pursue your own self-interest and it is oh so easy to rationalize your behavior. The trick is to recognize people will always do that and to put incentives in place that help control that natural reaction. We should never be surprised that people look out for themselves first, including in higher education.

    There is an opportunity here to do a significant public service. When multiple parties, all pursuing their self-interest, negotiate at arm’s length the individual interests are counter balanced and it is possible to achieve something that benefits society as a whole. This situation is a perfect example, if we can just get over calling each other evil.

  • Where's the Holy Water?
  • Posted by Idealist on July 22, 2010 at 7:15pm EDT
  • Whew! “BP is the great evil!” In some minds any PROFIT making organization is evil. As tragic as this oil spill is, there is an opportunity for research in one of the larger ecosystem disasters of our time. The usual rhetoric seems quagmired in ‘fault finding’ rather than researching failure and its consequences.

     

    ‘Fault finding’ is an activity for Lawyers, politicians and the so called news media (there’s a group we can believe in). ‘Failure finding’, examining the processes in-depth, creating new methodologies to aid restoration and suggesting stratagies are functions of research and where our heads should be. The hard truth is… oil spills will happen again. What we learn today will certainly benefit us tomorrow. Universities and professors are free to negotiate terms as a condition of employment and/or research. Only a fool might believe that BP wouldn’t act in its self interests. Only a bigger fool would believe that academia won’t act likewise.

     

    For those gifted with the ability to make a difference and wrestling with the idea of doing research for/with BP, there are four probable choices: 1) Negotiate terms and go find the facts, 2) Stand in line with the Lawyers, Politicos, and other talking heads creating hysteria, 3) Do nothing, go about your normal life and leave an opportunity go, 4) or join the self righteous bitchers and complainers about the inequities of life and return to choice #2

  • The Trick
  • Posted by Malvern Hill on July 22, 2010 at 11:30pm EDT
  • Bob Martin writes: "The trick is to recognize people will always do that and to put incentives in place that help control that natural reaction."

    How do we know whether such "incentives" won't just be dismissed as socialism? Ever hear of Participatory Economics?

    I believe calling things evil may itself be the root of all evil. There are of course some extreme human behaviors that may deserve the name. This oil spill ain't it. What is disturbing, though, is BPs long history of anti-social, anti-environment behavior. What corporations are doing such things right now, hidden from view, that will cost us anon? Capitalism disguises most of its own corruption while we and the planet pay the price. It's called negative externalities.

    In the 19th c. corporations started using the 14th amendment to attain legal status as "persons." Joel Bakan asks, If a corporation is a person, what kind of person? Since it is required by law to maximize profits for its shareholders, it so happens to meet all the psychological criteria of the psychopath. It's not evil, just purely personal (as opposed to socially responsible) behavior. As an institution it is arguably THAT kind of person, someone with a personality disorder.

    Should we be devising economic institutions that behave for the social good first and foremost so we don't have to game each other "at arm's length"?

    Cary Nelson: You tend to be "on the Left." Where's the university research into how to network cooperatives, balanced job complexes, the actual USE of science to save the environment, and how to find ways to circulate wealth more equitably with ALL workers and consumers in on the decision making? (Being in on decision making is a universal human need. How come only owners reserve that right while excluding non-owners?) Huh? Where's THAT kind of research?

    Is it possible for our economic institutions to have a built in social conscience? A genuine one. Not the fake kind so characteristic of mere PR. Remember the BP commercials about how they were preserving the ecology and cultures of the Amazon? How charming, like the psychopathic villains we so admire in our literature and film.

  • Posted by John on July 27, 2010 at 9:45am EDT
  • The commentary/discussion here is interesting but seems to make an issue of something not found in the article. I find nothing in the piece dismissive of BP as a business entity, nor do I find anything at all about left-right politics. The piece addresses but one issue--the purchase of faculty silence.

    BP is surely free to hire their own scientists and to restrict their freedom of speech in any way that an individual may freely wish to comply with and for whatever price they can commandeer. But university faculty silence? The idea that any faculty member could stand in front of a classroom and be unable to relate facts and ideas to students is simply appalling.

  • An Issue of ontology
  • Posted by Ronnie Hawkins , Associate Professor, Department of Philosophy at University of Central Florida on July 27, 2010 at 10:45am EDT
  • Whoa--I think we should all back way up here and stop taking so much of our "ontological furniture" for granted. So much of what we assume is "reality" is so obviously socially constructed, and it is becoming clearer all the time that what we have constructed for ourselves to date is now leading us to destabilize the planetary systems that support our actual lives as biological organisms. What are corporations, anyway? What is money? I draw on John Searle's analysis, in The Construction of Social Reality (1995) and Making the Social World (2010), in pointing out that money is nothing but an abstract symbol, something that "exists" only because we collectively agree to behave as if it is a "thing" in the world, and corporations are legal fictions created through an elaborate series of speech acts, which we "get away with" maintaining simply because most people do just accept them as existing in the same way as rocks and trees and other extant objects--which they obviously are NOT, the speech acts of Supreme Court since 1886 notwithstanding. These social constructions may once have served our species well, but they have the status of what Searle calls the "ontologically subjective"--they can be altered or abolished altogether should we decide to think differently. Continuing to "believe in" them as if they were in the same ontological category as the ontologically objective--the marine ecosystem of the Gulf of Mexico, for example, or the complexities that regulate the global climate, things we humans did not create and cannot repair just by "changing our minds"--is both extremely foolish and quite unnecessary, if only we could attain a little more reflexivity on our own human agency.

    Scientists are charged with informing us of the facts about the ontologically objective world, and ultimately our having a correct understanding of these facts is cashed out in terms of species survival. Psychologists are in a position to speak to the collective groupthink that maintains our ontologically subjective institutions in their present form and to develop ways of engaging our agency in time to prevent additional disruption of biological systems. All academicians should understand what the phrase "socially constructed" means--it's not a hard concept--but philosophers have a duty to illuminate the egregious category mistake we make in not clearly distinguishing this important divide within the ontological realm. When scientists and other academics allow themselves to be "bought" by "corporations," they are not only sacrificing their intellectual integrity, they are relinquishing their own agency as beings capable of deciding to make their individual actions contribute positively to humanity's engagement with the REAL world--the biosphere.

  • Evil is not the issue, sociopathy is
  • Posted by Dr. Augustus , Professor, Economics on July 27, 2010 at 11:15am EDT
  • Evil. I searched in vain through Cary Nelson's article for the word "evil." I didn't find it.

    Evil is not the issue here, sociopathy is. Those who insist on white-washing the crimes of profit-driven companies (and they are too extensive to catalogue) by claiming corporations are not evil, are either missing or obscuring the point. Of course not all for-profit concerns are "evil." That's not even a subject fit for debate. What we are dealing with, rather than the value-free pursuit of "self-interest" by enterprise, is anti-social, criminally negligent, unethical, and actually criminal behavior from corporations that see no evil, hear no evil, speak no evil, but will do ANYTHING to achieve profit. That's called sociopathy, not evil. And, like it or not, it is an inherent part of the corporation.

    BP only joins a recent list of Enron, Halliburton, Goldman Sachs, Monsanto, and a slew of coal mines, to name a few.

    Thus the need for strict governmental regulation and control. Profit, in and of itself, is neither evil nor good. The pursuit of profit at any expense, even societal, is sociopathic and should be monitored and curtailed. Adam Smith realized this. Edmund Burke realized this. David Ricardo realized this. John Stuart Mill realized this. I don't believe any of them were Marxists.

  • Keep accountants out of science policy
  • Posted by Dvaid Colquhoun , Research professor at University College London on July 28, 2010 at 5:30am EDT
  • @ Ron Amerson , Senior Accountant at UW Madison

    It us certainly a bit worrying to see the Bush tendency has penetrated universities, Mr Amerson seems to think that any resreach that fails to come up with results that don't suit his prior beliefs can properly dismissed as "left wing" or "liberal".

    I do hope that UW Madison restricts Mr Amerson to adding up columns of numbers and doesn't allow him any influence on science. Clearly he hasn't the faintest idea what science is about.

  • Dr. Augustus
  • Posted by Kylie Wagner-Aleberti on July 28, 2010 at 11:30am EDT
  • Sounds like you may have read David Korten's _When Corporations Rule the World_. If not, you may find it intriguing how he argues that corporations invoke Adam Smith even as their more recent behavior contradicts Adam Smith.

  • Should We Allow Our Social Constructions to Wreck the Biosphere?
  • Posted by Ronnie Hawkins , Associate Professor, Department of Philosophy at University of Central Florida on July 29, 2010 at 10:30am EDT
  • Sorry to keep pressing the point, but this seems a good forum in which to get it across, since the discussion concerns corporations, and it's an important one. As Searle points out, corporations are legal fictions created through speech acts; they are part of our socially constructed reality, and they only "exist" because we all continue to accept their existence. When we humans come to fully understand our own agency in creating such entities, we will realize that our social reality is open to intelligent reorganization--unlike the physical and biological reality that our lives depend upon, which is now being degraded by human activities patterned according to a belief system that accords more "reality" to our constructs. Institutions that once may have been beneficial seem to have evolved into Frankensteinian monsters, we have forgotten that these "things" are of our own making, and we are now marching in lock step toward obvious ecological disaster by continuing to adhere to an outmoded framework of thought that we created in the first place. The general public may not yet understand that this is our situation, but academics should find it pretty easy to comprehend, and by speaking to the issue instead of just taking these social constructions for granted they--we--could help wake humanity up from our folly. Nation-states are also social constructions, by the way, that similarly may have outgrown their usefulness--is maintaining their "existence" worth the present and potential future planetary damage that it costs? We can go global and start thinking as a species now--currently a most endangered one, and by our own mental rigidity.

  • Prof. Hawkins
  • Posted by Nevada Smith on July 29, 2010 at 9:00pm EDT
  • I hear ya'. Sociologist Charles Tilly argued that nation states grew up as protection rackets.

  • Naive
  • Posted by Russ Williams , Assistant Professor on August 18, 2010 at 3:00pm EDT
  • The article makes a salient point about academic freedom and the unrestricted exchange of research. The insinuation is that private corporations are particularly susceptible to corruption and malfeasance, and advances the notion that public institutions ... i.e. state universities, or government ententes are best equipped to conduct research that may have regional, national, or global significance.
    What a crock of horse hoof pudding! To think for a moment that public universities or government sponsored research is immune to corruption or special interest is either naive or beholding to a ideology that embraces government as the solution to all problems.