Last month, while looking over thousands of listings for forthcoming books in dozens of university-press catalogs for this fall, I flagged 300 titles for further consideration as possible topics for future columns. Within that selection, a few clusters of books seemed to reflect trends, or interesting coincidences at least, and I noted a few of them here.
That survey, however unscientific and incomplete, was fairly well received. Here’s part two. As in the first installment, material in quotation marks is from catalog descriptions of the books. I’ve been sparing with links, but more information on each title is available from its publisher’s website, easily located via the Association of American University Presses directory.
Scholarly publishers might count as pioneers of what Jacob H. Rooksby calls The Branding of the American Mind: How Universities Capture, Manage and Monetize Intellectual Property and Why It Matters (Johns Hopkins, University Press, October), although the aggregate profits from every monograph ever published must be small change compared to one good research partnership with Big Pharma. Rooksby explores “higher education’s love affair with intellectual property itself, in all its dimensions” and challenges “the industry’s unquestioned and growing embrace of intellectual property from the perspective of research in law, higher education and the social sciences.” (Sobering thought: In this context, “the industry” refers to higher education.)
Making intellectual property more profitable is Fredrik Erixon and Björn Weigel’s concern in The Innovation Illusion: How So Little Is Created by So Many Working So Hard (Yale University Press, October), which treats “existing government regulations and corporate practices” as a menace to economic growth and prosperity: “Capitalism, they argue, has lost its mojo.”
If so, Google is undoubtedly developing an algorithm to look for it. At least three books on Big Data try to chart its impact on research, policy and the way we live now. Contributors to Big Data Is Not a Monolith, edited by Cassidy R. Sugimoto, Hamid R. Ekbia and Michael Mattioli (The MIT Press, October), assess the scope and heterogeneity of practices and processes subsumed under that heading. Roberto Simanowski’s Data Love: The Seduction and Betrayal of Digital Technologies (Columbia University Press, September) warns of the codependent relationship between “algorithmic analysis and data mining,” on the one hand, and “those who -- out of stinginess, convenience, ignorance, narcissism or passion -- contribute to the amassing of ever more data about their lives, leading to the statistical evaluation and individual profiling of their selves.” Christine L. Borgman focuses on the implications of data mining for scholarly research in Big Data, Little Data, No Data: Scholarship in the Networked World (The MIT Press, September), first published last year and now appearing in paperback. While “having the right data is usually better than having more data” and “little data can be just as valuable as big data,” the future of scholarship demands “massive investment in knowledge infrastructures,” whatever the scale of data involved.
Events in real time occasionally rush ahead of the publishing schedule. Several months ago David Owen advised the British public to “vote leave” in The U.K.’s In-Out Referendum: E.U. Foreign and Defence Policy Reform (Haus Publishing, distributed by the University of Chicago Press) but it reaches the American market only this month. Christopher Baker-Beall analyzes The European Union’s Fight Against Terrorism: Discourse, Policies, Identity (Manchester University Press, September) with an eye to “the wider societal impact of the ‘fight against terrorism’ discourse” in the European Union and “the various ways in which this policy is contributing to the ‘securitization’ of social and political life within Europe.” Recent developments suggest this will be a growing field of study.
The E.U.’s days are numbered, according to Larry Elliott and Dan Atkinson, because Europe Isn’t Working (Yale University Press, August). Or rather, more precisely, the euro isn’t. The currency “has failed to deliver on its promise of more jobs, more growth and greater equality,” and the E.U.’s “current policy of kicking the can down the road and hoping that something will turn up” can’t continue forever. A less fatalistic account of The Euro and the Battle of Ideas by Markus K. Brunnermeier et al. (Princeton University Press, August) traces the currency’s vicissitudes to “the philosophical differences between the founding countries of the Eurozone, particularly Germany and France.” But “these seemingly incompatible differences can be reconciled to ensure Europe’s survival.”
Meanwhile, on this side of the Atlantic, it’s time to start phasing out paper money, argues Kenneth S. Rogoff in The Curse of Cash (Princeton, August). The bigger denominations ($100 and up) enable “tax evasion, corruption, terrorism, the drug trade, human trafficking and the rest of a massive global underground economy” and have also “paralyzed monetary policy in virtually every advanced economy.” Small bills and coins are not such a problem, but the Franklins (and larger) could be replaced by a state-backed digital currency. For now, Arvind Narayanan et al. reveal “everything you need to know about the new global money for the internet age” in Bitcoin and Cryptocurrency Technologies: A Comprehensive Introduction (Princeton, August), complete with “an accompanying website that includes instructional videos for each chapter, homework problems, programming assignments and lecture slides.” Perfectly honest and law-abiding people will find the book of interest, but it seems like a must-read for anyone with a professional commitment to tax evasion, the drug trade and the like.
As it happens, the fall brings a bumper crop of scholarship on crime, punishment and policing, at varying levels of abstraction and grit. Andrew Millie’s Philosophical Criminology (Policy Press, distributed by the University of Chicago Press, November) is described as “the first book to foreground this emerging field” -- which it certainly is not. Whatever the contribution of the book itself, hype at this level counts as a species of counterfeiting. The anthropologists Jean Comaroff and John L. Comaroff compare developments in South Africa, the United States and the United Kingdom in The Truth About Crime: Sovereignty, Knowledge, Social Order (University of Chicago, December), while the contributors to Accusation: Creating Criminals, edited by George Pavlich and Matthew P. Unger (University of British Columbia, October) consider “the founding role that accusation plays in creating potential criminals.” Here we find another large claim: “his book launches an important new field of inquiry.” As an armchair criminologist, I am curious to see learn this differs from the venerable and well-worked field of labeling theory.
Closer to the street, Michael D. White and Henry F. Fradella consider Stop and Frisk: The Use and Abuse of a Controversial Policing Tactic (NYU Press, October) -- a practice much in the headlines in recent years, usually in connection with the issue of racial profiling. Their conclusions -- that “stop and frisk did not contribute as greatly to the drop in New York’s crime rates, as many proponents … have argued,” but also that “it can be judiciously used to help deter crime in a way that respects the rights and needs of citizens” -- are sure to provoke arguments from a variety of perspectives.
Forrest Stuart was stopped on the street for questioning 14 times in the first year of field work for Down, Out and Under: Arrest Policing and Everyday Life in Skid Row (University of Chicago Press, August), “often for doing little more than standing there.” He finds that the “distrust between police and the residents of disadvantaged neighborhoods” is “a tragedy built on mistakes and misplaced priorities more than on heroes and villains”; parties on both sides “are genuinely trying to do the right thing, yet too often come up short.”
Another ethnographic dispatch from the extremes of poverty, Christopher P. Dum’s Exiled in America: Life on the Margins in a Residential Motel (Columbia University Press, September) reports on the “squalid, unsafe and demeaning circumstances” of the housing of last resort “for many vulnerable Americans -- released prisoners, people with disabilities or mental illness, struggling addicts, the recently homeless, and the working poor.” The catalog entry for the book doesn’t mention it, but you feel the police presence all the same.
The overcrowding of American prisons is often explained as the byproduct of draconian mandatory sentencing laws, but Wisconsin Sentencing in the Tough-on-Crime Era: How Judges Retained Power and Why Mass Incarceration Happened Anyway by Michael M. O’Hear (Wisconsin, January) argues even in “a state where judges have considerable discretion in sentencing … the prison population has ballooned anyway, increasing nearly tenfold over forty years.” Over the same period, long-term solitary confinement has grown increasingly commonplace, as discussed in a column from six months ago concerning an anthology of writings by scholars, activists and prisoners. Keramet Reiter offers a case study in 23/7: Pelican Bay Prison and the Rise of Long-Term Solitary Confinement (Yale University Press, October). The title refers to how many hours a day prisoners spend “in featureless cells, with no visitors or human contact for years on end, and they are held entirely at administrators’ discretion.”
The practice signals that prison authorities have not just abandoned the idea of reformation but moved on to something more severe: a clear willingness to destroy prisoners’ minds. By contrast, Daniel Karpowitz’s College in Prison: Reading in an Age of Mass Incarceration (Rutgers University Press, February) describes Bard College’s program offering undergraduate education to New York state prisoners. The book serves as “a study in how institutions can be reimagined and reformed in order to give people from all walks of life a chance to enrich their minds and expand their opportunities” while making “a powerful case for why liberal arts education is still vital to the future of democracy in the United States.”
Daniel LaChance’s Executing Freedom: The Cultural Life of Capital Punishment in the United States (University of Chicago Press, October) asks why, by “the mid-1990s, as public trust in big government was near an all-time low,” a staggering 80 percent of Americans supported the death penalty. “Why did people who didn’t trust government to regulate the economy or provide daily services nonetheless believe that it should have the power to put its citizens to death?” The question implies a belief in the consistency and coherence of public opinion that is either naïve or rhetorical; in any case, the author maintains that “the height of 1970s disillusion” led to a belief in “the simplicity and moral power of the death penalty” as “a potent symbol for many Americans of what government could do” -- and, presumably, get right. That confidence has been shaken by a long string of reversals of verdict in recent years, which “could prove [the death penalty’s] eventual undoing in the United States.”
Given the brazen, methodical and massively destructive corruption leading to the near collapse of the world’s financial system eight years ago, Mary Breiner Ramirez and Steven A. Ramirez call for a new variety of capital punishment in The Case for the Corporate Death Penalty: Restoring Law and Order on Wall Street (NYU Press, January). “Despite overwhelming proof of wide-ranging and large-scale fraud on Wall Street before, during and after the crisis,” the government’s response amounted to “fines that essentially punished innocent shareholders instead of senior leaders at the megabanks.” Crony capitalism and white-collar crime will continue until the danger of corporate conviction -- having the company’s charter revoked, i.e., putting it out of business -- is credibly on the table.
In effect, if corporations enjoy the legal protection granted them by the Supreme Court’s dubious but effective interpretation of the 14th Amendment, they also should face the possibility of being put to death -- after due process, of course. And fair enough, although the last word here comes from that bumper sticker saying “I’ll believe corporations are people when Texas executes one.”
Historical analogy is a blunt and clumsy tool, and one serving better as a rhetorical device than as a method of analysis. The so-called law of the instrument -- i.e., “if all you have is a hammer, everything looks like a nail” -- applies to historical analogy with double force. And not just because the stock of examples is usually narrow and cliché addled, as with the entirely too familiar Munich Pact formula: “X is the new Hitler; Y’s policy resembles that of Neville Chamberlain in 1938; therefore doing Z would exhibit Churchill-like foresight.” Nearly always the analogy is blatant propaganda on behalf of Z. You never find it used for heuristic purposes, such as determining who the current Wernher von Braun might be.
The deeper problem is that historical analogy is always just on the verge of a cognitive short circuit. Finding patterns in the world is one of the evolutionarily adaptive knacks of the human brain, but we’re still learning to test and fine-tune it -- an especially difficult prospect when the patterns we find (or think we find) belong to the realm of human action. What looks like historical parallel from one angle may well turn out to be self-fulfilling prophecy. This can be a problem, especially if large weapons systems come into play.
While never so dramatic as analogies drawn from the Weimar-to-Nuremberg continuum, framing contemporary geopolitics as a Cold War-like standoff between two superpowers has been a regular temptation over the years -- at least, for the one superpower left standing. The main candidates to take the erstwhile Soviet Union’s place have been China and the global jihadist movement, with Putin-era Russia as a more recent nominee.
Indeed, books and articles with “New Cold War” in the title began appearing even before the old one was quite finished -- indications, perhaps, of a wish for a certain degree of familiarity and continuity between eras, a recognizable and navigable lineup of affiliations and hostilities. The passing of a quarter century has also made the bipolar thermonuclear quagmire of an earlier era look more orderly and stable than the anarchic system of free-floating multilateral anxiety that prevails today.
For the past couple of weeks, I was on the verge of reading Return to Cold War (Polity) by Robert Legvold, a professor emeritus of political science at Columbia University, but then kept putting it off. Perhaps it was the lack of a question mark in the title: Return to Cold War sound like an imperative. The cover shows an upside-down dove, depicted as if in the middle of a kamikaze dive or following airborne contact with a very high wall. The whole thing seemed designed to squelch any flicker of optimism that had somehow survived the day's news.
But once I actually opened the book, I found such apprehensions were misplaced: Legvold is not given to simplistic analogy nor does he indulge any notion that a return to long-term, two-sided geopolitical stalemate is possible, much less desirable. If relations between the United States and Russia have deteriorated to the point that comparisons to the Cold War status quo are appropriate, it is only within the limits defined by the absence, as yet, of ideological differences that call for a fight to the death of one system or the other. The deterioration was not inevitable, and even with it underway, there have been episodes of cooperation, albeit growing fewer and narrower as the mutual distrust continues. The common denominator between the countries has been the failure to assess things at all equitably: “If one searched for a leader, policy maker or politician on either side who included somewhere in her or his analysis thoughts about missteps or failings on both sides, the quest would have been in vain.”
Not that foresight was impossible. Legvold quotes a striking comment by George F. Kennan, author of the American policy of containment at the start of the Cold War. “Expanding NATO,” wrote Kennan in 1997 in The New York Times, “would be the most fateful error of American policy in the entire post-Cold War era. Such a decision may be expected to inflame the nationalist, anti-Western and militaristic tendencies in Russian opinion; to have an adverse effect on the development of Russian democracy; to restore the atmosphere of the Cold War in East-West relations; and to impel Russian foreign policy in directions decidedly not to our liking.” By no means is that the key explaining the entire course of the past 20 years, but as predictions go, it has its merits.
The author's presentation is succinct, lucid, fairly dispassionate and almost incessantly even-handed. I got the sense that he wrote it as if addressing an assembly of the policy-making elites of both sides, pointing out the confluence of blunders and rationalizations that worsened steadily to create a situation that, if not necessarily irreversible, now looks likely to continue in the same direction for some time to come.
Over the weekend I went through the fall 2016 catalog of every publisher belonging to the Association of American University Presses. Or at least I tried -- a number of fall catalogs have not been released yet, or else the publishers have hidden the PDFs on their websites with inexplicable cunning. (It seems as if savvy publicists would insist that catalogs be featured so prominently on the homepage that it’s almost impossible to overlook them. Perhaps half my time went to playing “Where’s Waldo?” so evidently not.) A few sites hadn’t been updated in at least a year. At one of them, the most recent catalog is from 2012, although the press itself seems still to be in existence. Let’s just hope everyone there is OK.
After assembling roughly 70 catalogs, I began to cull a list of books to consider for this column in the months ahead, which now runs to 400 titles, give or take a few, with more to be added as the search for Waldo continues. When you take an overview of a whole season’s worth of university-press output in one marathon survey, you can detect certain patterns or themes. A monograph on the white-power music underground? Duly noted. A second one, publishing a month later? That is a bit more striking. (The journalistic rule of thumb is that three makes a trend; for now, we’re left with a menacing coincidence.)
Some of the convergences seemed to merit notice, even in advance of the books themselves being available. Here are a few topical clusters that readers may find of interest. The text below in quotation marks after each book comes from the publisher’s description of it, unless otherwise specified. I have been sparing about the use of links, but more information on the books and authors can be readily found online.
“Whither democracy?” seems like an apt characterization of quite a few titles appearing this autumn and early winter. Last year, Jennifer L. Hochschild and Katherine Levine Einstein asked, Do Facts Matter? Information and Misinformation in American Politics, published by the University of Oklahoma Press and out in paperback this month, concluding that “citizens’ inability or unwillingness to use the facts they know in their political decision making may be frustrating,” but the real danger comes from “their acquisition and use of incorrect ‘knowledge’” put out by unscrupulous “political elites.” By contrast, James E. Campbell’s Polarized: Making Sense of a Divided America (Princeton University Press, July) maintains that if the two major parties are “now ideologically distant from each other and about equally distant from the political center” it’s because “American politics became highly polarized from the bottom up, not the top down, and this began much earlier than often thought,” meaning the 1960s.
Frances E. Lee sets the date later, and the locus of polarization higher in the body politic, in Insecure Majorities: Congress and the Perpetual Campaign (University of Chicago Press, September). She sees developments in the 1980s unleashing “competition for control of the government [that] drives members of both parties to participate in actions that promote their own party’s image and undercut that of the opposition, including the perpetual hunt for issues that can score political points by putting the opposing party on the wrong side of public opinion.”
Democracy: A Case Study by David A. Moss (Harvard University Press, January 2017) takes fierce partisanship as a given in American political life -- not a bug but a feature -- and recounts and analyzes 19 episodes of conflict, from the Constitutional Convention onward. Wasting no time in registering his dissent, the libertarian philosopher Jason Brennan comes out Against Democracy (Princeton, August) on the grounds that competent governance requires rational and informed decision making, while “political participation and democratic deliberation actually tend to make people worse -- more irrational, biased and mean.” The alternative he proposes is “epistocracy”: rule by the knowledgeable. Good luck with that! Reaching that utopia from here will be quite an adventure, especially given that some voters regard “irrational, biased and mean” as qualifications for office.
Fall, when the current election cycle ends, is also be the season of books on the Anthropocene -- the idea that human impact on the environment has been so pronounced that we must define a whole phase of planetary history around it. There is an entry for the term in Fueling Culture: 101 Words for Energy and Environment (Fordham University Press, January), and it appears in the title of at least three books: one from Monthly Review Press (distributed by NYU Press) in September and one each from Princeton and Transcript Verlag (distributed by Columbia University Press) in November. Stacy Alaimo’s Exposed: Environmental Politics and Pleasures in Posthuman Times (University of Minnesota Press, October) opens with the statement “The Anthropocene is no time to set things straight.” (The author calls for “a material feminist posthumanism,” and it sounds like she draws on queer theory as well, so chances are “straight” is an overdetermined word choice.)
The neologism is tweaked in Staying With the Trouble: Making Kin in the Chthulucene (Duke University Press, September) by Donna J. Haraway, who “eschews referring to our current epoch as the Anthropocene, preferring to conceptualize it as what she calls the Chthulucene, as it more aptly and fully describes our epoch as one in which the human and nonhuman are inextricably linked in tentacular practices.” Someone in a position to know tells me that Haraway derives her term from “chthonic” (referring to the subterranean) rather than Cthulhu, the unspeakable ancient demigod of H. P. Lovecraft’s horror fiction. Maybe so, but the reference to tentacles suggests otherwise.
A couple of titles from Columbia University Press try to find a silver lining in the clouds of Anthropocene smog -- or at least to start dispersing them before it’s too late. Michael E. Mann and Tom Toles pool their skills as atmospheric scientist and Pulitzer-winning cartoonist (respectively) in The Madhouse Effect: How Climate Change Denial Is Threatening Our Planet, Destroying Our Politics and Driving Us Crazy (September), which satirizes “the intellectual pretzels into which denialists must twist logic to explain away the clear evidence that man-made activity has changed our climate.” Despite its seemingly monitory title, Geoffrey Heal’s Endangered Economies: How the Neglect of Nature Threatens Our Prosperity (December) is actually an argument for “conserving nature and boosting economic growth” as mutually compatible goals.
If so, it will be necessary to counter the effects of chickenization -- which, it turns out, is U.S. Department of Agriculture slang for “the transformation of all farm animal production” along factory lines, as described in Ellen K. Silbergeld’s Chickenizing Farms and Food: How Industrial Meat Production Endangers Workers, Animals and Consumers (Johns Hopkins University Press, September). Tiago Saraiva shows that the Germans began moving in the same direction, under more sinister auspices, in Fascist Pigs: Technoscientific Organisms and the History of Fascism (The MIT Press, September): “specially bred wheat and pigs became important elements in the institutionalization and expansion of fascist regimes …. Pigs that didn’t efficiently convert German-grown potatoes into pork and lard were eliminated.” A different sociopolitical matrix governs the contemporary American “pasture-raised pork market,” of which Brad Weiss offers an ethnographic account in Real Pigs: Shifting Values in the Field of Local Pork (Duke University Press, August).
And finally -- for this week, anyway -- there is the ecological and biomedical impact of the free-ranging creatures described in Peter P. Marra and Chris Santella’s Cat Wars: The Devastating Consequences of a Cuddly Killer (Princeton, September). Besides the fact that cats kill “birds and other animals by the billions” in the United States, the authors warn of “the little-known but potentially devastating public health consequences of rabies and parasitic Toxoplasma passing from cats to humans at rising rates.” The authors also maintain that “a small but vocal minority of cat advocates has campaigned successfully for no action in much the same way that special interest groups have stymied attempts to curtail smoking and climate change.” I write this while wearing a T-shirt that reads “Crazy Cat Guy” but will be the first to agree that the problem here is primarily human. There’s a reason it’s called the Anthropocene and not the Felinocene.
A number of other themes and topics from university-press fall books offering might bear mentioning in another column, later this summer. With luck, the pool of candidates will grow in the meantime; we’ll see if any new trends crystallize out in the process.
For most people the word “Machiavellian” carries no connotation of virtue, and it’s never meant as praise. A stock theatrical character of the Elizabethan era was the Machiavel, who “delights in his own villainy and gloats over his successes in lengthy soliloquies,” as one literary historian puts it, with Shakespeare’s Iago and Richard III being prime examples. A Newsweek article from last year characterizes Tony Blair as “a Machiavel with a Messiah complex,” surely one of the more inventive insults in recent memory.
Otherwise it is the adjectival form of the Italian statesman’s name that turns up most often -- usually in a political context, though also in articles about Game of Thrones, reality television and (this seems odd) professional soccer. I notice that one of the major American presidential candidates seems to be described as Machiavellian more often than the other. That doesn’t necessarily imply greater concern about moral turpitude; it could just be that her opponent lacks the impulse control required of a true Machiavel.
Be that as it may, Maurizio Viroli’s How to Choose a Leader: Machiavelli’s Advice to Citizens (Princeton University Press) challenges the longstanding tendency to make the Renaissance author’s name synonymous with the art of political skulduggery. Viroli (a professor of government at the University of Texas at Austin and professor emeritus of politics at Princeton University) offers us a kinder, gentler Machiavelli -- one notably free from cynicism, with nothing but the common good in mind.
Counterintuitive though his perspective may sound, Viroli’s presentation of Machiavelli reflects an understanding of the Florentine thinker that has become well established, if not incontrovertible, over the past 40 years or so. (On which more anon.) The element of novelty comes, rather, from how Viroli has put that interpretation to work. He builds an election-year handbook around 20 pithy quotations from Machiavelli which he then glosses and expands upon through references to American history and longer extracts from Machiavelli’s work (chiefly the Discourses on Livy). No mention of the current campaign cycle is made, as such; the manuscript was undoubtedly turned in well before the primaries started. All the more striking, then, that How to Choose a Leader occasionally offers pointed criticisms of people and developments in the news. The effect is particularly impressive when the remark in question was made 500 hundred years ago.
A couple of passages from Machiavelli epitomize his thinking on civic virtue. Neither of them squares at all with his familiar, sinister reputation.
The first we might call, however anachronistically, a statement of populist confidence:
“As for prudence and stability of purpose, I affirm that a people is more prudent, more stable and of better judgment than a prince. Nor is it without reason that the voice of the people has been likened to the voice of God; for we see that widespread beliefs fulfill themselves. … As to the justice of their opinions on public affairs, [they] seldom find that after hearing two speakers of equal ability urging them in opposite directions, they do not adopt the sounder view, or are unable to decide on the truth of what they hear.”
Viroli likes this passage so much that he quotes it twice within a few pages. Machiavelli’s other crucial idea concerns endurance, corruption and renewal. “All the things of this world,” Machiavelli writes, making clear that he has republics, in mind, “have a limit to their existence.” The institutions that survive longest and most perfectly “possess the intrinsic means of frequently renewing themselves” by returning to the principles and virtues “by means of which they obtain their first growth and reputation.” Return and renewal are necessary because an institution’s excellence or defining quality “in the process of time … becomes corrupted [and] will of necessity destroy the body unless something intervenes to bring it back to its normal condition.”
This outlook may sound deeply conservative, although Hannah Arendt, as Viroli notes, called Machiavelli “the spiritual father of revolution in the modern sense.” His influence on John Adams and Alexander Hamilton has been taken up in the scholarship. One might also note that the Italian communist Antonio Gramsci took him as a guide to thinking through political strategy. No interpretation can exhaust him; he is a large thinker, containing multitudes.
Still, we can be reasonably certain that possible applications to electoral politics in a nation of more than 300 million people never crossed Machiavelli’s mind. But Viroli understands the voting process as, in principle, an opportunity for renewal and revitalization. And perhaps especially such a opportunity in an election year -- at least, in general. (This time, maybe not so much.)
“Poverty never was allowed to stand in the way of the achievement of any rank or honor,” writes Machiavelli apropos the Roman republic, “and virtue and merit were sought for under whatever roof they dwelt ….” So what is the contemporary application?
“A president of the United States of America,” writes Viroli, “therefore must be wholeheartedly committed to the principle that the republic must offer all its citizens the same opportunities to be rewarded according to their merit and virtue.” Viroli offers the G.I. Bill of Rights as an example of egalitarian and meritocratic policy à la Machiavelli, who warns that “corruption and incapacity to maintain free institutions result from a great inequality.”
Furthermore, a worthy leader will be characterized by having a close knowledge of history: “As regards the exercise of the mind, [the leader] should read history, and therein study the actions of eminent men,” writes Machiavelli, in order to “examine the causes of their victories and defeats, so that he may imitate the former and avoid the latter.”
The past also provides models of deportment: “Great men and powerful republics preserve an equal dignity and courage in prosperity and adversity.”
Viroli glosses this as: “We must have at the helm of the republic a person who is not so inebriated by success as to become abject in the face of defeat.”
But it’s a longish passage on terrible leaders from the Discourses on Livy that should earn Machiavelli a spot as cable news pundit of the week: “Made vain and intoxicated by good fortune, they attribute their success to merits which they do not possess, and this makes them odious and insupportable to all around them. And when they have afterwards to meet a reverse of fortune, they quickly fall into the other extreme, and become abject and vile.”
Machiavelli also warns of the dangers of an old boys’ club, which are unlikely to be mitigated when a few girls join it: “Prolonged commands brought Rome to servitude.”
The reference here is to how prolonged military commands led to cronyism, but Viroli takes it as having other implications: “Politicians who remain in power for a long time tend to form networks of private allegiances. Through favors and contacts, they often manage to attain the support of many citizens who regard them, not the republic, as the principle object of their loyalty.”
Whether or not How to Choose a Leader is, as the saying goes, “the right book at the right time,” it’s certainly an odd book for an odd time. Presenting itself as a guide to democratic decision making, it reads instead like a roundabout exposé of how badly eroded any meaningful sense of the common good has become -- something the politicians can barely even gesture toward, much less pursue.
The story is told of how, during an interview at a film festival in the 1960s, someone asked the avant-garde director Jean-Luc Godard, “But you must at least admit that a film has to have a beginning, a middle and an end?” To which Godard replied, “Yes, but not necessarily in that order.”
Touché! Creative tampering with established patterns of storytelling (or with audience expectations, which is roughly the same thing) is among the basic prerogatives of artistic expression -- one to be exercised at whatever risk of ticket buyers demanding their money back. Most of the examples of such tampering that Robert L. Belknap considers in Plots (Columbia University Press) are drawn from literary works now at least a century old. That we still read them suggests their narrative innovations worked -- so well, in fact, that they may go unnoticed now, taken as given. And the measure of Belknap’s excellence as a critic is how rewarding his close attention to them proves.
The late author, a professor of Slavic languages at Columbia University, delivered the three lectures making up Plots in 2011. Belknap’s preface to the book indicates that he considered the manuscript ready for publication at the time of his death in 2014. Plots has an adamantine quality, as if decades of thought and teaching were being crystallized and enormously compressed. Yet it is difficult to read the final paragraphs as anything but the author’s promise to say a great deal more.
Whether the lectures were offered as the overture to Belknap’s magnum opus or in lieu of one, Plots shuttles between narrative theory (from Aristotle to the Russian formalists) and narrative practice (Shakespeare and Dostoevsky, primarily) at terrific speed and with a necessary minimum of jargon. Because the jargon contains an irreducible core of the argument, we might as well start (even though Belknap does not) with the Russian formalists’ contrast between fabula and siuzhet.
Each can be translated as “plot.” The more or less standard sense of fabula, at least as I learned it in ancient times, is the series of events or actions as they might be laid out on a timeline. The author tweaks this a little by defining fabula as “the relationship among the incidents in the world the characters inhabit,” especially cause-and-effect relationships. By contrast, siuzhet is how events unfold within the literary narrative or, as Belknap puts it, “the relationship among the same incidents in the world of the text.”
To frame the contrast another way, siuzhet is how the story is told, while fabula is what “really” happened. The scare quotes are necessary because the distinction applies to fiction and drama as well as, say, memoir and documentary film. “In small forms, like fairy tales,” Belknap notes, fabula and siuzhet “tend to track one another rather closely, but in larger forms, like epics or novels, they often diverge.” (Side note: A good deal of short fiction is also marked by that divergence. An example that comes to mind is “The Tell-Tale Heart” by Edgar Allan Poe, where the siuzhet of the narrator’s account of what happened and why is decidedly different from the fabula to be worked out by the police appearing at the end of the story.)
Belknap returns to Aristotle for the original effort to understand the emotional impact of a certain kind of siuzhet: the ancient tragedies. An effective drama, by the philosopher’s lights, depicted the events of a single day, in a single place, through a sequence of actions so well integrated that no element could be omitted without the whole narrative coming apart. “This discipline in handling the causal relationship between incidents,” says Belknap, “produces the sense of inevitability that characterizes the strongest tragedies.” The taut siuzhet chronicling a straightforward fabula reconciled audiences to the workings of destiny.
Turning Aristotle’s analysis into a rule book, as happened in later centuries, was like forcing playwrights to wear too-small shoes. The fashion could not last. In the second lecture, Belknap turns to Shakespeare, who found another way to work:
“He sacrificed the causal tightness that had served classic drama so well in order to build thematic tightness around parallel plots. Usually the parallel plots involve different social levels -- masters and servants, kings and courtiers, supernatural beings and humans -- and usually the plots are not too parallel to intersect occasionally and interact causally at some level, though never enough to satisfy Aristotle’s criterion that if any incident be removed, the whole plot of the play should cease to make sense …. Similarity in plots can be represented as the overlap between two areas, and those areas may be broken down into individual points of similarity, dissimilarity, contrast, etc. Without knowing it, a Shakespearean audience is making such analyses all the time it watches a play, and the points of overlap and contrast enter their awareness.”
It’s not clear whether Belknap means to include the modern Shakespearean audience -- possibly not, since contemporary productions tend to trim down the secondary plots, if not eliminate them. But the Bard had other devices in hand for complicating fabula-siuzhetarrangements -- including what Belknap identifies as “a little-discussed peculiarity of Shakespearean plotting, the use of lies.” In both classical and Shakespearean drama, there are crucial scenes in which a character’s identity or situation is revealed to others whose confusion or deception has been important for the plot. But whereas mistakes and lies “are about equally prevalent” in the ancient plays, Shakespeare has a clear preference: “virtually every recognition scene is generated primarily out of a lie, not an error.”
In a striking elaboration of that point, Belknap treats the lie as a kind of theatrical performance -- “a little drama, with at least the rudiments of a plot” -- that often “express[es] facts about the liar, the person lied to or the person lied about.” The lie is a manipulative play within a play in miniature. And in Hamlet, at least, the (literal) play within a play is the prince’s means of trying to force his uncle to tell the truth.
Now, such intricate developments at the level of form also involve changes in how the writer and the audience understand the world (and, presumably, themselves). The Shakespearean cosmos gets messier than that of classical drama, but loosening the chains of cause and effect does not create absolute chaos. The motives and consequences of the characters’ actions make manifest their otherwise hidden inner lives. To put it another way, mutations in siuzhet (how the story is told) reflect changes in fabula (what really happens in the world) and vice versa. Belknap suggests -- tongue perhaps not entirely in cheek -- that Shakespeare was on the verge of inventing the modern psychological novel and might have, had he lived a few more years.
By the final lecture, on Dostoyevsky’s Crime and Punishment, Belknap has come home to his area of deepest professional interest. (He wrote two well-regarded monographs on The Brothers Karamazov.) Moving beyond his analysis of parallel plots in Shakespeare, he goes deep into the webs of allusion and cross-referencing among Russian authors of the 19th century to make the case that Crime and Punishment contains a much more deliberate narrative architecture than it is credited with having. (Henry James’s characterization of Russian novels as “fluid puddings” undoubtedly applies.)
He even makes a bid for the novel epilogue as being aesthetically and thematically integral to the book as a whole. Other readers may find that argument plausible. I’ll just say that Plots reveals that with Belknap’s death, we lost a critic and literary historian of great power and considerable ingenuity.
Matthew Daniel Eddy’s fascinating paper “The Interactive Notebook: How Students Learned to Keep Notes During the Scottish Enlightenment” is bound to elicit a certain amount of nostalgia in some readers. (The author is a professor of philosophy at Durham University; the paper, forthcoming in the journal Book History, is available for download from his Academia page.)
Interest in the everyday, taken-for-granted aspects of scholarship (the nuts and bolts of the life of the mind) has grown among cultural historians over the past couple of decades. At the same time, and perhaps not so coincidentally, many of those routines have been in flux, with card catalogs and bound serials disappearing from university libraries and scholarship itself seeming to drift ever closer to a condition of paperlessness. The past few years have seen a good deal of work on the history of the notebook, in all its many forms. I think Eddy’s contribution to this subspecialty may prove a breakthrough work, as Anthony Grafton’s The Footnote: A Curious History (1997) and H. J. Jackson’s Marginialia: Readers Writing in Books (2001) were in the early days of metaerudition.
“Lecture notes,” Eddy writes, “as well as other forms of writing such as letters, commonplace books and diaries, were part of a larger early modern manuscript world which treated inscription as an active force that shaped the mind.” It’s the focus on note taking itself -- understood as an activity bound up with various cultural imperatives -- that distinguishes notebook studies (pardon the expression) from the research of biographers and intellectual historians who use notebooks as documents.
Edinburgh in the late 18th century was buzzing with considerable philosophical and scientific activity, but the sound in the lecture notes Eddy describes came mainly from student noses being held to the grindstone. For notebook keeping was central to the pedagogical experience -- a labor-intensive and somewhat costly activity, deeply embedded in the whole social system of academe. Presumably the less impressive specimens became kindling, but the lecture notebooks Eddy describes were the concrete embodiment of intellectual discipline and craftsmanship -- multivolume works worthy of shelf space in the university library or handed down to heirs. Or, often enough, sold, whether to less diligent students or to the very professors who had given the lectures.
The process of notebook keeping, as Eddy reconstructs it, ran something like this: before a course began, the student would purchase a syllabus and a supply of writing materials -- including “quares” of loose papers or “paper books” (which look pocket-size in a photo) and a somewhat pricier “note book” proper, bound in leather.
The syllabus included a listing of topics covered in each lecture. Eddy writes that “most professors worked very hard to provide lecture headings that were designed to help students take notes in an organized fashion” as they tried to keep up with “the rush of the learning process as it occurred in the classroom.” Pen or pencil in hand, the student filled up his quares or paper book with as much of the lecture material as he could grasp and condense, however roughly. The pace made it difficult to do more than sketch the occasional diagram, and Eddy notes that “many students struggled to even write basic epitomisations of what they had heard.”
The shared challenge fostered the student practice of literally comparing notes -- and in any case, even the most nimble student was far from through when the lecture was done. Then it was necessary to “fill out” the rough notes, drawing on memory of what the professor said, the headings in the syllabus and the course readings -- a time-consuming effort that could run late into the night. “Extending my notes taken at the Chemical and Anatomical lectures,” one student wrote in his diary, “employs my whole time and prevents my doing any thing else. Tired, uneasy & low-spirited.”
As his freshman year ended, another wrote, “My late hours revising my notes taken at the lectures wore on my constitution, and I longed for the approach of May and the end of the lectures.”
Nor was revision and elaboration the end of it. From the drafts, written on cheap paper, students copied a more legible and carefully edited text into their leather notebooks, title pages in imitation of those found in printed books. The truly devoted student would prepare an index. “While many of them complained about the time this activity required,” Eddy writes, “I have found no one who questioned the cognitive efficacy that their teachers attached to the act of copying.”
Making a lecture notebook was the opposite of multitasking. It meant doing the same task repeatedly, with deeper attention and commitment at each stage. Eddy surmises that medical students who prepared especially well-crafted lecture notebooks probably attended the same course a number of times, adding to and improving the record, over a course of years.
At the same time, this single-minded effort exercised a number of capacities. Students developed “various reading, writing and drawing skills that were woven together into note-taking routines … that were in turn infused with a sense of purpose, a sense that the acts of note taking and notebook making were just as important as the material notebook that they produced.”
You can fill an immaterial notebook with a greater variety of content (yay, Evernote!), but I’m not sure that counts as either an advantage or an improvement.