The deepening economic crisis has triggered a new wave of budget cuts and hiring freezes at America’s universities. Retrenchment is today’s watchword. For scholars in the humanities, arts and social sciences, the economic downturn will only exacerbate existing funding shortages. Even in more prosperous times, funding for such research has been scaled back and scholars besieged by questions concerning the relevance of their enterprise, whether measured by social impact, economic value or other sometimes misapplied benchmarks of utility.
Public funding gravitates towards scientific and medical research, with its more readily appreciated and easily discerned social benefits. In Britain, the fiscal plight of the arts and humanities is so dire that the Institute of Ideas recently sponsored a debate at King’s College London that directly addressed the question, “Do the arts have to re-brand themselves as useful to justify public money?”
In addition to decrying the rising tide of philistinism, some scholars might also be tempted to agree with Stanley Fish, who infamously asserted that humanities “cannot be justified except in relation to the pleasure they give to those who enjoy them.” Fish rejected the notion that the humanities can be validated by some standard external to them. He dismissed as wrong-headed “measures like increased economic productivity, or the fashioning of an informed citizenry, or the sharpening of moral perception, or the lessening of prejudice and discrimination.”
There is little doubt that the value of the humanities and social sciences far outstrip any simple measurement. As universities and national funding bodies face painful financial decisions and are forced to prioritize the allocation of scarce resources, however, scholars must guard against such complacency. Instead, I argue, scholars in the social sciences, arts, and humanities should consider seriously how the often underestimated value of their teaching and research could be further justified to the wider public through substantive contributions to today’s most pressing policy questions.
This present moment is a propitious one for reconsidering the function of academic scholarship in public life. The election of a new president brings with it an unprecedented opportunity for scholars in the humanities and social sciences. The meltdown of the financial markets has focused public attention on additional challenges of massive proportions, including the fading of American primacy and the swift rise of a polycentric world.
Confronting the palpable prospect of American decline will demand contributions from all sectors of society, including the universities, the nation’s greatest untapped resource. According to the Times Higher Education Supplement’s recently released rankings, the U.S. boasts 13 of the world’s top 20 universities, and 36 U.S. institutions figure in the global top 100. How can scholars in the arts, humanities and social sciences make a difference at this crucial historical juncture? How can they demonstrate the public benefits of their specialist research and accumulated learning?
A report published by the British Academy in September contains some valuable guidance. It argues that the collaboration between government and university researchers in the social sciences and humanities must be bolstered. The report, “Punching Our Weight: the Humanities and Social Sciences in Public Policy Making” emphasizes how expanded contact between government and humanities and social science researchers could improve the effectiveness of public programs. It recommends “incentivizing high quality public policy engagement.” It suggests that universities and public funding bodies should “encourage, assess and reward” scholars who interact with government. The British Academy study further hints that university promotion criteria, funding priorities, and even research agendas should be driven, at least in part, by the major challenges facing government.
The British Academy report acknowledges that “there is a risk that pressure to develop simplistic measures will eventually lead to harmful distortions in the quality of research,” but contends that the potential benefits outweigh the risks.
The report mentions several specific areas where researchers in the social sciences and humanities can improve policy design, implementation, and assessment. These include the social and economic challenges posed by globalization; innovative comprehensive measurements of human well-being; understanding and predicting human behavior; overcoming barriers to cross-cultural communication; and historical perspectives on contemporary policy problems.
The British Academy report offers insights that the U.S. government and American scholars could appropriate. It is not farfetched to imagine government-university collaboration on a wide range of crucial issues, including public transport infrastructure, early childhood education, green design, civil war mediation, food security, ethnic strife, poverty alleviation, city planning, and immigration reform. A broader national conversation to address the underlying causes of the present crisis is sorely needed. By putting their well-honed powers of perception and analysis in the public interest, scholars can demonstrate that learning and research deserve the public funding and esteem which has been waning in recent decades.
The active collaboration of scholars with government will be anathema to those who conceive of the university as a bulwark against the ever encroaching, nefarious influence of the state. The call for expanded university-government collaboration may provoke distasteful memories of the enlistment of academe in the service of the Cold War and the Vietnam War, a relationship which produced unedifying intellectual output and dreadfully compromised scholarship.
To some degree, then, skepticism toward the sort of government-university collaboration advocated here is fully warranted by the specter of the past. Moreover, the few recent efforts by the federal government to engage with researchers in the social sciences and humanities have not exactly inspired confidence.
The Pentagon’s newly launched Minerva Initiative, to say nothing of the Army’s much-criticized Human Terrain System, has generated a storm of controversy, mainly from those researchers who fear that scholarship will be placed in the service of war and counter-insurgency in Iraq and Afghanistan and produce ideologically distorted scholarship.
Certainly, the Minerva Initiative’s areas of funded research -- “Chinese military and technology studies, Iraqi and Terrorist perspective projects, religious and ideological studies," according to its Web site -- raise red flags for many university-based researchers. Yet I would argue that frustration with the Bush administration and its policies must not preclude a dispassionate analysis of the Minerva Initiative and block recognition of its enormous potential for fostering and deepening links between university research and public policy communities. The baby should not be thrown out with the bathwater. The Minerva Initiative, in a much-reformed form, represents a model upon which future university-government interaction might be built.
Cooperation between scholars in the social sciences and humanities and all of the government’s departments should be enhanced by expanding the channels of communication among them. The challenge is to establish a framework for engagement that poses a reduced threat to research ethics, eliminates selection bias in the applicant pool for funding, and maintains high scholarly standards. Were these barriers to effective collaboration overcome, it would be exhilarating to contemplate the proliferation of a series of “Minerva Initiatives” in various departments of the executive branch. Wouldn’t government policies and services -- in areas as different as the environmental degradation, foreign aid effectiveness, health care delivery, math and science achievement in secondary schools, and drug policy -- improve dramatically were they able to harness the sharpest minds and cutting-edge research that America’s universities have to offer?
What concrete forms could such university-government collaboration take? There are several immediate steps that could be taken. First, it is important to build on existing robust linkages. The State Department and DoD already have policy planning teams that engage with scholars and academic scholarship. Expanding the budgets as well as scope of these offices could produce immediate benefits.
Second, the departments of the executive branch of the federal government, especially Health and Human Services, Education, Interior, Homeland Security, and Labor, should devise ways of harnessing academic research on the Minerva Initiative model. There must be a clear assessment of where research can lead to the production of more effective policies. Special care must be taken to ensure that the scholarly standards are not adversely compromised.
Third, universities, especially public universities, should incentivize academic engagement with pressing federal initiatives. It is reasonable to envision promotion criteria modified to reward such interaction, whether it takes the form of placements in federal agencies or the production of policy relevant, though still rigorous, scholarship. Fourth, university presidents of all institutions need to renew the perennial debate concerning the purpose of higher education in American public life. Curricula and institutional missions may need to align more closely with national priorities than they do today.
The public’s commitment to scholarship, with its robust tradition of analysis and investigation, must extend well beyond the short-term needs of the economy or exigencies imposed by military entanglements. Academic research and teaching in the humanities, arts and social sciences plays a crucial role in sustaining a culture of open, informed debate that buttresses American democracy. The many-stranded national crisis, however, offers a golden opportunity for broad, meaningful civic engagement by America’s scholars and university teachers. The public benefits of engaging in the policy-making process are, potentially, vast.
Greater university-government cooperation could reaffirm and make visible the public importance of research in the humanities, arts and social sciences.
Not all academic disciplines lend themselves to such public engagement. It is hard to imagine scholars in comparative literature or art history participating with great frequency in such initiatives.
But for those scholars whose work can shed light on and contribute to the solution of massive public conundrums that the nation faces, the opportunity afforded by the election of a new president should not be squandered. Standing aloof is an unaffordable luxury for universities at the moment. The present conjuncture requires enhanced public engagement; the stakes are too high to stand aside.
Gabriel Paquette is a lecturer in the history department at Harvard University.
I am sick of reading about Malcolm Gladwell’s hair.
Sure, The New Yorker writer has funny hair. It has been big. Very big. It is audacious hair, hair that dares you not to notice it; hair that has been mentioned in far too many reviews. Malcolm Gladwell’s hair is its own thing.
Which is only appropriate, since in his writing, Gladwell has always gone his own way. But he’s been doing it long enough, and so well, and has made so much money, that some folks feel it’s time to trim him down to size. That hair is now seen as uppity.
Gladwell is a mere journalist. He’s not shy, and like many children of academics, he is not intimidated by eggheads. He does none of his own primary research, and instead scours academic journals to find interesting ideas -- he collects experiments and experimenters. He is a translator and a synthesizer, and comes up with catchy, sprightly titled theories to explain what he has seen. Some have called him a parasite. He has called himself a parasite.
It seems to me there’s always been a bit of snarkiness attached to discussions of Gladwell’s work. This is often the case for books that have become commercially successful, which is something that seems particularly to stick in the collective academic craw. There is a weird hostility in the reviews of Gladwell’s books that is directed not at the big-haired guy himself who, like a puppy, nips at the heels of academics and then relishes the opportunity to render their work into fluid, transparent prose, but toward those many people who have made Gladwell famous: his readers. No one matches the caustic condescension of Richard Posner, who said, in a review of Gladwell’s Blink, that “it’s a book for people who don’t read books.”
The reviews of Outliers, Gladwell’s latest book, show that even a New Yorker writer can go too far. People are now attacking Malcolm Gladwell as a kind of brand. The critiques boil down to a few things, one of which is that he doesn’t take into account evidence that refutes his theories. In other words, he’s not doing careful scholarship. But we all know that even careful scholarship is a game of picking and choosing -- it just includes more footnotes acknowledging this. And Gladwell never pretends to be doing scholarship.
Gladwell is also accused of being too entertaining. He takes creaky academic work and breathes Frankensteinian life into it. He weaves anecdotes together, creating a tapestry that builds to an argument that seems convincing. This, some reviewers have claimed, is like perpetuating fraud on the (non-academic) reading public: because Gladwell makes it so much fun to follow him on his intellectual journey, he’s going to convince people of things that aren’t provably, academically true. He will lull the hoi polloi into thinking they’re reading something serious.
Which is, of course, the most common complaint about Gladwell: He’s not serious enough. He’s having too much fun playing with his ideas. And, really, you can’t be Serious when you’re raking in so much coin. Anyone who gets paid four million bucks for a book that mines academic work -- and not necessarily the stuff that is agreed to be Important -- is going to become a target. His speaking fees are beyond the budgets of most colleges. In this way, his career is now similar to that of David Sedaris, who can command an impressive audience and still be dissed by the literary folks. Everyone who’s anyone knows that you can’t sell a lot of books and be a serious writer. Just ask Jonathan Franzen. Or Toni Morrison.
I don’t see Gladwell as a social scientist-manqué, or a philosopher wannabe. Instead, I read him more like an essayist. I think of his books as well-written, research-packed, extended essays. Let me show you the evils of imperialism by telling you a story about the time in Burma when I was forced to shoot an elephant. Let’s look at this (bad) academic prose and think about the relationship between politics and the English language. But instead of using his own experiences, he builds on work done by others. He uses a wry, quirky approach and blithely ignores the received wisdom and pieties of academe. He doesn’t seek out the researcher who’s highly regarded within her field; he looks for people who are doing things he finds interesting.
Gladwell reminds me of the kind of student I knew in college, the nerd who takes weird and arcane courses and then rushes from the lecture hall excited about some idea the professor has mentioned in passing and goes straight to the library to pursue it himself. He stays up all night talking about it, and convincing you that even though you were in the same class, and heard the same reference, you have somehow missed something. Maybe not something big, but at least something really, really cool.
Perhaps I have more trust in readers than to believe that they can be so easily bought off by a good story. And I wish that academics, instead of pillorying Gladwell for being good at translating complicated ideas, would study the way he does it and apply some portion of his method to their own work: He makes mini trade books of monographs. Surely this is a lesson worth learning. He uses the narrative art of the magazine writer to animate ideas. He profiles theories the way Gay Talese or Joan Didion did celebrities.
The audacity Gladwell shows in his writing, connecting seemingly disparate things and working hard, yet with apparent effortlessness, to make the ideas engaging, gives me hope for the future of books. It makes me feel better to see folks buying Gladwell rather than the swimmer Michael Phelps’s memoir or vampire novels -- not that there’s anything wrong with that. Yet this same audacity is what gets Gladwell into hot water with academics. He’s not supposed to do this.
Unless you are an aged physicist, you don’t really get to write books that “purport to explain the world.” You can, of course, try to explicate tiny portions of it. Science writers like James Gleick and Jonathan Weiner can go a lot further than most scientists in terms of making arcane principles understandable to the Joe the Plumbers of the reading world and no one gets bent of out shape. Perhaps it’s because of the assumption that scientists, with a few notable (often British) exceptions, are not supposed to be able to write books that normal people can read. Social scientists and historians are, however, expected to be able to know what is interesting and important about their work and present it to the public. Brand name thinkers like Susan Sontag and Martha Nussbaum can take on big ideas. But these people are experts; journalists shouldn’t try this at home.
What I love about Gladwell is that his writing is like his hair. You can see it as arrogant or scary (he writes about being stopped more frequently by cops when he had a big afro), or you can see it as playful and audacious. This is why, of course, so many reviews mention it; he has the right hair for his work.
One final, dour complaint about Gladwell has to do with his relentless cheeriness. He thinks that people are basically good, though he understands that sometimes circumstances aren’t. I can’t abide high-brow literary novelists who trash fiction that “cops out” with a happy ending. Maybe I’m hopelessly low-brow: I still love Jane Austen and Shakespeare’s comedies. The academic response to most things is generally: it’s more complicated than that. And sure, much of the time it is. But if something’s artfully crafted, I’m willing to cut the author some slack. I don’t ever expect to be thoroughly persuaded of anything; I’m characterologically skeptical and like to do the thinking on my own. Gladwell’s books invite me into a conversation. I think that’s part of the job of a good book.
For me, reading Malcolm Gladwell’s books is like watching Frank Capra movies. Just because they make you feel good and keep you entertained doesn’t mean that they’re not doing valuable work or tackling hard and real issues and ideas. Sure, someone else could have handled it differently. George Bailey might have finally committed suicide; the bank in Bedford Falls could have asked for a government bailout. But right now, maybe it’s not such a bad thing to read books that are a little more hopeful. And yes, audacious.
Rachel Toor teaches in the MFA program at Eastern Washington University. She writes a monthly column for The Chronicle of Higher Education, and her most recent book is Personal Record: A Love Affair With Running. Her Web site is www.racheltoor.com.
OK, so, into a bar walk an Anglican priest, a Muslim imam, a Jewish rabbi and an atheist. Sounds like a ramp to punch line, right? No. That was my panel last month at the 20th anniversary of the Oxford Round Table, at the University of Oxford, England.
Apparently, a peek behind the veil of ORT is needed. Recent posts in the academic blogosphere about this invitation-only academic symposium feature adulation for the intelligencia it attracts and castigation of Oxford for trading on its name for summer business, like some sort of pedagogical Judas.
Fact is, they’re both right. Mind, matter and merger summarize why the event both enchanted and irritated me.
Mind Over Matter
Firstly, pundits need not dismiss its scholarly girth. Formidable participants do darken the doors. My symposium, “Religion and Science After Darwin -- Effects on Christians and Muslims” -- featured sessions with distinguished thinkers in physics, biology, religion and law from all the intellicrat schools you might imagine: Oxford, Harvard, Boston U., UNC-Chapel Hill, Rutgers, etc. It’s not every day you spend time with David Browning (icon for Christian-Islamic comity), Robert Neville (23 books and counting), Amedee Turner (European Parliament while the Euro was established), or the ardent atheist Richard Dawkins (The God Delusion).
Further stamps of legitimacy on the program include ORT Trustee Charles Mould, former secretary of Oxford’s 400-year-old, 11 million volume Bodleian Library, and a 16-member advisory committee of university presidents and rectors from eight countries. Also, the manuscripts in its blind reviewed journal, Forum on Public Policy, bear characteristics of quality.
However, since the program began in 1989 with ministers of education from 20 countries, an internalized invitation system eroded to include mid-level researchers or engaged academics like me from teaching institutions -- from ministers of education to an educator with ministerial credentials (and a few relevant publications). Try to tame the jokes for Darwinian devolution.
The intellectual temperature was warm, not hot. This is where I’m supposed to say, “but all were meaningful contributors.” Truth is, some members of our panel were alien to the work, sending more than one head scratching. The good news is that neither title, institution type, or academic discipline were the indicators. Candid confrontation carried the day, based on the quality of ideas. I’m the better for hearing it all. (I’m supposed to say that, too).
As for how aliens gather, one candid comment by an event organizer confessed that the University of Oxford bills the ORT organization heavily for use, and like most universities in modern economy Oxford depends on summer conference “hotel” business to get by.
The ORT itself is, of course, a business (albeit nonprofit), which explains why they folded two smaller symposia into one fumbling theme. That irked me. It was like bringing a fruitcake to a wine and cheese party. I was dressed for interfaith democracy since 9/11. Others came with erudite philosophies of science.
Most organizations can’t get away with last minute theme mergers, but the collective transfixion over a week at the world’s first English speaking university seems to place otherwise central concerns, like the event purpose (!), out of mind for most participants.
Matter Over Mind: Pub and Pulpit
Oh, but the place is intoxicating, and place matters. If space inspires thought or ambition, the ORT venue should produce the most luminous luminaries on the planet. I’ll spare you predictable fawning over this medieval city, where every castle and cathedral issues such artisan care the place is fabled “the city of dreaming spires.” The point: ORT wouldn’t work in Albuquerque.
It’s not intention that the American Southwest lacks, but history, deep academic history, and the continuity one feels holding forth at an ancient lectern presided over by 800 years of political, scientific and religious savants.
Both pubs and pulpits nurtured greatness here for centuries. Their understated, six-inch plaques tagged across the city commemorate landmarks in a prevalence of meaning only Oxford could afford.
To the pub: on one side of town is a tiny booth in The Eagle and Child tavern where C.S. Lewis and J.R.R. Tolkien met every Tuesday for 25 years -- “the conversations that have taken place here," its plaque reads, "have profoundly influenced the development of 20th century literature,” from The Chronicles of Narnia to The Lord of the Rings.
And to the pulpit: across town is an unassuming though well-crafted podium in a Gothic cathedral from which John Wesley preached his conversion story and launched the Methodist Movement that, in part, propelled my own institution into being. There brother Charles penned hymns now sung in every Christian church on the planet. In a word, cool.
The significance of location fits ORT, as described by the French philosopher Gaston Bachelard in The Poetics of Space: Certain places reduce us to silence. They contain more than their objectivity. Sometimes you feel “inside an essential impression seeking expression.” And recall of such spaces, as I perform for you now, become not history -- “I was there” -- but a kind of poetry that memorializes moments. Bachelard says, “The great function of poetry is to shelter dreams.”
For too many academics, the dreams of significance are extinguished in a chemical bath of routine responsibilities (e.g. recommendation letters, grading, meetings). But such dreams require opportunities to perform. The University of Oxford’s space holds sufficient cachet to revive academic dreams, requiting love for elevated and sublime learning.
Mind and Matter Merger: Leaving in Tension
Alas, learning without tension is entertainment. Mind and matter merged for me during one session in the centuries-old Victorian Oxford Union Debate Chamber -- affectionately called “the last bastion of free speech in the world.” Recently, the Holocaust-denier David Irving and “sex-positive” community builder Joani Blank spun yarns. The likes of Yasser Arafat, Desmond Tutu, and a Kennedy or two are tossed in here and there. In that space all the tensions of the Oxford Round Table, real and symbolic, came together for me.
Standing at the podium was Dawkins. I’ve never been insulted with such kindness. He artfully delivered wink-and-smile sarcasm against bald jabs of theist stupidity, and appeared to relish the provocation. Had I not read some of his work, I would’ve thought it mere gamesmanship, superficial wordplay for positions not fully held.
Yet there’s a likability in him somehow, a most unexpected thing for me to feel as an evangelical Christian. I wished I had more time with him, but not in the way that morphed middle-aged scientists into giddy children after the Q & A, lining up hurriedly with the front flaps of their Dawkins books in one hand and autograph pen in another. Here was an orgy of secularism, loud and proud, baby.
Seated next to him in poetic paradox was the head-in-hand, the veteran Vicar Brian Mountford of millennia-aged University Church of St. Mary’s, original site for Oxford coursework, and the physical and spiritual hub of a city and campus with 40 chaplains. Twice per term, in fact, the “university sermon” is delivered here, dignitaries in tow.
Not only does this priest share the platform with Dawkins, shepherding souls in a landscape of logical positivism, but imagine this: He’s also Dawkins’s neighbor. What a delicious irony! That’s better than McDonalds and Burger King on the same corner.
Mountford reconciles this tension, in part, through self-described liberal theology. Our talk, his Spring sermons, and his book, Perfect Freedom: Why Liberal Christianity Might Be The Faith You’re Looking For, express: a “low view of the church” (it institutionalizes discipleship, stripping salvation of its freedoms); an “embrace of the secular” (the Church should not assume society is ethically less sophisticated than itself); soft judgment (“God would not condemn his creatures to eternal torment”); and the “championing of doubting Thomases on the fringe.” He sees this as being “more evangelical than the evangelicals” -- courting scoffers almost Socratically while provoking believers (“sermons send us to sleep because they are totally uncontroversial”).
But for me, a theological conservative, here strikes another strand of tension, beyond the ridiculing atheist “neighbor” we’re charged to love. Here is faith diverging between two likable people -- a theological gap Mountford once described as “chalk and cheese,” things that just don’t go well together.
Such was ORT for me: enchantment and irritation, the merger of chalk and cheese.
En route to the airport were two books under wing, Dawkins’s The God Delusion and Anthony Flew’s There is a God: How the World’s Most Notorious Atheist Changed His Mind.
Agitations get me thinking. I’m the better for it, remember?
Gregg Chenoweth is vice president for academic affairs at Olivet Nazarene University, and practicing journalist for a variety of magazines and newspapers.